The addition will bring TRUE's assets under management to more than $900 million.
Michael Huffman moves to employee channel in Mesa, Ariz.
Midwest Financial Group in Wisconsin manages $186 million.
Finra was investigating whether he engaged in prohibited sales activities.
Three veterans collectively have 70 years of industry experience.
After losing many National Planning Corp. affiliates, company touts the 'keep.'
Edward Zadworny failed to provide information in connection with annuity sales.
Finra was investigating whether Brian Royster borrowed from clients.
Prosecutors claim Daniel Glick used some of the funds for personal and business expenses.
Advisers and investors will get better look at costs in 30,000 products