Self-regulator was investigating Brian Travers' outside business and private securities transactions.
Most consumers under age 45 with over $250,000 in assets reportedly fall into this category.
State securities regulator group says investors also should beware real estate, Ponzi schemes.
Ferrigno Financial is based in Washingtonville, N.Y.
Regulator was investigating JoeAnn Walker's sales of variable annuities.
Agency says Westport Capital's clients lost $1 million through inflated stock buys.
Nine-adviser group from Omaha area joins franchise unit.
James Sheehan to work at the Park Avenue office of the Raymond James division.
SEC chairman urges investors to use common sense, market pros to mind securities laws.
California-based hybrid was one of National Planning Corp.'s largest firms
