Bruce talks to Mike Edmiston, the new head of the plaintiff’s bar group, PIABA, about RIAs and investor lawsuits and discusses financial advisers and the Great Resignation with IN’s own Emile Hallez.
Advisers at First Citizens Investment Center at Iowa-based First Citizens Bank were previously affiliated with Cetera.
Savant Investment Group, based in Emeryville, California, is Mariner's ninth acquisition this year.
Guaranteed Income Direct is integrated into Fidelity’s employee benefits portal and offers workers immediate income annuities at institutional pricing from the insurance company of their choice.
Louis Barajas, Terri Kallsen, Peter Rohr and Martin Seay are joining the 17-person board.
The partnership will be first multistate auto-IRA program in the country.
FARE, a partnership between financial services firms and associations and historically Black colleges and universities, plans to fund a scholarship next year to help people of color earn the CFP designation.
The woman-led management team retains a majority stake in the firm, while investor Abry Partners is exiting.
The firm is also taking an equity stake in BondNav's operator, InspereX.
New York’s Kuttin Wealth has attracted a large team from 1879 Advisors and another adviser from Cadaret Grant.
