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New fee models could open up pricing choices
YOUR PRACTICE PRACTICE MANAGEMENT NOV 08, 2021
New fee models could open up pricing choices

A revamped model could offer new options for advisers who want to pay a more straightforward fee.

Duo managing $1.5 billion at SunTrust join Homrich Berg
NEWS RIAS NOV 08, 2021
Duo managing $1.5 billion at SunTrust join Homrich Berg

Kevin Campbell and Amy Owen are opening an office for Homrich Berg in Palm Beach Gardens, Florida.

Protecting nature is best shot at reaching net zero
INVESTING ESG NOV 08, 2021
Protecting nature is best shot at reaching net zero

Nature Day on Saturday saw farming, agricultural and ‘nature positive’ pledges from governments and companies.

Allworth Financial acquires Arizona RIA
NEWS RIAS NOV 05, 2021
Allworth Financial acquires Arizona RIA

DeGreen Capital Management in Paradise Valley, Arizona, which has $328 million in AUM, is the firm’s second acquisition in the state.

Billion-dollar trio at Wells Fargo moves to Ashton Thomas
NEWS RIAS NOV 05, 2021
Billion-dollar trio at Wells Fargo moves to Ashton Thomas

The three advisers will open the firm’s third Montana office in Helena.

Ascensus, Newport Group merge
NEWS INDUSTRY NEWS NOV 04, 2021
Ascensus, Newport Group merge

The combined companies will administer more than $700 million in assets for more than 150,000 retirement plans.

Fintechs Simon Markets, +Subscribe join forces to offer alts platform
INVESTING ALTERNATIVES NOV 04, 2021
Fintechs Simon Markets, +Subscribe join forces to offer alts platform

The companies say their aim is to allow advisers to manage alternative investments in one place

State regulators: Reg BI fails to curb conflicts of interest
NEWS REGULATION AND LEGISLATION NOV 04, 2021
State regulators: Reg BI fails to curb conflicts of interest

Most brokerages continue to demonstrate conflicts of interest when recommending investments to retail customers, a NASAA study shows.

Six-adviser group managing $875 million goes RIA through Dynasty
NEWS RIAS NOV 03, 2021
Six-adviser group managing $875 million goes RIA through Dynasty

Team leader Bryan Sweet had been with Raymond James for 32 years.

OneAmerica launches plan as alternative to MEPs, PEPs
RETIREMENT RETIREMENT PLANNING NOV 03, 2021
OneAmerica launches plan as alternative to MEPs, PEPs

The new OneConnect product allows plan advisers to act in a 3(21) or 3(38) role.