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Q3 2021 top fixed-income ETFs
INVESTING ETFS NOV 29, 2021
Q3 2021 top fixed-income ETFs

The top 50 fixed-income exchange-traded funds ranked by quarterly returns.

Team managing $1.2 billion at BofA joins Baird
NEWS BROKER DEALERS NOV 29, 2021
Team managing $1.2 billion at BofA joins Baird

The four-adviser HBGW Group is moving to Baird’s office in Greenville, South Carolina.

Knut Rostad puts fiduciary advice up against best-interest standards
THE INVESTMENTNEWS PODCAST NOV 29, 2021
Knut Rostad puts fiduciary advice up against best-interest standards

Jeff takes Knut Rostad of The Institute for the Fiduciary Standard deep into the weeds in a discussion designed to untangle the endless regulatory wrangling over whether brokers or advisers have the better standard of practice.

What 2021 has taught us
NEWS INDUSTRY NEWS NOV 26, 2021
What 2021 has taught us

The six major industry developments of 2021 truly reflect news-making markers in the areas of regulation, investments, taxes, technology, retirement plans and the economic condition of the advice business.

Rep managing $500 million boomerangs to RBC
YOUR PRACTICE PRACTICE MANAGEMENT NOV 23, 2021
Rep managing $500 million boomerangs to RBC

Financial adviser Christopher Andreach returned to the regional bank after just a two-month stint at UBS Group.

Colony Group acquires $691 million RIA
NEWS RIAS NOV 22, 2021
Colony Group acquires $691 million RIA

The deal for Derby and Co., which is based in Newton, Massachusetts, is Colony's fifth acquisition this year.

Biden keeps Powell as Fed chief, names Brainard vice chair
NEWS REGULATION AND LEGISLATION NOV 22, 2021
Biden keeps Powell as Fed chief, names Brainard vice chair

The second four-year term for Jerome Powell rewards him for his work rescuing the economy from the pandemic and tasks him with protecting that recovery from surging prices.

Securities arbitration and RIAs
THE INVESTMENTNEWS PODCAST NOV 22, 2021
Securities arbitration and RIAs

Bruce talks to Mike Edmiston, the new head of the plaintiff’s bar group, PIABA, about RIAs and investor lawsuits and discusses financial advisers and the Great Resignation with IN’s own Emile Hallez.

Bank group managing $235 million joins LPL
NEWS BROKER DEALERS NOV 18, 2021
Bank group managing $235 million joins LPL

Advisers at First Citizens Investment Center at Iowa-based First Citizens Bank were previously affiliated with Cetera.

Mariner to acquire Bay Area firm with $770 million in AUA
NEWS INDUSTRY NEWS NOV 18, 2021
Mariner to acquire Bay Area firm with $770 million in AUA

Savant Investment Group, based in Emeryville, California, is Mariner's ninth acquisition this year.