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LPL expands retirement plan choices for affiliates
RETIREMENT RETIREMENT PLANNING OCT 14, 2021
LPL expands retirement plan choices for affiliates

The IBD is offering a multiple-employer aggregate program that affiliates can use with small businesses and start-up plans.

Mega RIA firm M&A activity leads to record third quarter
NEWS RIAS OCT 14, 2021
Mega RIA firm M&A activity leads to record third quarter

The 64 transactions from July to September make 2021 a record year for deals, and more than half involved sales of firms with $1 billion or more in assets.

Allworth Financial acquires $180 million RIA
NEWS RIAS OCT 13, 2021
Allworth Financial acquires $180 million RIA

DeBoer Financial Group is based in Roseville, California, just a few miles from Allworth.

Institutional investors less confident about meeting return targets
NEWS INDUSTRY NEWS OCT 13, 2021
Institutional investors less confident about meeting return targets

Yield generation is the top challenge, a Fidelity survey shows; 40% of those surveyed say they have to take on more risk to achieve the same returns.

FiNet rep managing $175 million moves to LPL
NEWS BROKER DEALERS OCT 13, 2021
FiNet rep managing $175 million moves to LPL

Guy Rodgers Private Wealth Strategies is based in Mansfield, Texas.

Halo Investing raises $100 million
INVESTING ALTERNATIVES OCT 12, 2021
Halo Investing raises $100 million

The platform, which provides structured notes, annuities and other investments, plans to use the funds to expand its product offerings.

Vestwell names Rob Molchon CTO
RETIREMENT RETIREMENT PLANNING OCT 12, 2021
Vestwell names Rob Molchon CTO

The digital record-keeping platform also promoted Ryan Anderson to chief product officer.

Adviser overseeing $280 million moves to Arkadios
NEWS RIAS OCT 12, 2021
Adviser overseeing $280 million moves to Arkadios

Ricky Moore’s Oak Financial Group in Angleton, Texas, had been with Sagepoint for seven years.

Jackson National introduces index-linked annuities
RETIREMENT LIFE INSURANCE AND ANNUITIES OCT 11, 2021
Jackson National introduces index-linked annuities

The insurance provider has created versions of the new product for commission-based and fee-based advisers.

Morgan Stanley rep managing $200 million goes indie with LPL
NEWS BROKER DEALERS OCT 11, 2021
Morgan Stanley rep managing $200 million goes indie with LPL

The financial adviser Douglas Chin has affiliated with the independent broker-dealer through Gladstone Wealth Partners in Red Bank, New Jersey