Plus, how creating investment policy statements and real-time dossiers about clients has gotten much easier.
Technology is pretty inexpensive but as Dave O'Brien reminds advisers, acquisition is only one step toward tech success.
Other proposals include states requiring small businesses to establish deferred-comp plans.
Transition packages are a long-standing industry standard offered to financial advisers changing firms and affiliations.
When an advisor is considering a transition and comparing offers from multiple firms “technology” is often cited as a deciding factor and for good reason. A technology migration can often be one of the most time consuming portions of a move. Technology hiccups can also be unsettling if clients get wind of it.
Over 140,000 people registered to attend Dreamforce, a sprawling city-within-a-city that featured high-profile keynote speakers, celebrities, multiple rock bands and a cult-like following of all things enterprise business technology.
Second gen version of mobile platform on display at Insite conference.
Custodian meets CRM in what could be a boon to simplified onboarding for many advisers.
Goals-based tech firm will run as a stand-alone company after purchase by private-equity firm.
Joe Duran offers three simple ways to make volatility your ally by preparing clients now for the next big market drop. They'll thank you later.
With Halloween approaching, check out some things that what will surprise (or even shock) many folks when it comes to creating a successful, fright free, succession plan.
The new recruits represent HighTower's first Connecticut location
Financial advisers across the Midwest on Monday continued to reach out to clients who may have been caught in the destructive path of tornadoes that affected a dozen states Sunday and killed at least six people.
<i>InvestmentNews</i> contributing editor Mary Beth Franklin just took the two-day, 10-hour certified financial planner test. She survived and tells all about it. Now her wait begins to find out if she passed.
The company's latest web product to track portfolios joins the efforts of rivals including Jemstep, Betterment and FutureAdvisor
