InvestmentNews

InvestmentNews
Displaying 3993 results
Meager savings led workers to tap retirement accounts, survey finds
RETIREMENT RETIREMENT PLANNING JUL 20, 2020
Meager savings led workers to tap retirement accounts, survey finds

COVID-19 could have long-term consequences for Americans' retirement security, says the Secure Retirement Institute

Accounting group offers free PPP loan forgiveness tool
YOUR PRACTICE FINTECH JUL 20, 2020
Accounting group offers free PPP loan forgiveness tool

Applicants who received funds can fill out forms on the AICPA site

Hybrid managing $150 million at First Allied moves to LPL
NEWS BROKER DEALERS JUL 20, 2020
Hybrid managing $150 million at First Allied moves to LPL

Staples Financial, based in Inver Heights, Minnesota, is led by the son of its founder

THE INVESTMENTNEWS PODCAST JUL 20, 2020
A closer look at Joe Biden’s tax plan and the potential for a financial transaction tax.

This week Jeff and Bruce look at how certain taxes are ultimately paid by adviser clients, the slow start but new momentum of M&A activity in the RIA space, how Wells Fargo is cracking down on the use of the TikTok app, and what it’s like to start a new job in the middle of a pandemic.

Her Success Matters: Mindy Diamond
YOUR PRACTICE WOMEN ADVISOR COMMUNITY JUL 17, 2020
Her Success Matters: Mindy Diamond

Recruiting powerhouse Mindy Diamond and InvestmentNews CEO Christine Shaw talk about how female CEOs can empower the next generation of women advisers to step into leadership roles

SEC charges RIA in $60 million Ponzi-like scheme
NEWS RIAS JUL 17, 2020
SEC charges RIA in $60 million Ponzi-like scheme

David Hu sold fake loans to pay off earlier investors, the SEC alleges

Sell baby sell! Merrill Lynch shuts down trainee program
YOUR PRACTICE PRACTICE MANAGEMENT JUL 17, 2020
Sell baby sell! Merrill Lynch shuts down trainee program

The latest episode of the InvestmentNews Podcast looks at Merrill’s headache trying to manage broker trainees who are learning to cold-call from home

LPL makes annual adviser event virtual
NEWS BROKER DEALERS JUL 16, 2020
LPL makes annual adviser event virtual

The firm will hold its Focus conference online in August

Schwab Charitable donors gave record $3.3 billion last year
NEWS INDUSTRY NEWS JUL 15, 2020
Schwab Charitable donors gave record $3.3 billion last year

Users of Schwab’s donor-advised fund made nearly 700,000 grants in the year ended in June

Meet InvestmentNews’ 2020 class of 40 Under 40
NEWS INDUSTRY NEWS JUL 15, 2020
Meet InvestmentNews’ 2020 class of 40 Under 40