Site Map for March 2016

Date
Title
Mar 31, 2016

Seeing renewable energy through rose-colored glasses

Mar 31, 2016

Meet the annuity 'robo' looking to undercut insurance agents

Mar 31, 2016

Strong March performance pushes stock funds positive for first quarter

Mar 31, 2016

Morningstar acquires RightPond, data analytics provider on defined contribution and defined benefit plans

Mar 31, 2016

The rollover irony of the DOL's proposed fiduciary rule

Mar 31, 2016

Position your firm to compete in a world under the DOL fiduciary rule

Mar 31, 2016

Transamerica sued for cost increases on universal life insurance contracts

Mar 31, 2016

Survey shows slight decline in elderly financial abuse cases

Mar 31, 2016

El-Erian: What the Fed will and won't do

Mar 30, 2016

Lack of regulation on CRM note-taking can put advisers in sticky software scenarios

Mar 30, 2016

When Social Security is a family affair

Mar 30, 2016

Can Calpers live with responsible returns?

Mar 30, 2016

Massachusetts regulator Galvin questions robos' ability to act as state-registered investment advisers

Mar 30, 2016

Procrastinating? Here's what you need to know about filing your taxes

Mar 30, 2016

Fidelity offers to help employees pay off student loans

Mar 30, 2016

Time to get on board the fiduciary train

Mar 30, 2016

Strategies for delaying required minimum distributions for working clients

Mar 30, 2016

Fed's Bullard sees case for April hike as inflation set to overshoot

Mar 30, 2016

Fisher Investments names Damian Ornani CEO as Ken Fisher relinquishes role

Mar 30, 2016

When delayed retirement credits are delayed

Mar 30, 2016

DOL fiduciary rule will cause retirement plan advisers to outsource liability

Mar 30, 2016

Salesforce debuts adviser-focused client relationship management platform

Mar 29, 2016

Little-known Peru ETF on top of the world, thanks to gold

Mar 29, 2016

Gold's best quarter in decades bodes well for the commodity

Mar 29, 2016

Fidelity starts testing robo-adviser service on clients

Mar 29, 2016

Janet Yellen says central bankers should 'proceed cautiously' in raising interest rates

Mar 29, 2016

American Funds says low fees, manager ownership can save actively managed funds

Mar 29, 2016

Vanguard raises some expense ratios

Mar 29, 2016

Recruiter questions Merrill Lynch's client retention numbers

Mar 29, 2016

Robo-advisers aim to better link investments and financial planning

Mar 29, 2016

Reviewing two apps that make it easier for advisers to work remotely

Mar 29, 2016

Obama aims to double SEC funding to target adviser oversight

Mar 28, 2016

Splitting retirement plan assets in divorce can get complicated if one spouse dies

Mar 28, 2016

Broker-dealer to pay $225,000 for mutual fund sales violations

Mar 28, 2016

Dividend-payers are slaying share buyback names

Mar 28, 2016

Investopedia to boost networking services on its Advisor Insights website, CEO says

Mar 28, 2016

JPMorgan $1.2B wealth team exits with Silicon Valley help

Mar 28, 2016

When it comes to ETFs, the rule is the bigger the better

Mar 28, 2016

Liquid alt funds are beating hedge funds

Mar 28, 2016

LPL stock buyback cost shareholders $115 million: lawsuit

Mar 28, 2016

Broker-dealer owner indicted in $17 million pump-and-dump scheme

Mar 28, 2016

Texas adviser barred for fraudulent sales of life settlements

Mar 28, 2016

Low expenses the biggest trend in the fund industry, experts say

Mar 28, 2016

Advisers tap coaches to improve business development skills

Mar 28, 2016

Merrill Lynch keeps a tight grip on clients

Mar 27, 2016

Charles Schwab fires latest salvo in low-cost TDF war

Mar 27, 2016

Vanguard extends target-date fund dominance

Mar 27, 2016

About those hidden fees investors pay non-fiduciaries

Mar 27, 2016

Identifying the best active funds

Mar 27, 2016

With DOL fiduciary rule looming, LPL cuts prices on model portfolios

Mar 25, 2016

Why investors need to look at the whole bond market

Mar 25, 2016

Can robo-advisers be fiduciaries?

Mar 25, 2016

Best practices for developing a new adviser

Mar 25, 2016

Advisory firms' dilemma: "Who owns client data?"

Mar 25, 2016

UBS to pay $2.9 million to settle investor Puerto Rico claims

Mar 24, 2016

Court date set in attempt by Camardas for a trial in case against CFP Board

Mar 24, 2016

Watch out, boomers, here comes 70 and those RMDs

Mar 24, 2016

SEC derivatives rule could limit investors' ability to diversify portfolios, critics say

Mar 24, 2016

As retirement-savings plans go, planning to work longer is a mistake

Mar 24, 2016

The Fed wants the markets to stop watching the Fed so much

Mar 24, 2016

When financial advisers and their clients part ways

Mar 24, 2016

DOL fiduciary rule will transform the annuity industry

Mar 24, 2016

Finra asks 8 questions to assess a firm's 'culture'

Mar 24, 2016

The biggest teams are not going independent for financial reasons

Mar 24, 2016

Cetera feeling the 'strain' of RCAP's financial woes

Mar 24, 2016

RCAP sets aside $50M retention pool for Cetera's advisers

Mar 23, 2016

Bernie Sanders struggles for details in his populist attacks on Wall Street

Mar 23, 2016

Transamerica teams with BlackRock to offer smart-beta ETFs in variable annuity portfolios

Mar 23, 2016

Bill Gross to central bankers: Get GDP growth humming by 2017 or else

Mar 23, 2016

A 2016 dry spell for mergers and IPOs

Mar 23, 2016

Rising interest rates pushing annuity product development

Mar 23, 2016

Genworth to pay $219M to settle securities lawsuit related to long-term-care insurance

Mar 23, 2016

How to effectively use health savings accounts for health care in retirement

Mar 23, 2016

How to coach clients through their financial blind spots

Mar 23, 2016

Wirehouses least likely to lose clients because of high fees, Cerulli says

Mar 23, 2016

On verge of GOP nomination, advisers say Trump is still largely an unknown

Mar 23, 2016

Tax-time Roth IRA strategies

Mar 23, 2016

Wealth management one of Wall Street's most in-demand jobs for the new year

Mar 23, 2016

LPL authorizes $500 million share buyback

Mar 22, 2016

State regulators offer training to help spot senior financial abuse

Mar 22, 2016

Mercer Advisors merges with Kanaly Trust to create $8B advisory firm

Mar 22, 2016

An inside look at Wall Street's secret client list

Mar 22, 2016

U.S. stocks drop with resources as rate speculation lifts dollar

Mar 22, 2016

Retirement confidence plateaus in 2016: EBRI

Mar 22, 2016

The full list of 2016 Lipper Fund Awards winners

Mar 22, 2016

Litigation calls for more transparency in the retirement industry

Mar 22, 2016

Morgan Stanley chases millionaires' cash with free platinum AmEx

Mar 22, 2016

Over-sized Fidelity, Vanguard funds raise concerns about being too big to stay competitive

Mar 22, 2016

BRIC funds rally, but it's a long way back

Mar 22, 2016

Majority of retirees roll funds out of 401(k) plans

Mar 22, 2016

Despite old age, bull market gets no respect

Mar 22, 2016

Goldman to turn its hedge fund research into an ETF

Mar 22, 2016

Insurers and their clients will reap benefits when rate rise picks up steam

Mar 22, 2016

Ken Fisher plans to step down as CEO of firm

Mar 21, 2016

RCAP and Cetera sue Lightyear for poaching executives

Mar 21, 2016

Think your stock fund is risky? Try these ETFs

Mar 21, 2016

SEC adds ETFs, variable annuities to exam priorities

Mar 21, 2016

And the new owners of Cetera Financial Group will be ...

Mar 20, 2016

MoneyGuidePro updates new version in line with DOL fiduciary rule requirements

Mar 20, 2016

Vanguard's robo-adviser dominates inexpensive financial advice

Mar 20, 2016

Trading insults with a bully rarely works

Mar 20, 2016

The keys to successful succession planning

Mar 20, 2016

The implications of the DOL retirement study for plan advisers

Mar 18, 2016

What advisers can learn from a convicted felon's lawsuit against Goldman Sachs

Mar 18, 2016

Blackstone mutual fund lost 50% of assets as Fidelity slashed its stake

Mar 18, 2016

Stocks fall on Brussels attack as gold, bonds advance

Mar 18, 2016

eMoney names Fidelity's Ed O'Brien as new CEO, replacing Mike Durbin

Mar 18, 2016

Koch brothers launch a new family office to quietly invest their wealth

Mar 18, 2016

Why fixed indexed annuities are continuing to increase in popularity

Mar 18, 2016

Time for advisers to brush up on ESG investing

Mar 18, 2016

Volatility drives stock market fears in 401(k) plans

Mar 18, 2016

Kocherlakota: Use the power of negative rates

Mar 18, 2016

As indexed universal life sales climb, be sure to mind the risks

Mar 17, 2016

Finra charges former broker with improperly trading customers accounts

Mar 17, 2016

Calamos Investments patriarch gives up CEO title

Mar 17, 2016

eMoney's CEO choice of Fidelity veteran Ed O'Brien was a bold, but expected, move

Mar 17, 2016

Some taxpayers will pay more for online, do-it-yourself preparation

Mar 17, 2016

Commodity, energy investment funds on a comeback

Mar 17, 2016

Socially responsible investing is coming of age

Mar 17, 2016

Are you applying the standard of care required for your clients?

Mar 17, 2016

Mass confusion over new Social Security rules

Mar 17, 2016

Fidelity using eMoney to create custodial competitor's nightmare

Mar 17, 2016

Vanguard rolls out funds with 0.01% expense ratio

Mar 16, 2016

CFP Board center announces mentorship program for women

Mar 16, 2016

Wells Fargo warns wealth clients to watch out for energy MLP squeeze

Mar 16, 2016

Why bigger isn't better when buying a house

Mar 16, 2016

Why bigger isn't better when buying a house

Mar 16, 2016

Historical timeline of fiduciary duty for financial advice

Mar 16, 2016

DOL fiduciary rule is spurring technology adoption and innovation: Cerulli report

Mar 16, 2016

Supreme Court nominee Merrick Garland part of judicial panel that struck down 'Merrill Lynch rule'

Mar 16, 2016

Fidelity, other mutual funds fight SEC's liquidity-cushion rules

Mar 16, 2016

House Speaker Paul Ryan becomes leading opponent of DOL fiduciary rule

Mar 16, 2016

Investors owed millions in arbitration awards getting stiffed, lawyer group says

Mar 16, 2016

LPL eyes more fee-based variable annuities as fiduciary rule looms

Mar 16, 2016

We might all be better off if more women were managing money

Mar 16, 2016

Smart beta continues to confound advisers

Mar 16, 2016

Crowdfunding IPO for mortgage REIT launches for non-accredited investors

Mar 15, 2016

IRS to March Madness office pool players: Gambling winnings are taxable

Mar 15, 2016

When and how to part ways with your financial adviser

Mar 15, 2016

Advisers who ignore ETFs are missing out on the product evolution, and so are their clients

Mar 15, 2016

SEC sues muni adviser for undisclosed fees under new rules

Mar 15, 2016

Investment advisers becoming more frequent target of SEC enforcement

Mar 15, 2016

Perez tries to win over Democrats skeptical of DOL fiduciary rule

Mar 14, 2016

GL Capital Partners' former CEO Daniel Thibeault sentenced to nine years in prison

Mar 14, 2016

Why Goldman Sachs is launching an online bank

Mar 14, 2016

Why Social Security can delay your retirement credits

Mar 14, 2016

SEC approves Finra broker-compensation rule

Mar 14, 2016

UBS says volatility hurting wealth management unit

Mar 14, 2016

Ways to steady retirement goals during choppy markets

Mar 14, 2016

Pimco says time to buy riskier debt as U.S. to avoid recession

Mar 14, 2016

SEC creates new office to help oversee financial advisers

Mar 14, 2016

Timing of DOL study on retirement savings draws rebuke from senators

Mar 13, 2016

Envestnet flexes its muscles with new Yodlee app innovations expected by end of year

Mar 13, 2016

The incredible shrinking recession risks

Mar 13, 2016

Federal Reserve must change course to stop economy's downward trajectory

Mar 13, 2016

What advisers can expect from an SEC exam

Mar 13, 2016

Regulators grapple with how a robo-adviser can be a fiduciary

Mar 11, 2016

Betterment funding jumps $100 million, boosting valuation to $700 million

Mar 11, 2016

Exclusive: Robo-adviser Marstone has partnered with IBM Watson to deliver cognitive computing-powered advice

Mar 11, 2016

Emerging markets lead stocks higher as oil prices climb

Mar 11, 2016

Fund managers see economic slowdown, looming recession

Mar 11, 2016

Finra issues report on digital investment advice for financial firms and investors

Mar 11, 2016

Will anybody ever be prosecuted for the 2008 financial crisis?

Mar 11, 2016

Pimco defends treating dividends, capital gains as new inflows

Mar 11, 2016

25 highest-paying jobs in America

Mar 11, 2016

More than 20% of mutual funds shuttered over last five years

Mar 11, 2016

The market wild card called Trump

Mar 11, 2016

Look to microcap and small-cap stocks amid rising rates

Mar 11, 2016

Finra bars broker for selling risky alternative investments to elderly clients

Mar 11, 2016

Study: Some 20% of Oppenheimer financial advisers cited for misconduct

Mar 11, 2016

Top 5 robo-advisers by AUM

Mar 11, 2016

Will inflation rise from the dead?

Mar 11, 2016

How advisers can protect their businesses from the onslaught of cheaper competitors

Mar 10, 2016

Kocherlakota: If you're over 65, you should love the Fed

Mar 10, 2016

Stocks rally as investors reassess ECB stimulus package

Mar 10, 2016

Oil-related companies prove stock market winners

Mar 10, 2016

Wells Fargo sued by SEC over bond sale for Curt Schilling

Mar 10, 2016

The top-performing socially conscious funds

Mar 10, 2016

Donald Trump's health care plan starts with repealing Obamacare

Mar 10, 2016

Confirmation quagmire mustn't deter SEC

Mar 10, 2016

SEC director says assuming 10% of advisers are reviewed each year is wrong

Mar 10, 2016

Serving famous athletes and entertainers poses unique challenges for advisers

Mar 10, 2016

Women face a heavier financial burden from student loans

Mar 10, 2016

Medicare, reverse mortgages and the complexities of retirement planning

Mar 10, 2016

Pace of rate hikes will be 'irregular' - El-Erian

Mar 10, 2016

NFL star Freeney can proceed with fraud claim against Merrill Lynch

Mar 10, 2016

What Saints owner Tom Benson's estate dispute could teach your family

Mar 09, 2016

Warning sign from the dot-com bubble has returned

Mar 09, 2016

With some juice back in the stock market, a Fed rate hike moves back to center stage

Mar 09, 2016

How to beat the robo-advisers

Mar 09, 2016

Warren Buffett's investing dos and don'ts

Mar 09, 2016

Reminding clients of their goals is a critical part of an adviser's job

Mar 08, 2016

Chinese stock futures drop 10% in one minute, raising investor anxiety over volatility

Mar 08, 2016

Perez to lawmakers: I'll walk you through changes to DOL fiduciary rule

Mar 08, 2016

Pimco may face lengthy fight in Bill Gross lawsuit after stormy exit

Mar 08, 2016

The Fed is virtually the only thing supporting the stock market

Mar 08, 2016

SEC nominees to be vetted next week in Senate

Mar 08, 2016

Google searches for 'fiduciary duty' spike as pending DOL rule gets closer

Mar 08, 2016

New IRA targets socially conscious millennial savers

Mar 08, 2016

The year of the client portal

Mar 08, 2016

TD Ameritrade's Nally: Rivals cast RIA marketplace as 'Wild West'

Mar 07, 2016

Ways advisers can successfully target new Gen X clients

Mar 07, 2016

3 essential personality traits for becoming a billionaire

Mar 07, 2016

Billionaire wealth is not guaranteed forever

Mar 07, 2016

Fidelity study says half of RIAs foresee negative business impact due to DOL fiduciary rule

Mar 07, 2016

Peyton Manning's happy retirement hinges on good planning, smart decisions

Mar 07, 2016

Failure to adapt can lead to missed opportunities

Mar 07, 2016

Peyton Manning's happy retirement hinges on good planning, smart decisions

Mar 07, 2016

Investors pile into gold funds, ETFs

Mar 07, 2016

Mind those emails: Don't fall victim to a cyberattack

Mar 07, 2016

DOL official promises changes to fiduciary rule based on avalanche of comments

Mar 06, 2016

House votes to kill DOL fiduciary rule

Mar 06, 2016

Morningstar expands access to ESG fund scores for socially conscious investors

Mar 06, 2016

Some dividend-loving funds hit new highs

Mar 06, 2016

Steer clear of politics with clients

Mar 04, 2016

Why the Social Security file-and-suspend strategy isn't for everyone

Mar 04, 2016

Finra wants to ease membership application process, while still protecting investors

Mar 04, 2016

Where Hillary Clinton, Donald Trump and the candidates stand on Social Security

Mar 04, 2016

Stocks fluctuate as investors weigh ECB stimulus

Mar 04, 2016

Oil stocks ride a short squeeze to record gains

Mar 04, 2016

U.S. stocks advance amid 3-week rally after mixed jobs report

Mar 04, 2016

What the Apple-FBI feud means for financial advisers and privacy rights

Mar 04, 2016

Fund affiliated with Nick Schorsch and late Aubrey McClendon is paying back investors

Mar 04, 2016

Gold's near-term future looks bright

Mar 04, 2016

What happens if the Fed goes negative?

Mar 04, 2016

Not just the DOL: Retirement plan advisers must prepare for increased SEC scrutiny

Mar 04, 2016

Once unheard of, negative interest rates emerge as a viable Fed tool

Mar 03, 2016

Best junk bond manager of decade says recession fears overdone

Mar 03, 2016

Value stocks poised to take the lead from growth investing

Mar 03, 2016

Financial advisers, analysts shrug off recession fears

Mar 03, 2016

For survivor benefits, timing is everything under new Social Security rules

Mar 03, 2016

Advisers challenged to keep polarized election rhetoric out of client discussions

Mar 03, 2016

Gold rally takes a breather

Mar 03, 2016

Oracle Corp. 401(k) plan targeted for excessive fees

Mar 03, 2016

Richard Ketchum, Finra chief executive, to retire

Mar 02, 2016

Could employers be the antidote to your student loan burden?

Mar 02, 2016

Morningstar's sustainability effort kicks off with ESG scores on 20,000 funds

Mar 02, 2016

Technology for firms of all sizes

Mar 02, 2016

Buffett bets on real estate with stake in Sears spin-off REIT

Mar 01, 2016

New academic research challenges the honesty of financial advisers

Mar 01, 2016

Nominate your best for InvestmentNews' 40 Under 40

Mar 01, 2016

Eaton Vance's NextShares fund meets critical reviews

Mar 01, 2016

Commonwealth ceases sale of some variable annuities

Mar 01, 2016

Adviser's Consultant: How to become a client's personal CFO

Mar 01, 2016

This app helps you collect money from your ex — without having to talk to them

Mar 01, 2016

How to attract, and keep, young high-net-worth clients

Mar 01, 2016

Beat the competition with innovative client service