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By the Numbers: Learn more about this year's honorees
NEWS INDUSTRY NEWS JUL 14, 2020
By the Numbers: Learn more about this year's honorees

Dasarte Yarnway: This year’s youngest 40 Under 40
NEWS INDUSTRY NEWS JUL 14, 2020
Dasarte Yarnway: This year’s youngest 40 Under 40

RBC recruits duo with $245 million
NEWS BROKER DEALERS JUL 13, 2020
RBC recruits duo with $245 million

The Albuquerque, New Mexico-based advisers are joining from Maplewood Investments

New Hampshire investigating churning claims against Merrill brokers
NEWS WIREHOUSES JUL 13, 2020
New Hampshire investigating churning claims against Merrill brokers

Former governor says the firm, two former brokers were responsible for $50 million in losses

THE INVESTMENTNEWS PODCAST JUL 13, 2020
PPP loans continue to haunt the wealth management industry, Bruce and Jeff explain why, plus more.

This week’s episode takes a look at the use of PPP (Paycheck Protection Program) loans in financial services, the appeal of new semitransparent ETFs, Cetera’s recruiting efforts, the need for alternative investments, and what going back to the office looks like.

‘Lost and found’ 401(k) bill is good for the advice industry
NEWS OPINION JUL 12, 2020
‘Lost and found’ 401(k) bill is good for the advice industry

While not exactly novel, the legislation is a sound first step toward getting Main Street investors the tools they need

The big juicy pork chop
NEWS BROKER DEALERS JUL 12, 2020
The big juicy pork chop

In the latest episode of the InvestmentNews Podcast, Jeff Benjamin and Bruce Kelly analyze LPL Financial’s latest effort to stay ahead of the recruiting curve

Former RIA execs to pay $200,000 for misleading clients
NEWS RIAS JUL 10, 2020
Former RIA execs to pay $200,000 for misleading clients

Benjamin Alderson, the former CEO of deVere USA, also agrees to a permanent bar

Indies managing $245 million switch to Arkadios from Triad
NEWS RIAS JUL 08, 2020
Indies managing $245 million switch to Arkadios from Triad

Both Black Stone Partners and Creative Capital Wealth Management are Pennsylvania-based

Adviser managing $370 million moves to RBC from Wells Fargo
YOUR PRACTICE PRACTICE MANAGEMENT JUL 08, 2020
Adviser managing $370 million moves to RBC from Wells Fargo

James Koestner switches firms in Dallas