Opinion

Displaying 2109 results
How the Biden administration can protect retirement savings
NEWS OPINION JAN 15, 2021
How the Biden administration can protect retirement savings

The Labor Department's fiduciary rule and the SEC's Reg BI pose a real threat to the retirement savings of investors, but the Biden administration can put an end to the threat.

Potential benefits clash in the workplace
NEWS OPINION JAN 14, 2021
Potential benefits clash in the workplace

Financial wellness programs depend on data about what workers need, but employees may have concerns about the privacy of their personal information.

What Raymond James' purchase of NWPS means for 401(k) industry
NEWS OPINION JAN 13, 2021
What Raymond James' purchase of NWPS means for 401(k) industry

The firm's acquisition of the record keeper may be a harbinger for other distributors. Does Raymond James see opportunities to monetize participants in retirement plans, especially given the launch of pooled employer plans?

Solving for retirement security: Lessons from the DC institutional market
NEWS OPINION JAN 13, 2021
Solving for retirement security: Lessons from the DC institutional market

Future innovations in DC plans will come as much from retirement plan advisers and their clients as from the institutional market.

Three issues set to motivate ESG investors in 2021
NEWS OPINION JAN 13, 2021
Three issues set to motivate ESG investors in 2021

Pandemic recovery, systemic racism and climate are likely to be the top priorities of socially responsible investors this year, according to Boston Common Asset Management.

4 ways to become more digitally empowered
NEWS OPINION JAN 13, 2021
4 ways to become more digitally empowered

It's a good time for firms to take stock of what’s working well and how they can ensure advisers are digitally empowered in the year ahead.

New year, new you: Prospecting in the virtual world
NEWS OPINION JAN 13, 2021
New year, new you: Prospecting in the virtual world

The truth is, your business can thrive in this 'new normal.' Learning effective ways to prospect virtually can be a huge competitive advantage to advisers who embrace it.

An old bond strategy is new again  — and it's good as gold
NEWS OPINION JAN 13, 2021
An old bond strategy is new again — and it's good as gold

A fledgling operation is hoping to turn back the clock by introducing gold bonds that are purchased and repaid with actual gold, a common practice about 90 years ago before FDR’s Gold Reserve Act put the kibosh on all the fun.

Investing depends upon a stable government
NEWS OPINION JAN 11, 2021
Investing depends upon a stable government

Clients look to advisers for stability — especially when everything we thought as a nation about our republic was thrown into question in just a few short hours

Driving progress during an unprecedented year
NEWS OPINION JAN 07, 2021
Driving progress during an unprecedented year

The challenges of the pandemic were magnified by the implementation of the SEC's Reg BI

Robinhood exec walks through regulatory revolving door
NEWS OPINION JAN 06, 2021
Robinhood exec walks through regulatory revolving door

The online trading platform’s popularity has skyrocketed over the last several months, but its fast growth has also generated increased regulatory scrutiny

Wishing you a successful new year
NEWS OPINION JAN 06, 2021
Wishing you a successful new year

Given all that happened last year, many advisers are coming up with different metrics for success in 2021

Strategic delegating is key to success
NEWS OPINION JAN 05, 2021
Strategic delegating is key to success

There's nothing worse than workaholic leaders gumming up the works because they won’t delegate

Mapping your firm's future
NEWS OPINION DEC 31, 2020
Mapping your firm's future

When thinking about your firm’s strategy, consider where you stand on the 4 Ps — personalization, purpose, private markets and portfolio construction

How IN's new fintech reporter tackled the beat — virtually
NEWS OPINION DEC 30, 2020
How IN's new fintech reporter tackled the beat — virtually

Starting a new job amid a pandemic, I’ve had to rethink how to thrive, virtually, with technology as my trusty tool to succeed

Automation can elevate the client experience
NEWS OPINION DEC 28, 2020
Automation can elevate the client experience

For advisers who want to serve more clients without sacrificing their client experience, automation is critical

Finra licensing policy puts women at a disadvantage amid COVID
NEWS OPINION DEC 23, 2020
Finra licensing policy puts women at a disadvantage amid COVID

Taking time off to have a child, care for a family member or provide home schooling amid the pandemic can derail a career in finance.

‘Adoption is the next innovation’: Forecasting fintech in 2021 and beyond
NEWS OPINION DEC 22, 2020
‘Adoption is the next innovation’: Forecasting fintech in 2021 and beyond

The use of new technologies and solutions will mean fundamental shifts in the financial services industry

Brokers, tell the B-D when selling cannabis investments
NEWS OPINION DEC 21, 2020
Brokers, tell the B-D when selling cannabis investments

Don't risk letting your career go up in smoke

Robinhood isn't gamifying the markets. It's democratizing them
NEWS OPINION DEC 18, 2020
Robinhood isn't gamifying the markets. It's democratizing them

The fintech led a movement to virtually eliminate commissions, cut racial investing disparities in half and dramatically increase stock ownership among investors