InvestmentNews

InvestmentNews
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NEWS RIAS APR 07, 2017
HighTower in talks to acquire 10 WealthTrust RIAs

Consolidator could add $6.4 billion in assets at a cost of about $70 million.

INVESTING FIXED INCOME APR 06, 2017
Arizona broker-dealer settles charges it underwrote fraudulent muni bonds

Lawson Financial settles with SEC over due diligence in nursing home financings.

YOUR PRACTICE PRACTICE MANAGEMENT APR 06, 2017
Financial advisers should focus on millennials, not baby boomers, says J.D. Power

Latest adviser satisfaction study finds most younger investors are dissatisfied.

NEWS INDUSTRY NEWS APR 05, 2017
Morgan Stanley loses $1 million producer to Raymond James

Broker in Trinity, Fla., managed $106 million in assets.

NEWS RIAS APR 04, 2017
Captrust acquires Windsor Financial Group

Minneapolis-based RIA manages $515 million in assets.

YOUR PRACTICE PRACTICE MANAGEMENT APR 04, 2017
Raymond James' Alex Brown unit loses team to SunTrust

Atlanta duo and former private equity firm partner manage $200 million.

INVESTING ETFS APR 04, 2017
Record $132 billion flowed into ETFs in first quarter

Fixed income had best quarter ever, while equity inflows continued at blistering pace

NEWS INDUSTRY NEWS MAR 30, 2017
Millennials like blend of robo and human advice, though skeptical of advice generally

Whether guided by human or robo, many won't act without consulting someone else first.

NEWS INDUSTRY NEWS MAR 29, 2017
Broker faces sanctions after alleged email fraud: Finra

NEWS INDUSTRY NEWS MAR 29, 2017
Advisers managing $463 million join Ameriprise

Six-person group in Atlanta leaves Next Financial; duo in New Jersey leaves UBS.