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Site Map for January 2012
Date
Title
Jan 31, 2012
Muni 'super downgrades' coming?
Jan 31, 2012
Headed to Indianapolis for the big game? Prepare for sticker shock
Jan 31, 2012
Forget miles, go for cash back with credit cards
Jan 31, 2012
Romney got whopping refund from IRS
Jan 31, 2012
Mayor of N.Y. Giants' hometown rooting against the team
Jan 31, 2012
Maryland, California governors seek boost in taxes on wealthy
Jan 31, 2012
How to tell a good story
Jan 31, 2012
NFL QB-turned-adviser recalls infamous ESPN beat-down
Jan 31, 2012
David Lerner Associates sued over $6.8B in REITs
Jan 30, 2012
Emerging markets re-emerging as good bets
Jan 30, 2012
Broker brothers charged over alleged sale of 'funny paper'
Jan 30, 2012
INsider: Wealthy clients have targets on their backs
Jan 30, 2012
Rethinking risk: Market cycles - Are your portfolios prepared?
Jan 30, 2012
Open to the public
Jan 30, 2012
Business model cracked but not broken
Jan 30, 2012
The comeback: Can brokers repeat original success?
Jan 30, 2012
Justices toss suit against Finra
Jan 30, 2012
Dallas Fed head called Bill Gross an 'oddball' during meeting
Jan 30, 2012
For munis, another bright year seen after surprisingly strong 2011
Jan 30, 2012
Reduced! Clients' homes worth less again this year
Jan 30, 2012
U.S. home prices to fall through 2012: Survey
Jan 30, 2012
Ben Bernanke: Control inflation, spur spending
Jan 30, 2012
House Republicans ask DOL to go easy on retirement plans
Jan 30, 2012
When a mom raids her child's IRA
Jan 30, 2012
Tip of the day: Forget TIPS — invest in inflation itself
Jan 30, 2012
GOP to DOL: Go easy on IRAs, OK?
Jan 30, 2012
A fraud warning for self-directed IRAs
Jan 30, 2012
An intriguing idea: Let RIAs hire their own examiners
Jan 30, 2012
How Mesirow used worker incentives to promote wellness
Jan 30, 2012
Credit Suisse eying Mesirow's $11B hedge fund unit
Jan 29, 2012
Suit over Merrill acquistion moves ahead — now as a class-action
Jan 29, 2012
When it comes to risk profiles, don't trust client surveys
Jan 29, 2012
Senator to Citi: Enough already with the tax forms for frequent-flier miles
Jan 29, 2012
Secondary ticket market booms for Super Bowl XLVI
Jan 29, 2012
Insurance companies take a step back
Jan 29, 2012
Integrating work flow for efficiency
Jan 29, 2012
Dodd-Frank deadline looms for family offices
Jan 29, 2012
Numbers aren't nearly as important as education
Jan 29, 2012
Performance reporting is vexing
Jan 29, 2012
Challenges abound
Jan 29, 2012
Jumping on Salesforce bandwagon
Jan 27, 2012
INsider: Murdoch slams Obama over carried interest — but why?
Jan 27, 2012
Note to clients: Good credit rating good enough
Jan 27, 2012
Investors eye alternatives but are married to cash
Jan 27, 2012
New funds add yield
Jan 27, 2012
Trust preferreds tempt investors with junklike yields
Jan 27, 2012
Fund ready to place bets on individual mortgages
Jan 27, 2012
McCann: Despite UBS woes, wealth management unit staging turnaround
Jan 27, 2012
LPL custody exec departs
Jan 26, 2012
The secret to picking dividend stocks? A certain ratio
Jan 26, 2012
In hunt for dividends, small-caps offer big surprise
Jan 26, 2012
These three companies are dividend superstars
Jan 26, 2012
Will cash-rich Apple peel off a few bills for shareholders?
Jan 26, 2012
'Lousy year' ahead for Treasuries, warns Wells
Jan 26, 2012
Note to clients: Stocks off to white-hot start in 2012
Jan 26, 2012
Opinion: Buffett rule flat-out misses the point
Jan 26, 2012
No end to dividend bonanza, says Sterne Agee strategist
Jan 26, 2012
Former E*Trade CEO leads management buyout of Jefferson
Jan 26, 2012
New York Life splits life insurance, investment operations
Jan 26, 2012
Sure sign? Short-seller Einhorn suddenly going long on stocks
Jan 26, 2012
Why hanging on to your older fixed annuity is a solid bet
Jan 26, 2012
Advisers: Clients better off than in 2008, but Obama must go
Jan 26, 2012
Schwarzman backs Romney as Wall Street shuns Obama
Jan 26, 2012
Top 10 intermediary web sites
Jan 26, 2012
The 50 mutual funds with the largest estimated net outflows in 2011
Jan 26, 2012
Supreme Court blocks market-timing lawsuit against Janus
Jan 26, 2012
Merrill Lynch said to yank Janus funds from platform
Jan 25, 2012
'Extreme readings' point to market pullback
Jan 25, 2012
N.Y. B-D down: Ticonderoga expected to halt operations by end of week
Jan 25, 2012
Wirehouse market share has shriveled since crisis
Jan 25, 2012
Mitt Romney's income no ordinary income
Jan 25, 2012
The secrets of Social Security
Jan 25, 2012
Americans welcome back leverage when credit is cheap enough
Jan 25, 2012
B-D that sold assets to LPL played role in $150M scam: Lawsuit
Jan 25, 2012
INsider: SEC must fight tooth-and-nail to get additional scratch
Jan 25, 2012
Famed investor Platt wouldn't touch this asset class 'with a barge pole'
Jan 25, 2012
SEC budget increase? Only with agency reforms, House Republicans say
Jan 25, 2012
Clients shedding net worth at swift clip
Jan 25, 2012
TCW accuses Gundlach of secret plot to steal 'entire business'
Jan 24, 2012
Munch on this: 'The Scream' could fetch $80M
Jan 24, 2012
Most advisers overstating their expertise: Cerulli study
Jan 24, 2012
Romney's tax revelation draws plenty of fire
Jan 24, 2012
Packers tackle stadium tab with "stock' sale
Jan 24, 2012
When trading ETFs, it pays to use limit orders
Jan 24, 2012
What's wrong with this picture? Nothing, as art prices skyrocket
Jan 24, 2012
Shop Talk: Instruct clients to keep appraisals up-to-date
Jan 24, 2012
HighTower scores $1B adviser
Jan 24, 2012
HighTower stakes its claim to Palm Desert wealthy
Jan 23, 2012
Wirehouse market share thinning
Jan 23, 2012
Merrill Lynch raises the bar for its brokers
Jan 22, 2012
INsider: Advisers ignore Washington at their peril
Jan 22, 2012
Third-quarter weak for wealth division at Wells Fargo
Jan 22, 2012
Massachusetts lays out social media do's, don'ts
Jan 22, 2012
Carried interest sparks bipartisan tax debate
Jan 20, 2012
Rally ho? Biggs big on U.S. stocks
Jan 20, 2012
Citi settles with Finra over alleged conflicts at its brokerage
Jan 20, 2012
Supreme Court smacks down B-D's suit against Finra
Jan 20, 2012
Buzz: Sandy Weill sells his NYC apartment for jaw-dropping sum
Jan 20, 2012
INsider: At current rates, money fund investors will double their money — in 2,000 years
Jan 20, 2012
Nouriel Roubini issues 'perfect storm' warning for stocks
Jan 20, 2012
Looking for stable bets in overseas markets? First, check the rainfall totals
Jan 20, 2012
Africa pure plays emerging for retail audience
Jan 19, 2012
Schwab unveils 401(k) product boasting index funds
Jan 19, 2012
Safety first, as advisers piled into fixed-income ETFs in '11
Jan 19, 2012
Buffett no match for S&P 500 in 2011
Jan 19, 2012
IRS audits of millionaires at all-time high of 12.5%
Jan 19, 2012
Ex-UBS client indicted for hiding accounts from IRS
Jan 19, 2012
Frank's final act - stop GOP efforts to raze huge finance bill
Jan 19, 2012
Frank elects to retire from Congress in 2013
Jan 19, 2012
CapWest is shutting doors
Jan 19, 2012
Why Fairholme's Bruce Berkowitz doesn't want to be Carl Icahn
Jan 18, 2012
Students' council: Go to college now, pay for it later
Jan 18, 2012
California Dems eye college fees that are up 145% since 2004
Jan 18, 2012
Student loans the 'next debt bomb' for U.S., attorneys warn
Jan 18, 2012
Ivy League school rolls out largest tuition hike in six years
Jan 18, 2012
Go ahead, soak the rich
Jan 18, 2012
Pastor's $1.6M Ponzi could mean 30-year prison stay
Jan 18, 2012
TD Ameritrade rakes in $10.2B in net new assets in the fourth quarter
Jan 18, 2012
A call for responsible social-media usage
Jan 18, 2012
'Piranhas' attacking Morgan Keegan after RJ buy
Jan 18, 2012
Gamco's new high conviction fund swings for the fences
Jan 18, 2012
Mind your social-media compliance programs: SEC
Jan 18, 2012
Little enthusiasm for equities among advisers
Jan 18, 2012
Global markets will take a back seat to U.S.
Jan 18, 2012
Tweet away: Finra backs off social-media posting regs
Jan 18, 2012
Carat tops bullion as next big thing for investors: BMO
Jan 18, 2012
'Class warfare' could stick wealthy with higher taxes
Jan 18, 2012
BNY Mellon sued for negligence over Madoff
Jan 18, 2012
Gingrich's gift to highest earners
Jan 18, 2012
Advisers who are fee-based feel handcuffed
Jan 18, 2012
John Hancock latest to yank annuity offerings, pare distribution
Jan 17, 2012
What's in Capital One's wallet? ING's online bank
Jan 17, 2012
Another big custodian cutting its payroll
Jan 17, 2012
The truth about $300B worth of 'Manila' paper
Jan 17, 2012
Flagging
Jan 17, 2012
INsider: Investors tuned in to Greek drama, not rest of Europe
Jan 17, 2012
Merrill Lynch raises the bar for small brokers
Jan 17, 2012
B-D wants Supreme Court to rule on Finra suit
Jan 17, 2012
Odds for economic mayhem stand at 1 in 3: El Erian
Jan 17, 2012
For Finra's auditors, it was a very busy year
Jan 17, 2012
Wells Fargo to buy global equity manager EverKey
Jan 17, 2012
Bank panic about to grip Europe: Kyle Bass
Jan 17, 2012
Continental drifting puts U.S. investors in limbo
Jan 17, 2012
Wells Fargo to settle muni bid-rigging case
Jan 17, 2012
Merrill Lynch fee-based revenue reaches record high
Jan 17, 2012
Springtime has arrived and so have the new VAs
Jan 16, 2012
Finra panel orders belly-up B-D to pay whopper of an award
Jan 16, 2012
Trendsetter? Motley Fool's annual report comes with freebies
Jan 16, 2012
CFP Board eases up on advisers who go bust
Jan 16, 2012
Working smarter: Build greater practice value through succession planning
Jan 16, 2012
Talking to clients about losing a loved one
Jan 16, 2012
Whose gold is it, anyway? MF Global trustee sued
Jan 16, 2012
Finra's Ketchum 'not apologetic' about exam waivers for Corzine
Jan 16, 2012
Top advisers see very slow growth in 2012
Jan 16, 2012
SEC hits radio personality with fraud charges
Jan 15, 2012
Advisers: Meet the 'client whisperer'
Jan 15, 2012
Domestic real estate funds top global offerings
Jan 15, 2012
Canada Supreme Court nixes securities regulator
Jan 15, 2012
Options traders hit up TD for $8.2M in losses
Jan 15, 2012
Schwab plans to launch bundled 401(k)
Jan 13, 2012
Gross back to buying American, ups U.S. debt bet percent
Jan 13, 2012
Consumer Bureau kerfuffle stays off presidential campaign agenda
Jan 13, 2012
Bill Gross: Prepare for the 'para'-normal
Jan 13, 2012
MetLife must defend lawsuit over retained asset checkbook
Jan 13, 2012
Half mast: Legg Mason's Bill Miller stepping down from flagship fund
Jan 13, 2012
Fan who returned Jeter's ball needs conference at the mound with financial adviser
Jan 12, 2012
Former E-Trade CEO leads management buyout of Jefferson National
Jan 12, 2012
Experts not queueing up for Suze Orman's new debit card
Jan 12, 2012
10 worst states for retirement
Jan 12, 2012
ROI for RIAs
Jan 12, 2012
Gross backs away from 'new normal' after missing bond rally
Jan 12, 2012
Insider: Morgan Keegan still waiting for new dance partner
Jan 12, 2012
Hedge fund insider spills the beans: You're better off with Treasuries
Jan 12, 2012
DWS shareholders in a holding pattern
Jan 12, 2012
Bill Gross: Euroland's 'dysfunctional' family feud
Jan 12, 2012
Finra: Claims about Wells REIT lacked foundation
Jan 12, 2012
Wealthy worried kids will fritter away inheritance
Jan 11, 2012
Does corporate loyalty still exist among advisers?
Jan 11, 2012
'Hedge fund surrogate' generating returns of 7%-9%
Jan 11, 2012
Buying bonds for safety is a losing strategy: Ave Maria manager
Jan 11, 2012
More Morgan Keegan advisers hit the road
Jan 11, 2012
Helping retired clients prepare for health care costs
Jan 11, 2012
Health insurance premiums soar
Jan 11, 2012
One simple solution: Outside auditors
Jan 11, 2012
Ultrarich well aware of tax loophole on unrealized gains
Jan 11, 2012
IRS warns weaker enforcement, slow service would follow cuts
Jan 11, 2012
U.S. may be entering another recession, Roubini says
Jan 11, 2012
Watchdog proposes Dodd-Frank standards for B-D audits
Jan 11, 2012
640 B-Ds to pay fees for auditor inspections
Jan 10, 2012
John Hussman: What to make of insiders' 'panic' selling
Jan 10, 2012
Schwab launches bundled 401(k) product
Jan 10, 2012
How to pitch small-business prospects
Jan 10, 2012
Cetera firma
Jan 10, 2012
BlackRock strategist Doll sees slow growth in 2012
Jan 10, 2012
Looking to land small-biz clients? These prospects offer the best odds
Jan 10, 2012
Congress, resolve to fix deficit and debt
Jan 10, 2012
Advisers, market watchers encouraged by upbeat jobs report
Jan 10, 2012
Surprising jobs data a 'model mover' for some advisers
Jan 10, 2012
Is gold's slide end-of-year profit-taking or start of rout?
Jan 10, 2012
Attuned to the angry climate, advisers prepare clients for worst
Jan 10, 2012
Massachusetts charges three advisers with varying flavors of fraud
Jan 10, 2012
Regulators: $1.2B of MF clients' money still missing
Jan 10, 2012
Corzine sued by ex-MF Global employees over company stock
Jan 10, 2012
How did Corzine receive a free pass from Finra on exams?
Jan 10, 2012
John Hussman: Nearly every asset class set for 'miserably low' returns
Jan 10, 2012
Buffett's new hired gun a stranger in town
Jan 10, 2012
thinkorswim integration not all going swimmingly, TD says
Jan 10, 2012
John Hussman: Markets filled with too much risk, too little return
Jan 10, 2012
Buffett takes a drubbing? Yep, at least on this stock
Jan 09, 2012
Smitten
Jan 09, 2012
Socialware to receive additional funding from CrunchFund, other investors
Jan 09, 2012
Hop off Treasuries? Large-caps snap back in 2012, say forecasters
Jan 09, 2012
Making the case for alternatives
Jan 09, 2012
Insurer-owned B-Ds slowly fading away?
Jan 09, 2012
These 10 mutual fund families were tops in 2011
Jan 09, 2012
Best-performing mutual fund families this year
Jan 09, 2012
General Electric makes major move into banking with MetLife deal
Jan 09, 2012
Cetera to move IRA custody in-house from Pershing
Jan 08, 2012
Private-equity firm takes aim at small players in B-D space
Jan 08, 2012
Using employer stock in qualified plans
Jan 08, 2012
American Realty tries again to take control of REIT
Jan 08, 2012
Capital shortage leads WJB to shutter B-D operation
Jan 08, 2012
Teaching financial skills to clients' kids
Jan 08, 2012
European doom and gloom is overdone, analysts say
Jan 08, 2012
Gold's allure dimming as deflation fears grow
Jan 06, 2012
Maximum minimums
Jan 06, 2012
TD to work on work flows for third-party technology partners
Jan 06, 2012
Morgan Stanley Smith Barney: The case for diversification
Jan 06, 2012
Dale Brown: Preparing for DOL fiduciary sequel
Jan 06, 2012
Jobless claims fall to lowest level since 2008
Jan 06, 2012
New fiduciary rule likely to look a lot like the old one
Jan 06, 2012
Long winter of waiting, as SRO legislation pushed back until spring
Jan 06, 2012
No.1 forecaster says housing rebound to fuel growth in 2012
Jan 06, 2012
Real estate: Surprising king of noncorrelated assets
Jan 06, 2012
Guess who wins under Republican candidates' tax plans?
Jan 06, 2012
E*Trade the biggest loser after board rejects sale
Jan 06, 2012
TD reports record breakaway numbers
Jan 06, 2012
The big question: Are stocks cheap or pricey?
Jan 06, 2012
Ladenburg bonuses should ease retention headaches at SAI
Jan 06, 2012
Securities America reps see closure in settlement
Jan 06, 2012
LPL paying steep price for NRP
Jan 06, 2012
Two ex-advisers win $2 million claim against NRP
Jan 06, 2012
LPL to buy National Retirement Partners
Jan 06, 2012
The rise and fall of Brookstreet's 'Uncle Stan'
Jan 06, 2012
Brokers bilked investors out of $36M selling CMOs, SEC charges
Jan 06, 2012
Schwab faces uphill battle in court over fund losses
Jan 06, 2012
Brokers who filed complaint face uphill fight
Jan 06, 2012
Brookstreet clients, counting losses, ponder arbitrations
Jan 05, 2012
Scottrade kicks its FocusShares ETFs into high gear
Jan 05, 2012
Advisers blind to threat of direct investing, survey shows
Jan 05, 2012
Car salesmen miles ahead of advisers in consumer trust
Jan 05, 2012
Schwab launches bundled 401(k) product
Jan 05, 2012
Artisan trio tabbed as Morningstar's U.S. stock fund manager of year
Jan 05, 2012
How consumers rate the discount brokerages
Jan 05, 2012
Advent Software will get new CEO in June
Jan 05, 2012
UBS lands $6.3M Merrill Lynch team
Jan 05, 2012
Warren Buffett: Tax musings triggered national debate
Jan 05, 2012
Tom Forester: Finding value in playing defense
Jan 05, 2012
Grubb & Ellis Healthcare REIT II, American Realty Capital Trust are raising dividends
Jan 04, 2012
Buffett no match for S&P 500 in 2011
Jan 04, 2012
With rates stalled and uncertainty a given, investors cling to safety
Jan 04, 2012
Spencer Bachus: Ready to listen, fight Dodd-Frank
Jan 04, 2012
Phyllis Borzi: Her fiduciary fight is far from over
Jan 04, 2012
Richard Ketchum: A man, a plan, an expansion
Jan 04, 2012
Advisory firms would pay twice as much with Finra as regulator: Study
Jan 04, 2012
Indie status of reps in Calif. could have wide implications
Jan 04, 2012
Lawyer bet on terminally ill to gain their death benefits: U.S. Attorney
Jan 04, 2012
Like comedy, secret to Social Security is timing
Jan 04, 2012
Lifetime-income options pose benchmarking puzzle
Jan 04, 2012
Social Security beneficiaries to receive 3.6% increase
Jan 04, 2012
Sterne Agee seen continuing push in indie B-D market
Jan 04, 2012
Legent Clearing about to be bought?
Jan 03, 2012
MetLife's bank divestment a mixed blessing for ratings: Analysts
Jan 03, 2012
Volatility, low interest rates likely to boost alternatives despite lag
Jan 03, 2012
A holiday poem — from a headhunter?
Jan 03, 2012
MF Global clients get back 72 cents on the dollar
Jan 03, 2012
Warren Buffett's successor? His son (kind of)
Jan 03, 2012
MF Global may come up $1.2B short, trustee says
Jan 02, 2012
The 2012 outlook
Jan 01, 2012
Benefits of diversification are fading: Study
Jan 01, 2012
Berkowitz takes another hit as Sears slumps
Jan 01, 2012
Special report: The 2012 outlook
Jan 01, 2012
Using portfolio reporting as your edge
Jan 01, 2012
SEC alleges firm inflated AUM to attract clients
Jan 01, 2012
No financial resolve
Jan 01, 2012
LPL to unveil technology push
Jan 01, 2012
Hedgie insider: T-bills a better bet
Jan 01, 2012
Resolve to be a better adviser
Jan 01, 2012
Resolve to be a better adviser
Jan 01, 2012
Buffett Lite fund vaults to top by lightening up on Buffett
Jan 01, 2012
Savers pulled money from 529 plans in 3Q
Jan 01, 2012
Schwab's Bernie Clark on RIA challenges
Jan 01, 2012
Indie stars dim on small B-D future
Jan 01, 2012
Ron Carson announces adviser hire for new RIA
Jan 01, 2012
Advisor Group's Larry Roth: Communicating a common vision
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