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JPMorgan shareholders reject Jamie Dimon's pay plan
PRACTICE MANAGEMENT MAY 18, 2022
JPMorgan shareholders reject Jamie Dimon's pay plan

Just 31% of the bank's shareholders supported the pay packages for CEO Dimon and other company executives.

Smarsh acquires tech to help firms monitor messaging apps
FINTECH MAY 17, 2022
Smarsh acquires tech to help firms monitor messaging apps

The Telemessage technology, combined with existing services from Smarsh, will assist in the ongoing struggle to monitor private messaging apps used by employees at financial services firms.

Broker-dealers face risks aplenty, regulators warn
ALTERNATIVES MAY 17, 2022
Broker-dealers face risks aplenty, regulators warn

Firms should be watching out for employees chatting on WhatsApp, as well as brokers in need of heightened supervision and complex products being sold to retail customers.

Judge strikes down California board gender quota law
PRACTICE MANAGEMENT MAY 16, 2022
Judge strikes down California board gender quota law

A California law requiring that publicly held companies have a minimum number of women on their boards was struck down on May 13.

Recruiting has gotten off to a sluggish start this year
PRACTICE MANAGEMENT MAY 16, 2022
Recruiting has gotten off to a sluggish start this year

The pace of industry recruiting has remained lower since the onset of the pandemic and the work-from-home policies and travel restrictions that followed.

Raymond James offers remote company administrative support
PRACTICE MANAGEMENT MAY 16, 2022
Raymond James offers remote company administrative support

The program offers independent branch owners turnkey administrative support from experienced branch associates.

The livin’ is not so easy in the new American summer
PRACTICE MANAGEMENT MAY 16, 2022
The livin’ is not so easy in the new American summer

The summer’s generally overcast economic and market climate probably presents the greatest challenge for many advisers and their clients.

GMO hires new head of ESG
PRACTICE MANAGEMENT MAY 16, 2022
GMO hires new head of ESG

Deborah Ng will lead and accelerate the firm’s ESG and sustainability-related initiatives.

The latest in financial #AdviserTech — May 2022
FINTECH MAY 16, 2022
The latest in financial #AdviserTech — May 2022

This month’s #AdviserTech roundup looks at Orion’s acquisition of Redtail CRM, Advyzon’s launch of its Quantum Rebalancer, RightCapital’s new one-page Financial Plan Snapshot and Vanguard’s partnering with American Express.

What ebbing markets may mean for advisers
PRACTICE MANAGEMENT MAY 16, 2022
What ebbing markets may mean for advisers

Now is the time to make sure you are delivering true adviser value, and that your clients understand what that is.

Jim Hays stepping down as head of Wells Fargo Advisors
PRACTICE MANAGEMENT MAY 13, 2022
Jim Hays stepping down as head of Wells Fargo Advisors

After 35 years in the industry, Hays is retiring. He'll be replaced by Sol Gindi, who will also head the Wealth & Investment Management client relationship group.

Take 5: Chris Weyrauch on Citizens' plans to expand its presence in wealth management
FINTECH MAY 13, 2022
Take 5: Chris Weyrauch on Citizens' plans to expand its presence in wealth management

InvestmentNews spoke with Weyrauch about his role at Citizens and the firm’s vision for growing its financial advisory business.

Top 5 fintech solutions firms are adopting this year
FINTECH MAY 13, 2022
Top 5 fintech solutions firms are adopting this year

Here are the financial technology products gaining the most traction among advisers, based on the portion of firms that said they plan to add the solution in 2022.

Fidelity partners with Digital Assets Council on crypto education
ALTERNATIVES MAY 12, 2022
Fidelity partners with Digital Assets Council on crypto education

Clients of Fidelity Institutional will get a discount on the cost of DACFP's Blockchain and Digital Assets certificate program.

Replace location with efficiency to hook hybrid work to growth
OPINION MAY 12, 2022
Replace location with efficiency to hook hybrid work to growth

Hybrid work can support growth and stronger client relationships if firms intentionally pursue those outcomes.

Tifin closes $109 million round of funding
FINTECH MAY 12, 2022
Tifin closes $109 million round of funding

The latest round, led by Franklin Templeton and Motive Partners, brings Tifin's valuation to $842 million.

InvestmentNews hosts fifth annual Diversity, Equity & Inclusion Awards
PRACTICE MANAGEMENT MAY 11, 2022
InvestmentNews hosts fifth annual Diversity, Equity & Inclusion Awards

Lifetime Achievement Award winner Eddie Brown recalled starting at T. Rowe Price in 1973 as the stock market went 'straight downhill.' Compared to that, the current market is 'a piece of cake,' he said.

Kestra adds Envestnet’s retirement solutions
RETIREMENT PLANNING MAY 11, 2022
Kestra adds Envestnet’s retirement solutions

Plan advisers will be able to use Envestnet's retirement plan tools on the Kestra platform.

Kamila Elliott shares how firms can increase diversity, equity and inclusion
PRACTICE MANAGEMENT MAY 11, 2022
Kamila Elliott shares how firms can increase diversity, equity and inclusion

Speaking at InvestmentNews' 2022 Diversity, Equity & Inclusion Awards, Elliott talked about her journey through the wealth management industry as a Black woman.

The time to market your firm is now
OPINION MAY 11, 2022
The time to market your firm is now

New clients are both the key to growth and to insulating a firm's revenues against a declining market.