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Hightower takes stake in Private Vista
NEWS RIAS JUL 30, 2020
Hightower takes stake in Private Vista

The Chicago-area registered investment adviser manages $1.5 billion in assets

Focus firm HoyleCohen to acquire Stellar Capital Management
NEWS RIAS JUL 30, 2020
Focus firm HoyleCohen to acquire Stellar Capital Management

The acquisition will add $400 million to the AUM of Focus Financial

Adviser managing $279 million at Wells Fargo joins Baird
NEWS BROKER DEALERS JUL 29, 2020
Adviser managing $279 million at Wells Fargo joins Baird

Philip Stathos becomes part of wealth management team in Portland, Maine

M&T Bank will use LPL for retail securities business
YOUR PRACTICE FINTECH JUL 29, 2020
M&T Bank will use LPL for retail securities business

The New York bank’s $20 billion in AUM will make it the largest on LPL's platform

NEWS RIAS JUL 28, 2020
Hightower acquires stake in $3.3 billion RIA

Adding Frontier Investment Management brings the firm's total AUM to $56.7 billion

Schechter names new COO
YOUR PRACTICE PRACTICE MANAGEMENT JUL 28, 2020
Schechter names new COO

Alfredo Risi has been named chief operating officer at the Birmingham, Michigan-based boutique wealth advisory firm

Adviser managing $180 million at Wells Fargo moves to LPL
NEWS BROKER DEALERS JUL 27, 2020
Adviser managing $180 million at Wells Fargo moves to LPL

Keith Boyd is affiliating through Gladstone, an LPL office of supervisory jurisdiction in Flemington, New Jersey

THE INVESTMENTNEWS PODCAST JUL 27, 2020
Schwab-TD mega merger w/ special guest Dani Fava

Jeff and Bruce get the details on Dani Fava’s celebrated move to Envestnet and why it matters to advisers. After that, they dissect the missing assets at GPB Capital, explain the pros and cons of zero-fee ETFs, look at the headaches of fintech platform consolidations, and ask whether Covid-19 is becoming a standard excuse for bad customer service.

SEC charges Michigan broker with taking $1.15 million from clients
NEWS REGULATION AND LEGISLATION JUL 27, 2020
SEC charges Michigan broker with taking $1.15 million from clients

Mark Hopkins, who was barred by Finra in 2019, said he would put the funds in an investment earning 6% or 7%

DOL’S ESG proposal would hurt retirement accounts
RETIREMENT RETIREMENT PLANNING JUL 26, 2020
DOL’S ESG proposal would hurt retirement accounts

The proposal fails to account for evidence that long-term investors, like retirees, are likely to earn better returns