Jeff and Bruce get the details on Dani Fava’s celebrated move to Envestnet and why it matters to advisers. After that, they dissect the missing assets at GPB Capital, explain the pros and cons of zero-fee ETFs, look at the headaches of fintech platform consolidations, and ask whether Covid-19 is becoming a standard excuse for bad customer service.
Mark Hopkins, who was barred by Finra in 2019, said he would put the funds in an investment earning 6% or 7%
The proposal fails to account for evidence that long-term investors, like retirees, are likely to earn better returns
The veteran advisers, natives of Venezuela, are based in Miami
Cornerstone Financial Planning in Florida is led by a brother-sister team
The class action alleges the company didn’t prudently monitor record-keeper expenses
Regulators say older advisory workforce may have issues related to cognitive impairment
Stephen Langlois will serve as president while James Poer remains CEO of the parent company
This year’s Excellence in Diversity & Inclusion firm finalists are honored for their efforts to foster diversity and inclusion within their own firms or the financial advice profession
These Excellence in Diversity & Inclusion firm finalists are recognized for their initiatives developed to increase diversity and inclusion of their firms or clients
