It seems counterintuitive that an adviser or team who may be riding the wave of their 'best year ever' would change jerseys or break for independence. Yet it’s happening in record numbers.
By failing to adequately explain how inflation, compounded over time, significantly reduces our spending power, we leave clients vulnerable to the false assumption that the income they have today will still be adequate in 10 or 20 years.
The robo-adviser raised $125 million in a February funding round, for a $1.4 billion valuation.
IBM, First Solar, and DuPont among the companies pressured by shareholders this year to pledge diversity changes.
Investors are curious about crypto and meme stocks, but most advisers say that clients do not understand the volatility of these investments.
The total number of advisory firms with a fee-only model has risen 20% since 2019, according to an analysis of the latest data from the SEC.
How a UMH improves financial outcomes for investors, advisers and firms, and why it’s important to determine the optimal series of 'next best actions.'
Global ESG Summit takes a deep dive into how advisers and clients can get on the same page when it comes to sustainable investing.
Three sole practitioners managing $297 million in total are also moving to the firm.
People want to work with advisers who show they’re proactive and reliable by identifying problems that could have easily gone under the radar. Custom targeting reinforces the idea that you are capable of helping.
Acorns is the latest wealthtech company to go public via blank-check merger, following competitors like SoFi. Launched at the end of 2014, the fintech is a subscription-based automated investing and banking app.
Amy Cooper says the company falsely claimed that it conducted an investigation before firing her.
Sometimes, rather than stopping clients from overspending, we need to convince them that they can afford something they want.
The regulator is taking ownership of the work that is needed to provide some comfort around custody issues in the crypto space. 'The bottom line message I have is that we have work to do,' she said.
The key is knowing how to select software that solves your problems while simultaneously improving both the functionality and the profitability of your firm.
Onramp Invest emerges from beta mode amid a rapidly evolving crypto marketplace that historically kept financial advisers on the sidelines.
The financial assistance appears to be on the higher end of PPP loans received by privately held broker-dealers who obtained Covid-19 business relief. Other B-Ds have reported taking larger PPP loans.
The Wealth Advisory Institute will include content from more than a dozen other major asset managers.
Craig Zaleck and Mark Hogan, who are based in Bayonne, New Jersey, will affiliate through super OSJ INC Advisors.
The big news, announcements and underlying trends emerging in the world of technology solutions for financial advisers.
