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NEWS INDUSTRY NEWS MAR 30, 2017
Millennials like blend of robo and human advice, though skeptical of advice generally

Whether guided by human or robo, many won't act without consulting someone else first.

NEWS INDUSTRY NEWS MAR 29, 2017
Broker faces sanctions after alleged email fraud: Finra

NEWS INDUSTRY NEWS MAR 29, 2017
Advisers managing $463 million join Ameriprise

Six-person group in Atlanta leaves Next Financial; duo in New Jersey leaves UBS.

NEWS RIAS MAR 28, 2017
UBS team in Lexington, Ky. leaves to form RIA

Trio that managed $113 million creates Wallace Hart Capital Management.

Professors give themselves a 'B' in financial literacy
NEWS INDUSTRY NEWS MAR 28, 2017
Professors give themselves a 'B' in financial literacy

Almost half of Gen X faculty feels inexperienced in investing, Fidelity survey finds.

INVESTING MUTUAL FUNDS MAR 28, 2017
Vanguard shareholders in 15 funds get fee break

Expenses lower by one to three basis points in several state muni bond funds

NEWS REGULATION AND LEGISLATION MAR 27, 2017
SEC slaps restraining order on Chicago adviser for allegedly scamming seniors

Daniel Glick doctored statements, siphoned millions from elders' accounts, regulator says.

RETIREMENT LIFE INSURANCE AND ANNUITIES MAR 27, 2017
Tontines could be making a comeback, providing alternative for retirement income

Re-engineered, investment vehicles could provide alternative for retirement income.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 27, 2017
LPL loses $200M team to HighTower St. Louis

Rogers & Co. Wealth Management will join the former Archer Wealth Management.

NEWS RIAS MAR 24, 2017
Broker, RIA found guilty of $15 million stock fraud

Duo scammed 100 investors in pump-and-dump scheme.