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Bank rep serving $400 million goes indie with LPL
NEWS BROKER DEALERS NOV 09, 2021
Bank rep serving $400 million goes indie with LPL

Scott Howell will open an office in Summit, New Jersey.

Bipartisan House bill would help workers keep track of retirement plans
RETIREMENT RETIREMENT PLANNING NOV 09, 2021
Bipartisan House bill would help workers keep track of retirement plans

The legislation would also expand access to workplace plans by creating more opportunities for part-time workers to join and allowing 403(b) plans to participate in multiple-employer and pooled employer plans.

Nineteen months in, Covid-19 and the financial advice industry
THE INVESTMENTNEWS PODCAST NOV 08, 2021
Nineteen months in, Covid-19 and the financial advice industry

Frank Congemi joins Bruce Kelly to talk about Covid's effect on the work of financial advisers. Lori Varnell, chief of the Tarrant County Criminal District Attorney’s Elder Financial Fraud team, talks about elder fraud and a case that recently made waves.

New fee models could open up pricing choices
YOUR PRACTICE PRACTICE MANAGEMENT NOV 08, 2021
New fee models could open up pricing choices

A revamped model could offer new options for advisers who want to pay a more straightforward fee.

Duo managing $1.5 billion at SunTrust join Homrich Berg
NEWS RIAS NOV 08, 2021
Duo managing $1.5 billion at SunTrust join Homrich Berg

Kevin Campbell and Amy Owen are opening an office for Homrich Berg in Palm Beach Gardens, Florida.

Protecting nature is best shot at reaching net zero
INVESTING ESG NOV 08, 2021
Protecting nature is best shot at reaching net zero

Nature Day on Saturday saw farming, agricultural and ‘nature positive’ pledges from governments and companies.

Allworth Financial acquires Arizona RIA
NEWS RIAS NOV 05, 2021
Allworth Financial acquires Arizona RIA

DeGreen Capital Management in Paradise Valley, Arizona, which has $328 million in AUM, is the firm’s second acquisition in the state.

Billion-dollar trio at Wells Fargo moves to Ashton Thomas
NEWS RIAS NOV 05, 2021
Billion-dollar trio at Wells Fargo moves to Ashton Thomas

The three advisers will open the firm’s third Montana office in Helena.

Ascensus, Newport Group merge
NEWS INDUSTRY NEWS NOV 04, 2021
Ascensus, Newport Group merge

The combined companies will administer more than $700 million in assets for more than 150,000 retirement plans.

Fintechs Simon Markets, +Subscribe join forces to offer alts platform
INVESTING ALTERNATIVES NOV 04, 2021
Fintechs Simon Markets, +Subscribe join forces to offer alts platform

The companies say their aim is to allow advisers to manage alternative investments in one place