This week Jeff and Bruce look at how certain taxes are ultimately paid by adviser clients, the slow start but new momentum of M&A activity in the RIA space, how Wells Fargo is cracking down on the use of the TikTok app, and what it’s like to start a new job in the middle of a pandemic.
Recruiting powerhouse Mindy Diamond and InvestmentNews CEO Christine Shaw talk about how female CEOs can empower the next generation of women advisers to step into leadership roles
David Hu sold fake loans to pay off earlier investors, the SEC alleges
The latest episode of the InvestmentNews Podcast looks at Merrill’s headache trying to manage broker trainees who are learning to cold-call from home
The firm will hold its Focus conference online in August
Users of Schwab’s donor-advised fund made nearly 700,000 grants in the year ended in June
Crossroads Financial Services will use Financial Services Network as an office of supervisory jurisdiction
Thun Financial Advisors specialize in serving U.S. citizens who live overseas
The president of the advisory firm GRID 202 Partners will take the top post in 2022
