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Site Map for October 2012
Date
Title
Oct 31, 2012
IntercontinentalExchange to acquire NYSE Euronext
Oct 31, 2012
401(k) balances up dramatically
Oct 31, 2012
Franklin angles into alts with major acquisition
Oct 30, 2012
Election outcome to determine fate of controversial fiduciary reg
Oct 30, 2012
Rise in offbeat investments correlated to 'correlation crisis'
Oct 30, 2012
Fiduciary standard center stage at TD confab
Oct 30, 2012
TD snags former Pershing executive Jim Dario
Oct 29, 2012
Holiday treats enjoyed by Einhorn, Krawcheck, Robertson
Oct 29, 2012
Black Monday — and Tuesday — but exchanges to open on Wednesday
Oct 29, 2012
Business 'almost as usual' for advisers — despite Sandy's wallop
Oct 29, 2012
End of pension tax breaks would pay for 'stupid stuff,' says ASPPA boss
Oct 29, 2012
U.S. stock trading canceled as New York girds for storm
Oct 29, 2012
Hurricane, but able: Advisers work before Sandy strikes
Oct 29, 2012
Gross says economy, deficit, fiscal cliff to dominate with Romney or Obama win
Oct 29, 2012
Dwindling top lines the bottom line for spooked investors
Oct 29, 2012
25 years later, echoes of Black Monday
Oct 29, 2012
Investing according to GARP: Seeking companies creating dynamic change or disruption
Oct 29, 2012
Rob Arnott: The glide path illusion
Oct 29, 2012
ETFs may become preferred way to speculate on junk bonds
Oct 29, 2012
Who needs CDS? ETFs can do the job now
Oct 29, 2012
Computer trading glitches roil exchange-traded funds
Oct 28, 2012
TD's 2012 results more like a field goal
Oct 28, 2012
Is it a bond? No, an ETF
Oct 28, 2012
Low fees not main draw to bond ETFs
Oct 28, 2012
Employer-sponsored retiree benefits fading
Oct 28, 2012
Time to end regulatory dillydallying
Oct 28, 2012
Finra opens arbitration system to RIAs
Oct 28, 2012
Core fixed income in a changing macro environment
Oct 28, 2012
President Obama or President Romney?
Oct 28, 2012
Scary: Retirement expectations, goals unrealistic
Oct 28, 2012
Advisers frustrated by lead generator
Oct 28, 2012
Advisers' next chore might be to clip the hedges
Oct 28, 2012
Former bond fund colleagues now competitors
Oct 28, 2012
Market déjà vu all over again
Oct 28, 2012
New research shows retirees are bailing on 401(k)s earlier
Oct 28, 2012
Who will be Schapiro's successor?
Oct 28, 2012
Mortgage REIT CEO was industry trailblazer
Oct 28, 2012
The ticker 'crawl' tells all
Oct 28, 2012
Letters: Oct. 29
Oct 28, 2012
Traveling Suze show on deck
Oct 28, 2012
Enforcement of securities laws a must
Oct 28, 2012
Custody chief: Younger associates, clients crucial
Oct 28, 2012
What women want
Oct 26, 2012
Buffett biographer: Don't invest in 'stuff'
Oct 26, 2012
Low volatility on a high-yield bond fund? Swaps are the secret sauce
Oct 26, 2012
Schapiro begins to shape legacy narrative
Oct 26, 2012
Legg Mason's Bill Miller seeks redemption as housing bull
Oct 26, 2012
Immediate gratification can take huge toll on retirement
Oct 26, 2012
Eight tax strategies for advisers to consider
Oct 26, 2012
Mark Cuban: I know who's to blame for Facebook fiasco
Oct 26, 2012
Traditional tax planning 'turned on its head' this year
Oct 26, 2012
Isaac just another day at the office for Gulf Coast advisers
Oct 26, 2012
Not all disasters are equal, taxwise
Oct 26, 2012
Super-wealthy families seek boutique: Study
Oct 26, 2012
Gross: As the cult of equity dies, the cult of inflation rises
Oct 26, 2012
Olympians would be spared medal tax under Senator's proposal
Oct 26, 2012
Big year expected for cat bonds
Oct 25, 2012
Finra expels firm for 'brazen' defiance of SEC
Oct 25, 2012
Vanguard launches first bond fund in three years to fight inflation
Oct 25, 2012
Pawlenty now feeding at Wall Street 'trough' he once bashed
Oct 25, 2012
Huh? Dodd-Frank proposal gets bipartisan backing
Oct 25, 2012
High-flying Pimco Total Return ETF finally returns to earth
Oct 24, 2012
High-priced spread: Consultant questions insurers' take from stable-value funds
Oct 24, 2012
Dodd-Frank: A banker's best friend
Oct 24, 2012
Employer-sponsored health benefits for retirees dying out
Oct 24, 2012
Baum: Five things Republicans won't tell you
Oct 24, 2012
Investors seeking alts as stock/bond mix fails to excite
Oct 24, 2012
The skinny: Delaying retirement won't fatten Social Security check
Oct 24, 2012
Baum: Five things Democrats won't tell you
Oct 24, 2012
The UnCOLA: Social Security recipients to get puny cost-of-living boost
Oct 24, 2012
Don't jump off cliff, tax expert says
Oct 24, 2012
More parents saving for college, but amount socked away is puny
Oct 23, 2012
Schwab's branch network chief departs
Oct 23, 2012
Finding value in unpopular alpha
Oct 23, 2012
Fuss' heir apparent at Loomis sails off
Oct 23, 2012
Rise in offbeat investments correlated to 'correlation crisis'
Oct 23, 2012
Annuities suffer from a branding problem
Oct 23, 2012
The strange tale of Mr. C. Bank and Mr. M. Stanley
Oct 23, 2012
Sarch: Behind the defection infection at MSSB
Oct 22, 2012
Fuss' new frenemy
Oct 22, 2012
To outperform, advisers must have game theory: Singer
Oct 22, 2012
More from Gross: Fed stuck with bad bonds forever
Oct 22, 2012
BlackRock's Fink: Mom and pop need to get aggressive
Oct 22, 2012
Finra's 'independent regulator' label gets closer scrutiny during SRO debate
Oct 22, 2012
Latest round of Treasury showdown goes to Fuss
Oct 22, 2012
SRO bill dead for now
Oct 22, 2012
Bond heavyweights take opposing Treasury views
Oct 22, 2012
First REIT case goes against Lerner
Oct 22, 2012
SEC probes giant private REIT
Oct 21, 2012
Fees, investment options sink four 529 plans in rankings
Oct 21, 2012
Advisers show Romney the money
Oct 21, 2012
BlackRock combines fund sales teams
Oct 21, 2012
New Citi chief must focus on investment advice
Oct 21, 2012
The Hartford's makeover centers on mutual fund push
Oct 21, 2012
Finra panel orders Merrill to pay $1.3M award
Oct 21, 2012
SEC must hedge bets on advertising
Oct 21, 2012
Bond managers turn bullish on bank loans
Oct 21, 2012
Nontraded REIT waives fee
Oct 21, 2012
Natixis acquires $13.5 billion asset manager
Oct 21, 2012
Goldman offers DC plans an alternative with fund
Oct 21, 2012
10-year-old crafts investment newsletter
Oct 21, 2012
Long line of suitors for Genworth investment units
Oct 21, 2012
Our real benchmark is responsibility
Oct 21, 2012
Cap deductions to balance the budget
Oct 21, 2012
Stockr offers social-media site for those passionate about stocks
Oct 21, 2012
A better retirement withdrawal strategy — from the tax man
Oct 21, 2012
Industry groups give congressionally, not on federal level
Oct 21, 2012
Hey, tell me about annuities
Oct 21, 2012
Consumers stuck in credit quicksand
Oct 19, 2012
Analyst: Ladenburg set for growth acceleration
Oct 19, 2012
Merrill Lynch names new head of alts group
Oct 19, 2012
Attorneys float plan sponsor fee disclosure fix to Labor Department
Oct 19, 2012
Romney goes all in, vows to cut out investment taxes on middle class
Oct 19, 2012
Skip the fiscal-cliff concern, watch for inflation, adviser says
Oct 19, 2012
Hartford deals individual-life unit to Prudential as sell-off continues
Oct 19, 2012
Massachusetts seeks to deny registration to adviser
Oct 19, 2012
Middle-income Americans wing it on financial decisions
Oct 19, 2012
Gamma ray: Retirement income security is not all about alpha
Oct 19, 2012
Advisers irked as Pru locks vintage VAs
Oct 19, 2012
Large caps headed for large fall, analysts warn
Oct 19, 2012
Pru pulls plug on another long-term-care product
Oct 19, 2012
Tardy midsize advisers warned about registration
Oct 18, 2012
Arithmetic: Deduction cap means Romney's math adds up, tax group says
Oct 18, 2012
Prudential could get too big to fail tag
Oct 18, 2012
In sales revamp, BlackRock targets buy-and-holders
Oct 18, 2012
When it comes to attracting new clients, same old story for advisers
Oct 18, 2012
Vanguard, iShares win big in first ETF awards
Oct 18, 2012
BlackRock gearing up for a fee war
Oct 18, 2012
LTC insurance a better deal for women
Oct 18, 2012
Are advisers giving bad Social Security advice? Survey says yes
Oct 17, 2012
Smith Barney write-down helped seal Pandit's ouster: Source
Oct 17, 2012
Vanguard index shift signals leap in fee war
Oct 17, 2012
A certain ratio: Investors reveal No. 1 factor in choosing ETFs
Oct 17, 2012
Growth stocks a go, Calamos says
Oct 17, 2012
INsider: Morgan Stanley in recruiting cross hairs, headhunters say
Oct 17, 2012
iShares emerges with new ammo in fee war
Oct 17, 2012
BofA settles with investors, but what about reps?
Oct 17, 2012
Infrastructure funds provide shelter against inflation: Cohen & Steers
Oct 17, 2012
Advisers stick to global-diversification guns despite turmoil
Oct 16, 2012
Opinion: Why for-profit colleges may not be for your kids
Oct 16, 2012
College tuition, fees way up — but financial aid isn't
Oct 16, 2012
Weil: Pandit's math on Smith Barney didn't add up
Oct 16, 2012
Natixis acquires asset manager with $13.5B in AUM
Oct 16, 2012
The muni minefield
Oct 16, 2012
Seniors to get puny Social Security COLA
Oct 16, 2012
Paced by large-caps, ETFs rocked in Sept.
Oct 16, 2012
Advisers: Romney performance will jump-start GOP campaign
Oct 16, 2012
Romney embraces his Inner Massachusetts
Oct 16, 2012
Inflation on the rise? Market says not so much
Oct 16, 2012
College savings on the rise — but amount still is puny
Oct 16, 2012
Purchase of MSSB a steal of a deal?
Oct 16, 2012
Reports of the death of equities has been greatly exaggerated
Oct 16, 2012
Wealthy relying on income — not 529s — to pay for college
Oct 15, 2012
Time constraints pull Bogle off Advizent board
Oct 15, 2012
Lazard reining in wealth management unit
Oct 15, 2012
Rep no angel, defrauded big-time Broadway producers: Prosecutors
Oct 15, 2012
More reps' acting as PMs — but are they up to speed?
Oct 15, 2012
The dream B-D destination of breakaway advisers
Oct 15, 2012
Health of long-term-care insurance business questionable: Moody's
Oct 15, 2012
Coming soon: National Advisors Trust on Schwab platform
Oct 15, 2012
Future financial adviser? Avoid these simple mistakes
Oct 15, 2012
Industry aims to 'change the narrative' in bid for NextGen advisers
Oct 15, 2012
How Merrill Lynch plans to 'grow' thousands of advisers
Oct 14, 2012
Advisers face barriers to getting client referrals
Oct 14, 2012
Recent rash of ETF closings could leave advisers red-faced
Oct 14, 2012
Inflation on the rise? Not so much, market says
Oct 14, 2012
Explosion of crowd-funding sites has regulators worried
Oct 14, 2012
Investing flubs: Don't repeat after me
Oct 14, 2012
Bearish advisers trim stocks, eye cash
Oct 14, 2012
Recession at bottom of cliff
Oct 14, 2012
If we forget debt, we're damaged
Oct 14, 2012
Small-cap funds are struggling
Oct 14, 2012
GenSpring shake-up highlights bigger culture clash
Oct 14, 2012
Investors' covert ops often end in defeat
Oct 14, 2012
ING sends incorrect statements to 75,000 VA customers
Oct 14, 2012
Glimmer of hope as tuition hikes slow
Oct 14, 2012
I'm a rep, I'm a PM, too
Oct 14, 2012
Dealing with the little guy
Oct 14, 2012
Core fixed income's value is waning
Oct 14, 2012
BDOs serve as rainmakers
Oct 14, 2012
SEC's Walter on bringing sunshine to the muni market
Oct 14, 2012
Jackson 'slap' as firm cuts VA features
Oct 14, 2012
MetLife to run money for institutional investors
Oct 14, 2012
Muni group fights for tax exemption
Oct 14, 2012
Cali-fragile list: 30 more cities
Oct 14, 2012
Advisers struggle to add clients
Oct 14, 2012
529s star on big screen
Oct 14, 2012
SEC is urged to scrap Reg D rule
Oct 12, 2012
Fees, investment options sink four college savings plans in Morningstar rankings
Oct 12, 2012
Cost-benefit analysis cuts both ways
Oct 12, 2012
SEC targets advisers who inflate credentials
Oct 12, 2012
Payroll tax takes a holiday — and could doom Social Security
Oct 12, 2012
Growth stocks will take off, Calamos says
Oct 12, 2012
LTC a risky business for insurers
Oct 12, 2012
Retired couple withdraws claim against B-D, former rep
Oct 11, 2012
State regulators to midsize shops: No need to hire compliance consultants
Oct 11, 2012
Advisers buck polling trend, say Romney poised to win presidency
Oct 11, 2012
'Eyes-on' compliance is too costly, vendor says
Oct 11, 2012
Sharper tools in the box? Retirement income programs getting better
Oct 11, 2012
Genworth adds more investment options
Oct 11, 2012
One way to beat the IRS: Leave the country
Oct 11, 2012
Recession reduced wealthy's income while raising tax rate
Oct 11, 2012
Genworth cuts 'humbled' CEO's bonus as insurer misses targets
Oct 10, 2012
UBS accelerates restructuring plan as U.S. wealth management shines
Oct 10, 2012
SEC targeting the top in broker, advisory firm reviews
Oct 10, 2012
Big shakeup at GenSpring
Oct 10, 2012
What to expect from muni bonds this fall
Oct 10, 2012
Cap gains the flash point in tax imbroglio
Oct 10, 2012
Finding gems in the muni bond market
Oct 10, 2012
Pre-holiday bombshell: Pru locks vintage VAs
Oct 10, 2012
Muni bonds: Fall from grace?
Oct 10, 2012
Buffett's muni sale no cause for concern, experts say
Oct 09, 2012
J.W. Cole goes nationwide with FAA deal
Oct 09, 2012
How Congress averted the fiscal cliff — in the 1840s
Oct 09, 2012
The old switcheroo
Oct 09, 2012
Glimmer of hope as college tuition hikes slow
Oct 09, 2012
Lies, damn lies, and statistics . . . again
Oct 09, 2012
Fiscal cliff notes: Investors blind to 'negative surprise,' says BlackRock
Oct 09, 2012
What your firm is really worth
Oct 09, 2012
Profits matter most for U.S. stocks as economy fixation dims
Oct 09, 2012
MetLife to bar new additions to VAs with old income riders
Oct 09, 2012
Study says VA opportunities remain for lower-profile carriers
Oct 08, 2012
Top-ranking Senate Dem calls for rise in capital gains rate
Oct 08, 2012
Vets' annuities draw scrutiny
Oct 08, 2012
Plunge off fiscal cliff a more likely than you think, strategist says
Oct 07, 2012
Wall Street, advisory firms funneling big bucks to Romney
Oct 07, 2012
Fixed income: The search for total returns in volatile markets
Oct 07, 2012
Waiting for ... retirement
Oct 07, 2012
Finra taking a closer look at sellers of nontraded REITs
Oct 07, 2012
Time to brace for new money fund rules
Oct 07, 2012
Downhill run for weaker wirehouses
Oct 07, 2012
A journey to the land of lower expectations
Oct 07, 2012
Magellan is back on course
Oct 07, 2012
Allianz bumps rates on Income Protector
Oct 07, 2012
Kashkari: U.S. economy still in a bubble
Oct 07, 2012
Advisers tread lightly when talking with clients about LTC
Oct 07, 2012
Teams beat going solo
Oct 07, 2012
The Hartford makes 180-degree turn with reorganization
Oct 07, 2012
Women require different approach
Oct 07, 2012
Taking a stand for investors
Oct 07, 2012
Something new to insure against: Longevity
Oct 07, 2012
More Adviser Tech Trends answers
Oct 05, 2012
More wirehouse reps looking to leave home
Oct 05, 2012
Romney's 'I dig it' trust sealed his 14% tax rate
Oct 05, 2012
HighTower lowers the gate for breakaways
Oct 05, 2012
RIA enforcement cases double: NASAA
Oct 05, 2012
Small firms won't survive — they'll thrive: Fidelity's Oros
Oct 05, 2012
Finra's latest role garners scant attention
Oct 04, 2012
Finra lobbying expense drop
Oct 04, 2012
Schwab nabs dividend growth manager for $85 million
Oct 04, 2012
Romney tax plan could gut middle-class deductions
Oct 04, 2012
Fiscal cliff could push some states over the edge
Oct 04, 2012
BofA sets sale of Merrill's New Jersey campus
Oct 04, 2012
Tuned in to debate, advisers tuned out to political calling
Oct 04, 2012
Don't jump off the fiscal cliff, says tax expert
Oct 04, 2012
Tax hit from fiscal cliff a real doozie
Oct 04, 2012
Can you dig it? 'I Dig It' trust a key to Mitt Romney's 14% tax rate
Oct 04, 2012
Will pension plans stage a comeback?
Oct 04, 2012
Study: Alternatives ETFs buck trend
Oct 03, 2012
Merrill agrees to pay $500K for filing lapses
Oct 03, 2012
Advisers can help with Medicare
Oct 03, 2012
Alternative strategies: Addressing market risk – An alternative approach
Oct 03, 2012
Best advice to clients: Stay healthy
Oct 03, 2012
Where's the harm in hedge fund advertising?
Oct 03, 2012
Let hedgies advertise? Fund firms are furious
Oct 03, 2012
High-yield munis on a roll, if you can stomach them
Oct 02, 2012
Chuck Royce: Five key questions for investors
Oct 02, 2012
Allianz Life to raise roll-up rates on VA rider
Oct 02, 2012
Vanguard shrugs off iShares fee cuts
Oct 02, 2012
Surprise! Big insurer launches new VA
Oct 02, 2012
Adviser opening: Covering retirees
Oct 02, 2012
Fed sets sail on QE3 with $40 Billion in MBS purchases a month
Oct 02, 2012
LPL looks to goose VA sales
Oct 02, 2012
The 'cult of equity' isn't dying — it's going passive
Oct 02, 2012
LPL 'a couple of cylinders off' in 2Q
Oct 01, 2012
Team members out-earning solo advisers — and by a lot
Oct 01, 2012
<font color=red>Live from FPA</font>: U.S. economy still weighed down by debt: Pimco's Kashkari
Oct 01, 2012
Frost takes a shot with natural resources
Oct 01, 2012
Growing through acquisition or recruiting advisers
Oct 01, 2012
Smith Barney bites the dust
Oct 01, 2012
HighTower opens gates for breakaway advisers
Oct 01, 2012
Franklin Templeton further elevates alt offerings with K2 buy
Oct 01, 2012
Michael Kitces: The day I became ashamed to be a CLU
Oct 01, 2012
Don't count wirehouses out, Goldman says
Oct 01, 2012
AMT problem could drive fiscal cliff deal
Oct 01, 2012
Attracting women clients: tales from the trenches
Oct 01, 2012
Why LTC insurance is a better bet for women
Oct 01, 2012
Welcome to the job: American College CEO blasts new FPA boss
Oct 01, 2012
Ratings needed for endless list of adviser certifications: CFP Board
Oct 01, 2012
Tax reform imminent?
Oct 01, 2012
Women facing 'retirement income glass ceiling'
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