The Financial Planning Association's four-hour course is intended to help advisers assist families with education decisions.
How should firms organize, develop and manage their operations to ensure continued success as they grow?
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Orion Advisor Solutions is expanding its TAMP capabilities by acquiring TownSquare Capital, a boutique investment and trading firm.
Christine Gustafson and her team at Phoenix Wealth Management are based in Phoenix, Arizona.
Effort will help client companies manage disability leaves, other workplace absences and reduce administrative burden for human resources staff.
Less than half of advisers are keeping track of how many of their prospects become paid clients.
Dimple Shah is named executive vice president of corporate strategy and Iryna Northrip becomes chief compliance officer for investment advisory.
A Finra arbitration panel ordered UBS to pay the clients $2.9 million in compensatory damages and $966,000 in attorneys' fees.
Glass Lewis & Co. cited a 'disconnect' between the CEO's pay and the bank's performance; it's particularly concerned about the $52.6 billion in options awarded to Dimon in 2022.
The Ariel-Schwab Black Investor Survey quantifies a strong preference by Black investors to work with advisers who mirror their identities.
What the advisory industry will look like after the pandemic was a major theme at the conference.
Providing hefty bonuses to recruit financial advisers is like a sugar rush: sweet at first but it comes with a downside.
The addition gives access to a menu of alternative investment products, including hedge funds, private equity, real estate and private credit.
The Tax-Smart Separately Managed Account Platform lets advisers customize portfolios based on strategies created by J.P. Morgan’s index team.
Many women advisers are uniquely equipped to catalyze clients' values into plans and actions, said speakers at the Women Adviser Summit.
The service has more data visualization, ESG-specific performance reporting and allows country exclusions.
Of the 19 speakers scheduled to speak on the first day of the fintech-for-advisers event, only one was a woman.
Advisers should provide a holistic, hyper-personalized view of a client’s entire financial life, complete with data-driven recommendations.
As the number of certified financial planners grows, here are the independent broker-dealers who employ the most CFPs.
