The eight-member Atlantic Group has offices in Palm Beach, Florida, and Bethesda, Maryland.
We want to hear about your views on ESG strategies, how your attitude about ESG has changed, and how you expect fund managers to adapt.
Sam Cone, Jessica McNamee and Grace Yung are joining the group, whose members have diverse backgrounds and specialties.
Scottsdale-based RG Capital manages $176 million and serves approximately 300 clients, with a focus on dentists.
Two advisers from Truist and a trio from Merrill Lynch are moving to the firm's employee channel.
Petaluma-based Investment Architects and its affiliated RIA, Resource Investment Architects, manage $1.25 billion.
Francine Payson and Tarek Salhab are joining the firm's employee unit in Fort Myers, Florida.
Scott Howell will open an office in Summit, New Jersey.
The legislation would also expand access to workplace plans by creating more opportunities for part-time workers to join and allowing 403(b) plans to participate in multiple-employer and pooled employer plans.
Frank Congemi joins Bruce Kelly to talk about Covid's effect on the work of financial advisers. Lori Varnell, chief of the Tarrant County Criminal District Attorney’s Elder Financial Fraud team, talks about elder fraud and a case that recently made waves.
