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Site Map for December 2023
Date
Title
Dec 22, 2023
Record number of pension-risk transfer contracts sold in Q3: Limra
Dec 22, 2023
LPL Financial takes minority stake in Independent Advisor Alliance
Dec 22, 2023
Equity bulls show highest sentiment in 30 months, says AAII
Dec 22, 2023
Financial advisors want asset managers to provide more education on alternatives
Dec 22, 2023
Markets await US inflation data for rate cut signal
Dec 22, 2023
Why are large investors returning to bank stocks now?
Dec 22, 2023
Zero-day options not to blame for sell-off, says Cboe
Dec 22, 2023
Elon Musk slams indexing, regulators in public markets rant
Dec 21, 2023
What's behind Vestwell's $125M Series D funding?
Dec 21, 2023
Insurance industry seeks carve out from Massachusetts ‘junk fees’ proposal
Dec 21, 2023
Finra bars ex-Wells Fargo broker previously charged with fraud
Dec 21, 2023
How private market investments can bolster 60/40 strategy
Dec 21, 2023
Aon buys wealth manager for $13.4B
Dec 21, 2023
Most Americans are not expecting improved finances in 2024
Dec 21, 2023
Kestra PWS attracts $181M breakaway team in Texas
Dec 21, 2023
Institutional investors have a positive outlook for the economy, CEOs are not convinced
Dec 21, 2023
Investors should prepare to buy the dip as rally eases
Dec 21, 2023
Citigroup to exit distressed debt business
Dec 21, 2023
Major US bank becomes first to have a unionized branch
Dec 21, 2023
Which stock gained 600% this year to become world's top performer?
Dec 20, 2023
Employment stress leads to boost in arbitration cases
Dec 20, 2023
New annuity products don't have 'icky feeling of commission'
Dec 20, 2023
Broker-dealer index stays on pace with S&P 500 this year
Dec 20, 2023
Advising armed forces members past and present
Dec 20, 2023
Navigating the waters of IAR continuing education compliance
Dec 20, 2023
Pursuing sustainable growth: Why RIAs wind up with a leaky bucket
Dec 20, 2023
Wealthy Americans say it's harder than ever to build and protect wealth
Dec 20, 2023
Wealth Enhancement Group acquires $265M independent RIA
Dec 20, 2023
LPL welcomes $200M advisor team in upstate New York
Dec 20, 2023
Global bond rally intensifies amid rate cut bets
Dec 20, 2023
Global trade under pressure from Red Sea disruption
Dec 20, 2023
Japanese equities have outperformed, but is the rally at risk?
Dec 20, 2023
What is the 'basis trade' and why is the SEC concerned?
Dec 19, 2023
This bull market will accelerate M&A
Dec 19, 2023
Finra orders brokerage, former rep to pay $1 million for bad private placements
Dec 19, 2023
Exencial Wealth Advisors signs up $500 million firm
Dec 19, 2023
Finra charges advisor with paying under the table commissions
Dec 19, 2023
Introducing the inaugural InvestmentNews Awards
Dec 19, 2023
‘Good people are doing good things’ with DAFs
Dec 19, 2023
AI-driven advanced planning solution joins forces with Orion
Dec 19, 2023
JPMorgan among winners as Latin American wealth flocks to Miami
Dec 19, 2023
Why all the interest in interest rates?
Dec 19, 2023
Top trends shaping advisor business growth in 2024
Dec 19, 2023
Savvy Advisors hires former $425M Empower team leader as principal wealth manager
Dec 19, 2023
BlackRock sued for alleged misleading ESG strategy
Dec 19, 2023
Worst year for M&A since 2013 as deals fail to reach $3T
Dec 19, 2023
US pension plans pour billions into private credit
Dec 19, 2023
JPMorgan senior leader changes likely in search for Dimon heir
Dec 19, 2023
New tool enables certification of SEC Names Rule compliance
Dec 18, 2023
Watch out, anti-ESG groups - here comes anti-anti ESG
Dec 18, 2023
Advisor team leaves Ameriprise for LPL Financial
Dec 18, 2023
Finra smacks Philly broker with Wells notice
Dec 18, 2023
Advisors reveal top resolutions for 2024
Dec 18, 2023
Americans pledge to make positive changes to finances in 2024, says Allianz
Dec 18, 2023
Snowden Lane opens 15th office as advisor duo launch firm in Florida
Dec 18, 2023
Even as financial firms slim down head count, hiring is growing in one area
Dec 18, 2023
Bull market for long-dated Treasuries, iShares ETF reveals
Dec 18, 2023
Goldman adds voice to bearish expectations for the dollar
Dec 18, 2023
Could FTX investors finally get some money back?
Dec 18, 2023
Bank lawyer says he should have spoken up over Cum-Ex tax scandal
Dec 15, 2023
Private securities investor threshold needs a rethink, warns advisor
Dec 15, 2023
Students failing on fin lit, but advisors can help
Dec 15, 2023
US is 'leading the way' into 2024, BofA says
Dec 15, 2023
Allworth lands two firms managing $650M
Dec 15, 2023
'Ponzi-like' private placement mess GPB slides into receivership
Dec 15, 2023
Equities heading to fifth weekly gain following Fed comments
Dec 15, 2023
Citi shuts once-envied muni business
Dec 15, 2023
Key European economy looks set for recession
Dec 15, 2023
China's growth outlook is not looking good
Dec 15, 2023
Integrated Partners reports milestone year, with $3B in assets added in 2023
Dec 15, 2023
Millennials now most confident investors at dealing with market volatility
Dec 14, 2023
Bipartisan lawmakers bash Finra
Dec 14, 2023
Gen Xers will not retire comfortably, Schroders finds
Dec 14, 2023
Osaic nabs Lincoln Financial Advisors in latest purchase
Dec 14, 2023
Want to roll a Roth IRA over to a Roth 401(k)? You can't, yet
Dec 14, 2023
Hot List 2023 winners revealed
Dec 14, 2023
B. Riley faces investors after deals, profits, stock go sour
Dec 14, 2023
Edelman buys $1.5B New England retirement firm
Dec 14, 2023
Envestnet exploring sale of Yodlee
Dec 14, 2023
Tax-focused advisor says 'most' broker-dealers 'don't understand' his business
Dec 14, 2023
Kudu takes stake in $23B investment manager Sage Advisory Services
Dec 14, 2023
Wall Street traders agree that policy pivot is ahead in 2024
Dec 14, 2023
Goldman now expects faster and deeper Fed rate cuts
Dec 14, 2023
IEA says oil demand is slowing sharply
Dec 14, 2023
Apple's market value almost as big as France's stock market
Dec 13, 2023
COP28 fell short, but renewables investing is promising, advocates say
Dec 13, 2023
Catchlight eases chase to catch prospects
Dec 13, 2023
Arkadios adds two firms from Triad
Dec 13, 2023
DOL hearing parses intersection of ‘best interest’ and annuity sales
Dec 13, 2023
Merrill again faces client complaint over yields on cash
Dec 13, 2023
“Heard on the Street” with… Diana Cabrices
Dec 13, 2023
Fed opens the door to rate cuts
Dec 13, 2023
Citi offers to pay partial bonuses to encourage departures
Dec 13, 2023
Are we nearing the end of the inverted yield curve?
Dec 13, 2023
NewEdge Capital hails record year for recruiting advisors, adds almost $10B AUM
Dec 13, 2023
Young Americans not yet saving for retirement, they have other priorities for their dollars
Dec 13, 2023
Stocks stable ahead of Fed's rate decision
Dec 13, 2023
Does COP28 deal mean the end of fossil fuels?
Dec 13, 2023
Even the world's No. 1 ESG fund has boosted oil, gas exposure
Dec 13, 2023
Apollo hires BlackRock veterans for wealth, insurance units
Dec 12, 2023
House passes bill to halt 'bureaucratic' agency rulemaking
Dec 12, 2023
3 things to consider when selecting a niche
Dec 12, 2023
Is it finally time to shelve recession fears?
Dec 12, 2023
Industry opponents call on DOL to withdraw retirement advice proposal
Dec 12, 2023
Why TAMPs are ‘a powerful tool’ for advisors
Dec 12, 2023
Wells Fargo Advisors highlights bump in compensation for $1M producers
Dec 12, 2023
From engineering to financial services
Dec 12, 2023
From hedge funds to impact investing
Dec 12, 2023
‘We decided not to be each other’s bosses’
Dec 12, 2023
Good planning means clients can live their own stories
Dec 12, 2023
Firm takes $1.2 billion practice to Carson Group
Dec 12, 2023
Consumer prices pick up in bumpy path down for inflation
Dec 12, 2023
Top Financial Professionals in the US | Hot List 2023
Dec 12, 2023
Atria Wealth attracts $350M firm from Osaic's Securities America
Dec 12, 2023
Webull hires former Cboe executive to head up derivatives, strategy
Dec 12, 2023
Private equity investors positive on AI, SEC's private funds rules
Dec 12, 2023
CPI data set to open door for Fed cuts, says Bloomberg Economics
Dec 12, 2023
Citi believes carbon credits market still has potential
Dec 12, 2023
Young investors have weakened their stance on ESG, study reveals
Dec 11, 2023
How recent tech trends are affecting wealth management
Dec 11, 2023
Fiduciaries must show they can serve Main Street investors to win DOL rule debate
Dec 11, 2023
LPL adds $130M team from Securities America
Dec 11, 2023
Is there an ETF version of that? Mutual funds fall out of favor with advisors
Dec 11, 2023
More Wells Fargo execs follow Kowach to startup
Dec 11, 2023
Goldman revamps private credit leadership
Dec 11, 2023
Advisors plan to increase clients' allocations to alternative assets in 2024
Dec 11, 2023
High-net-worth individuals and families have worrying gaps in their financial security
Dec 11, 2023
Summit Financial takes minority stake in 20-year-old $310M RIA
Dec 11, 2023
Your website may be great, but investors want an app, says JD Power
Dec 08, 2023
Many clients carrying 'money trauma' into their future
Dec 08, 2023
Certainty of taxes matched by certainty of tax policy for now
Dec 08, 2023
Will rising interest rates spark SEC crackdown?
Dec 08, 2023
State Street plans 1,500 layoffs
Dec 08, 2023
Captrust picks up $1.1B RIA Trutina Financial
Dec 08, 2023
Finra tried to ban firm for 60,000% fee hike. It hasn't been easy
Dec 08, 2023
Jobs market strengthens in November, defying forecasts
Dec 08, 2023
Individual annuity sales to surpass $300B annually, says Limra
Dec 08, 2023
Most people value a financial advisor; the challenge is signing them up
Dec 08, 2023
Have bond traders underestimated the economy? Jobs data will tell
Dec 08, 2023
Rising bonds could mean equities fall in early 2024, says BofA
Dec 08, 2023
Why Blackstone is going deep into data centers with $7B deal
Dec 08, 2023
Altruist helps advisors connect their tech with several powerful new integrations
Dec 08, 2023
Yen deemed ‘too tricky to trade’ with more swings ahead
Dec 07, 2023
‘To stand out, I needed to innovate’
Dec 07, 2023
Panel suggests SEC use existing rules to address advisor AI conflicts
Dec 07, 2023
Criticism of Blackstone mortgage REIT shows 'froth' draining from market
Dec 07, 2023
Planning ethos shaped by grandfather’s health crisis
Dec 07, 2023
Pontera raises another $60 million
Dec 07, 2023
Firm founder cites industry’s treatment of women
Dec 07, 2023
LPL lands advisor managing $165M at Cetera
Dec 07, 2023
Merit acquires fellow Georgia-based firm managing $300M
Dec 07, 2023
Millennials more retirement ready than boomers, study finds
Dec 07, 2023
Wells Fargo says 2024 will be a 'pivotal year' for markets and economy
Dec 07, 2023
There's a generational divide in managing rising concern about financial future
Dec 07, 2023
Bond rally stalls ahead of US jobs data
Dec 07, 2023
Ray Dalio says green finance has to be profitable
Dec 07, 2023
Is now the time to buy quality China debt?
Dec 07, 2023
Sovereign bond issuers lack climate ambition, says $5B investor group
Dec 07, 2023
Elon Musk's SpaceX valued at $175B in potential tender offer
Dec 07, 2023
RIAs are hiring, but most are also investing in existing staff, Schwab finds
Dec 06, 2023
Online brokers misstep in securities lending: Finra
Dec 06, 2023
Advisor focuses on getting ‘a return on life’
Dec 06, 2023
Mercer announces two deals in as many days
Dec 06, 2023
Social Security in 2024 and beyond
Dec 06, 2023
Last call for votes: 5-Star Fund Providers and 5-Star Research Platforms
Dec 06, 2023
Use your age as an asset when prospecting – no matter what age you are
Dec 06, 2023
Diversification beyond borders: Exploring global markets
Dec 06, 2023
The illusory recession: Why advisors should ignore headline noise
Dec 06, 2023
Industry veteran who shaped Raymond James over five decades to retire from board
Dec 06, 2023
Prepare for continued volatility in 2024, says State Street Global Advisors
Dec 06, 2023
Former senior banker at JPMorgan among four recruits joining UBS
Dec 06, 2023
Global bond rally continues as markets eye rate cuts
Dec 06, 2023
Bitcoin nears $44K following six-day climb
Dec 06, 2023
Repo market spikes, but remember 2019?
Dec 06, 2023
Could Europe lead global rate cutting in 2024?
Dec 05, 2023
'Annuity Yoda' sees an industry that could be more thoughtful
Dec 05, 2023
Wells Fargo's indy group, FiNet, bumps up fee for big advisors
Dec 05, 2023
Raymond James nabs two wirehouse advisors in South Florida
Dec 05, 2023
How do you think when you think about money?
Dec 05, 2023
Donor-advised funds underpin growth in charitable giving
Dec 05, 2023
Cap on Wells Fargo assets will cause pain eventually, Scharf says
Dec 05, 2023
UBS is latest firm OK'd by NFL players union
Dec 05, 2023
DFPG Investments launches Diversify Advisor Network with affiliate model to come
Dec 05, 2023
DPL Financial Partners doubles annuity sales to $2B in little more than a year
Dec 05, 2023
Most Americans think they can spot a scam, but Citi study reveals otherwise
Dec 05, 2023
Too far, too fast? Investors may have been over-bullish on economy
Dec 05, 2023
Goldman strategist says stock rally is now 'out of gas'
Dec 05, 2023
Wall Street still has comms problem despite $2B in fines
Dec 05, 2023
China credit outlook cut to negative by Moody's
Dec 04, 2023
Popcorn, pie and cocoa: Advisors weigh in on holiday gift giving
Dec 04, 2023
White House, others question annuity safeguards
Dec 04, 2023
IBM’s pension idea and the future of retirement plans
Dec 04, 2023
Holiday gift tax planning for IRAs
Dec 04, 2023
Top Regional Fee-Only RIAs 2023 winners revealed
Dec 04, 2023
Indiana-based hybrid hires former Wells Fargo exec
Dec 04, 2023
Charitable giving is a win-win for advisors
Dec 04, 2023
Giant RIAs in old-fashioned donnybrook for advisors and clients
Dec 04, 2023
Michigan advisor runs for House seat
Dec 04, 2023
Osaic owner reportedly seeking buyer for up to 20% stake in broker-dealer
Dec 04, 2023
Former Citi veteran joins Snowden Lane for HNW-focused practice
Dec 04, 2023
Thinking of going independent? How smaller RIAs can win despite disruptive tech
Dec 04, 2023
Billionaire wealth tax plan could be shattered by $14K court case
Dec 04, 2023
Bonds slip back amid rising rate cuts doubts
Dec 04, 2023
Tough month for stocks? Morgan Stanley bear says so
Dec 04, 2023
Can banks really be trusted on ESG when they set their own rules?
Dec 01, 2023
Shut up and take our money, investors say about financial advice
Dec 01, 2023
Employers say employees are ready for retirement but employees disagree
Dec 01, 2023
Preparing clients for the possibility of cognitive decline
Dec 01, 2023
Sizable decline in US ESG market leads global shrinkage
Dec 01, 2023
Northwestern Mutual targets next-gen clients with new model portfolios
Dec 01, 2023
RBC Wealth Management recruits $337M team in Memphis
Dec 01, 2023
CAIS expands alts offering with Pershing with no transaction fees
Dec 01, 2023
Advisors using alternatives still a minority despite business case, says Fuse
Dec 01, 2023
S&P 500 up almost 9% in November, but is Big Tech a risk?
Dec 01, 2023
Private credit carve-out from JPMorgan filed 'secret' IPO plan
Dec 01, 2023
China or India: Which EM do global wealth managers favor?
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