The ‘Heart of Financial Planning’ award to go to Shawn Jacobson, Mark Prendergast, Celeste Revelli.
According to several news websites, Jennifer Campbell had worked at Pratt Collard Buck Advisory Group, a firm in Buffalo, New York, that closed at the end of last year.
The Toronto-based firm said it will use the proceeds of the planned IPO of its US wealth management unit to improve its balance sheet.
Scott LoPresti and Dean DiPierro, based in Croton-on-Hudson, New York, previously were affiliated with LPL Financial.
Last year, the firm acquired Viridian Advisors, which specializes in comprehensive financial planning and tax planning.
The goal is for independent registered investment advisers to explain to clients simply and transparently what they're paying for services provided.
WealthPartners, which oversees assets of $500 million, primarily focuses on high-net-worth individuals and families.
Turnkey asset management platforms can help advisers grow their practices, panelists say.
High inflation, poor market returns, rising interest rates and their anticipated impact on the economy may have advisers staying put.
The Veteran Financial Advisors Network supports vets in developing their businesses and careers.
Greed alone doesn’t explain the appalling acts some advisers commit against their clients.
The firm has announced 24 registered investment adviser transactions so far this year and is likely to announce more deals before year-end, the CEO said.
The group at Sovereign Wealth Strategies Group manages $200 million in Colorado Springs, Colorado.
NightShares bets on the serene sophistication of markets that are closed to beat the indexes by sitting out the action during the day.
The deal for JFL Total Wealth Management, which has $300 million in AUM, brings One Digital's total assets to approximately $108.1 billion.
Partners Group, a $131 billion PE operation, is building out its US footprint with the launch of Private Wealth.
Barney Financial Services will use LPL’s broker-dealer and RIA platforms through JFC Advisor Network.
SFG Wealth Planning in Doylestown has $286 million in AUM and six employees.
Blaine Franklin joins Raymond James Financial Services as owner of Blaine P. Franklin Financial Services in Rifle, Colorado.
The new platform will leverage technology to help financial advisers move clients onto the platform for personalization and tax management.
