InvestmentNews

InvestmentNews
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INVESTING EQUITIES MAR 22, 2017
A case of disappearing shares

NEWS BROKER DEALERS MAR 22, 2017
Five advisers create $250 million hybrid in Ohio

They leave Summit, Sterne Agee and Edward Jones to form independent firm.

RETIREMENT RETIREMENT PLANNING MAR 22, 2017
Bipartisan bill seeks to ease hurdle for small-business retirement plans

Measure directs Labor and Treasury Departments to allow employers and sole-proprietors participating in similar retirement plans to file a single aggregated Form 5500.

NEWS INDUSTRY NEWS MAR 22, 2017
Schwab software development exec Timothy Betts joins CRM provider Junxure

RETIREMENT RETIREMENT PLANNING MAR 22, 2017
Tax cut optimism may be overblown

Wall Street Journal columnist notes health care resolution must come first, making any tax reform more distant.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 22, 2017
Raymond James picks up $112 million team from Morgan Stanley

Ashley Banks and Donna Carroll, who operate as the Banks Carroll Group, specialize in working with female clients.

NEWS BROKER DEALERS MAR 22, 2017
Merrill loses $350 million team to Raymond James

Five-person group joins employee unit in Williamsport, Pa.

NEWS INDUSTRY NEWS MAR 21, 2017
Raymond James attracts $350M Merrill team

Five-person group opens firm's first office in Williamsport, Pa.

NEWS INDUSTRY NEWS MAR 20, 2017
Adviser gets seven years for Ponzi scheme

Patrick Churchville of Providence, R.I., found guilty of conning investors out of $21 million.

NEWS INDUSTRY NEWS MAR 20, 2017
Clients aren't listening on purpose: behavioral finance report