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Will the phrase 'ESG' exist in 5 years?
THE INVESTMENTNEWS PODCAST OCT 25, 2021
Will the phrase 'ESG' exist in 5 years?

Alexandra Mihailescu Cichon from RepRisk joins Jeff and Bruce to discuss the current state of ESG, and the future. Scott Silver also joins to chat about the recent Worden Capital fiasco and what it means for the industry.

UBS rep managing $265 million joins LPL
NEWS BROKER DEALERS OCT 25, 2021
UBS rep managing $265 million joins LPL

David Winchell is setting up his own firm, Winchell Financial Group, in Las Vegas.

Advisers beware: Bitcoin futures ETFs are a game-changer
YOUR PRACTICE FINTECH OCT 25, 2021
Advisers beware: Bitcoin futures ETFs are a game-changer

Advisers who have been steering clear of digital currencies need to study up and be prepared to talk their clients through the pros and cons of this asset class.

Addepar buys AdvisorPeak
YOUR PRACTICE FINTECH OCT 22, 2021
Addepar buys AdvisorPeak

The acquisition adds portfolio rebalancing and trading to the Addepar platform.

RBC lands Merrill Lynch rep managing $800 million
NEWS ADVISOR MOVES OCT 22, 2021
RBC lands Merrill Lynch rep managing $800 million

Stephen P. McGovern, who joined Merrill in 2009, makes the move in Stuart, Florida.

Merrill Lynch trio managing $890 million moves to UBS
NEWS WIREHOUSES OCT 22, 2021
Merrill Lynch trio managing $890 million moves to UBS

The veteran advisers and three associates make the switch in midtown Manhattan

New York State mandates auto-IRA plan
RETIREMENT RETIREMENT PLANNING OCT 22, 2021
New York State mandates auto-IRA plan

Private-sector employers that don't offer a retirement plan are now required to enroll workers in the state's program.

Mariner Wealth acquires $700 million RIA
NEWS RIAS OCT 21, 2021
Mariner Wealth acquires $700 million RIA

Barley Mill Asset Management is based in Wilmington, Delaware; the Delaware office will remain under the leadership of Paul Dorsey, who founded Barley Mill more than a decade ago.

Raymond James to acquire TriState Capital Holdings
NEWS BROKER DEALERS OCT 21, 2021
Raymond James to acquire TriState Capital Holdings

The Pittsburgh-based financial firm specializes in securities-based loans.

Adviser Josh Brown launches wealth management event
YOUR PRACTICE FINTECH OCT 20, 2021
Adviser Josh Brown launches wealth management event

Future Proof, which will cover technology and trends, is set for Huntington Beach, California, in September 2022.