In January and February alone, mutual fund giant took in nine out of every $10 invested in a U.S. mutual fund or ETF.
That represents a decline of 1.2% in a year in which employees' bonuses were cut 2% to 4%.
Lawsuit alleged brokerage firm misused investor funds in financing the failed Jay Peak ski resort.
Four-adviser team Cygnus Asset Management of Charlotte, N.C., is leaving Wells Fargo's Financial Network channel.
Connecticut man raided his client's account in $1.2 million theft.
Self-regulator wants to encourage capital-raising while still protecting investors.
Takes enforcement action against firms taking money to tout stocks.
The five-year class-action battle involved 1,056 former financial advisers.
Firm says it will look for talent among teachers, entrepreneurs and former athletes.
Disciplinary proceedings will determine whether a firm or an adviser exerted undue influence over "vulnerable individuals or individuals with diminished capacity."
