Opinion

Displaying 2102 results
Statement shock is the beginning, but longevity may be clients’ biggest risk
NEWS OPINION JUL 08, 2022
Statement shock is the beginning, but longevity may be clients’ biggest risk

Longer lifespans increase the chance that your clients will outlive their money or have to drastically downgrade their lifestyle.

The advantage of tiering your advisory fees 
NEWS OPINION JUL 07, 2022
The advantage of tiering your advisory fees 

The AUM fee model works well in rising markets, but when markets begin to decline, the model means revenues are falling as the needs of clients increase.

How financing options can help advisers drive growth
NEWS OPINION JUL 06, 2022
How financing options can help advisers drive growth

There have been exciting developments in terms of partner firms offering loans and equity options that can provide the capital advisers need to realize their business growth goals.

3 retirement plan options for small-business owners
NEWS OPINION JUL 06, 2022
3 retirement plan options for small-business owners

These plan designs can help small-business clients save big on their taxes while building their retirement nest egg.

Curb the paper chase with digital document strategies
NEWS OPINION JUL 01, 2022
Curb the paper chase with digital document strategies

Eliminating paper processes can reduce error rates, driving efficiencies for the firm and improving the customer experience.

Match retirement cash flow with clients' long-term goals
NEWS OPINION JUN 29, 2022
Match retirement cash flow with clients' long-term goals

Don't assume that clients intend to spend their principal in retirement.

Advisers finding value in joining smaller firms
NEWS OPINION JUN 29, 2022
Advisers finding value in joining smaller firms

Smaller B-Ds and independent RIAs give advisers a platform for more strategic growth as well as a more attentive and supportive environment.

5 ways to identify a good fit when picking a platform for your firm
NEWS OPINION JUN 28, 2022
5 ways to identify a good fit when picking a platform for your firm

There are important things to consider when selecting a platform that researching online or LinkedIn won't tell you.

8 ways to inspire trust in prospects and clients
NEWS OPINION JUN 27, 2022
8 ways to inspire trust in prospects and clients

Relationships with clients are built on trust. Here are ways advisers can help accelerate the trust-building process.

The complexities of investing in alternatives
NEWS OPINION JUN 24, 2022
The complexities of investing in alternatives

Advisory firms' challenges when it comes to alts range from getting access to investments, meeting minimums, figuring out how to subscribe and the headache of performance reporting.

Generating tax alpha takes much more than tax harvesting
NEWS OPINION JUN 22, 2022
Generating tax alpha takes much more than tax harvesting

Other practices that help limit investors' taxes include asset location, rebalancing and maximizing retirement income.

Is your custodian or IBD holding you back?
NEWS OPINION JUN 22, 2022
Is your custodian or IBD holding you back?

Some custodians and IBDs will require that an advisory firm move its assets off their platform if the firm is acquired or merges with one of the consolidators.

Accelerate inclusion by adopting agile strategies
NEWS OPINION JUN 22, 2022
Accelerate inclusion by adopting agile strategies

Methods honed by the tech and manufacturing industries are surprisingly relevant and effective for workplace culture

One size does not fit all: Finding the right ESG investments for wealthy clients
NEWS OPINION JUN 15, 2022
One size does not fit all: Finding the right ESG investments for wealthy clients

The key is to ask the right questions to develop a custom strategy aligned with the client’s goals rather than making assumptions.

The bedrock of client experience
NEWS OPINION JUN 10, 2022
The bedrock of client experience

While clients tend to be loyal to their advisers, enhancing the firm's client experience is a way of ensuring they stay.

Reassessing cybersecurity in a changing world
NEWS OPINION JUN 09, 2022
Reassessing cybersecurity in a changing world

As the industry waits for the Securities and Exchange Commission’s final rules on cybersecurity, RIAs can take steps now to better safeguard themselves and their clients.

Midlevel a rich but overlooked vein for diverse talent
NEWS OPINION JUN 08, 2022
Midlevel a rich but overlooked vein for diverse talent

The greatest opportunity for change lies in the middle — at the branch or regional management level — where diversity programs fall behind or are abandoned in favor of the status quo.

How advisers can drive growth in any environment
NEWS OPINION JUN 08, 2022
How advisers can drive growth in any environment

Here are some of advisers' best strategies for boosting growth, ranging from optimizing efficiency to engaging prospects.

Advisers seeking a deal should look for a seat at the table
NEWS OPINION JUN 08, 2022
Advisers seeking a deal should look for a seat at the table

The wealth management space needs to move beyond traditional models and put advisers at the center of a firm's mission and purpose.

Fending off taxes, fees and other state threats to adviser autonomy and growth
NEWS OPINION JUN 07, 2022
Fending off taxes, fees and other state threats to adviser autonomy and growth

Fees, financial literacy and the freedom to work as an independent contractor are all under debate in state legislatures — and relevant to the growth of advisers' practices