InvestmentNews

InvestmentNews
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NEWS INDUSTRY NEWS MAR 24, 2017
Financial Media Exchange buys AdviceIQ

Acquisition adds content for adviser information service.

NEWS REGULATION AND LEGISLATION MAR 23, 2017
Community bank B-D fined for selling seniors unsuitable investments

Massachusetts orders Investment Professionals Inc. to pay $100,000 fine.

eMoney Advisor targets large RIAs, B-Ds and banks
YOUR PRACTICE FINTECH MAR 23, 2017
eMoney Advisor targets large RIAs, B-Ds and banks

eMoney Advisor is launching eMoney for Enterprise, a division it hopes will increase the financial-planning software company's penetration of large RIA firms, banks and broker-dealers.

NEWS INDUSTRY NEWS MAR 22, 2017
Schwab software development exec Timothy Betts joins CRM provider Junxure

RETIREMENT RETIREMENT PLANNING MAR 22, 2017
Bipartisan bill seeks to ease hurdle for small-business retirement plans

Measure directs Labor and Treasury Departments to allow employers and sole-proprietors participating in similar retirement plans to file a single aggregated Form 5500.

RETIREMENT RETIREMENT PLANNING MAR 22, 2017
Tax cut optimism may be overblown

Wall Street Journal columnist notes health care resolution must come first, making any tax reform more distant.

NEWS BROKER DEALERS MAR 22, 2017
Five advisers create $250 million hybrid in Ohio

They leave Summit, Sterne Agee and Edward Jones to form independent firm.

INVESTING EQUITIES MAR 22, 2017
A case of disappearing shares

NEWS BROKER DEALERS MAR 22, 2017
Merrill loses $350 million team to Raymond James

Five-person group joins employee unit in Williamsport, Pa.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 22, 2017
Raymond James picks up $112 million team from Morgan Stanley

Ashley Banks and Donna Carroll, who operate as the Banks Carroll Group, specialize in working with female clients.