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Payout grids for independent broker-dealers
NEWS BROKER DEALERS MAR 30, 2022
Payout grids for independent broker-dealers

See the payout grids for 49 IBDs, based on data the firms provided to InvestmentNews Research.

Orion launches platform for services and M&A connections
YOUR PRACTICE FINTECH MAR 29, 2022
Orion launches platform for services and M&A connections

The service, called the Orion Network, offers advisers access to preferred rates from more than 100 third-party service providers.

Raymond James adds Merrill pair with $353 million in assets
NEWS BROKER DEALERS MAR 29, 2022
Raymond James adds Merrill pair with $353 million in assets

The father-and-son team of David and Mitch Vallie is based in Grand Blanc, Michigan.

Creative Planning acquires $1.8 billion RIA
NEWS RIAS MAR 29, 2022
Creative Planning acquires $1.8 billion RIA

Burlingame, California-based Emery Howard serves Silicon Valley

Team with $240 million in assets joins Arkadios from Securities America
NEWS ADVISOR MOVES MAR 28, 2022
Team with $240 million in assets joins Arkadios from Securities America

WhiteStone Wealth Management Management is based in San Antonio, Texas.

What to make of the SEC's 510-page climate proposal
THE INVESTMENTNEWS PODCAST MAR 28, 2022
What to make of the SEC's 510-page climate proposal

Bruce and Jeff talk with Emile Hallez, US news editor at ESG Clarity, who has done the work of reading through the SEC's proposal. Listen in for a breakdown of the proposal, which will affect how public companies and some private companies report about their impact on the environment.

Edward Jones rep managing $135 million goes indie with Raymond James
NEWS ADVISOR MOVES MAR 28, 2022
Edward Jones rep managing $135 million goes indie with Raymond James

Samuel Martin has set up his own firm, SJ Martin Wealth Management, in Beaufort, South Carolina.

UBS duo managing $265 million goes indie with LPL
YOUR PRACTICE PRACTICE MANAGEMENT MAR 28, 2022
UBS duo managing $265 million goes indie with LPL

Leslie Shenkler and Daryl Lipkin are setting up shop as Alcove Private Wealth in Princeton, New Jersey.

BlackRock to manage up to $150 billion in AIG portfolios
RETIREMENT RETIREMENT PLANNING MAR 28, 2022
BlackRock to manage up to $150 billion in AIG portfolios

The giant fund manager will oversee liquid fixed-income and private placement assets for the insurance company.

Allworth Financial acquires $991 million St. Louis RIA
NEWS RIAS MAR 25, 2022
Allworth Financial acquires $991 million St. Louis RIA

Horseman Group’s 13-member team works from three Missouri offices and serves more than 1,600 households.