Your Practice

Displaying 13040 results
FINTECH DEC 11, 2013
Pershing adds Signix digital signature technology to NetX360 platform

Live from FSI's OneVoice 2014 Broker-Dealer Conference: Electronic signatures have started to see wider acceptance from broker-dealers, says Laser App's Powell.

PRACTICE MANAGEMENT DEC 11, 2013
Facing the succession planning crisis

If succession planning is so critical, why do less than 25% of advisers have viable succession plans in place?

RIAS DEC 11, 2013
As RIAs grow, more hiring chief operating officers to manage their firms

Adding key person to run day-to-day business so advisers can focus on clients, prospecting.

PRACTICE MANAGEMENT DEC 11, 2013
Serve emerging clients with emerging planners

Advisory firm finds a way to help 'unprofitable' clients and build their talent pool.

RIAS DEC 11, 2013
How financial advisers can stay ahead of the competition

Advisers who compare themselves to the competition have a better chance of staying ahead. Check out eight ways to get ahead and stay ahead.

PRACTICE MANAGEMENT DEC 11, 2013
Develop better plans for clients with an eye on behavioral biases, experts say

Advisers who can get into the minds of clients and consider their biases when shaping their portfolios will achieve better financial outcomes because those clients will be more likely to stick with the plan, two behavioral finance experts said.

PRACTICE MANAGEMENT DEC 11, 2013
CFP Board doubles down on 'fee-only' definition

Room for wiggle appears to be shrinking as board sticks to its guns.

PRACTICE MANAGEMENT DEC 11, 2013
NAPFA expects workable fee-only definition from CFP Board in next couple weeks

Has a vested interest; practitioners will push for something predictable and enforceable.

PRACTICE MANAGEMENT DEC 11, 2013
What's the greatest value an adviser offers?

PRACTICE MANAGEMENT DEC 10, 2013
The Dow is getting dicey at levels reminiscent of 2000, 2007 peaks

Breakfast with Benjamin: The Dow is getting dicey at these heights. Plus: Lawyers get rich on Madoff's mess, Volcker rule cuts prop trading, retirement back-up plans, and rich folks are spending less this holiday season.

FINTECH DEC 10, 2013
Advisers whipped by new website projects

Financial advisers who have recently upgraded their firm websites unanimously agreed that the projects were more taxing than they expected.

RIAS DEC 10, 2013
Pershing integrates third-party tech into NetX360 adviser platform

NetX360 will now offer portfolio management and re-balancing solutions from Blaze Portfolio and Portfolio Pathway, as well as Laser App forms management and configuration tools. In addition, NetX360 users will have access to Ebix Smart Office CRM software via a single sign-on.

RETIREMENT PLANNING DEC 10, 2013
SEC examiners 'are gunning for you'

The SEC has hired more and better professional examiners and any new registrants or any adviser who hasn't been vetted in the last 10 years "will be getting a visit this year," securities lawyer Thomas Giachetti said Monday at the Schwab Impact Conference..

FINTECH DEC 10, 2013
Wealthbase launch brings advisers online to fight robo-threat

Wealthbase, a new web and mobile application, connects advisers to consumers using algorithms that make matches based on expertise, location and availability. Wealthbase uses contextual links, the stock in trade of content marketers, to lead consumers from the website articles that they are reading to a live question-and-answer session with advisers.

RETIREMENT PLANNING DEC 10, 2013
Take Five: Carolyn McClanahan on health exchanges

The physician and financial planner on what advisers need to know about new health insurance choices

RETIREMENT PLANNING DEC 10, 2013
Web traffic slows access to health insurance exchanges

Open-enrollment for new state and federal insurance has begun, but many sites have long-loading times

PRACTICE MANAGEMENT DEC 09, 2013
Platinum teams up with Focus Partners to train advisers

Two consulting firms are linking together to provide a new coaching program.

FINTECH DEC 09, 2013
5 tech trends at indie B-Ds

From tech systems advisory firms plan to replace to what social networks indie brokers say they use the most, here are five big technology trends impacting independent broker-dealers.

PRACTICE MANAGEMENT DEC 08, 2013
Financial advice for all is a costly endeavor

FINTECH DEC 06, 2013
For true tech success, advisers must focus on process

The new iPad and hot apps may catch all the attention, but advisers need to focus on substance, rather than sizzle