Firms registered with the broker-dealer industry regulator saw their revenues and profits rise last year
Thousand Oaks Financial will become part of One Capital Management, which is a subsidiary of Toronto's CI Financial
‘Core’ suits, which don’t involve M&A, totaled 117
The Chicago-area registered investment adviser manages $1.5 billion in assets
The acquisition will add $400 million to the AUM of Focus Financial
Philip Stathos becomes part of wealth management team in Portland, Maine
The New York bank’s $20 billion in AUM will make it the largest on LPL's platform
Adding Frontier Investment Management brings the firm's total AUM to $56.7 billion
Alfredo Risi has been named chief operating officer at the Birmingham, Michigan-based boutique wealth advisory firm
Keith Boyd is affiliating through Gladstone, an LPL office of supervisory jurisdiction in Flemington, New Jersey
