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FINTECH FEB 10, 2011
Streetscape Fee-Based Tools launched by National Financial

National Financial Services Corp., Fidelity Investments' clearing arm, today announced some substantial enhancements to its Streetscape web-based brokerage workstation.

FINTECH FEB 10, 2011
Clearing firms count on the appeal of crossover technology

With margins shrinking, broker-dealers closing and financial- reform legislation looming that could change the industry's economics, clearing firms more than ever are counting on technology.

Advisers aim to get investors back in the market: Survey
PRACTICE MANAGEMENT FEB 09, 2011
Advisers aim to get investors back in the market: Survey

But how, given that 88% said clients are still spooked about putting money into stocks?

FINTECH FEB 07, 2011
A simple SMA analytics tool for financial advisers

BROKER DEALERS FEB 06, 2011
Can LPL hit its recruitment target - and at what cost?

Mark Casady, chief executive of LPL Investment Holdings Inc., has reiterated aggressive growth targets for the country's largest independent broker-dealer

FINTECH FEB 06, 2011
Navigating the CRM labyrinth

It's obvious from my recent conversations with advisers that customer relationship management software still causes plenty of confusion

FINTECH FEB 04, 2011
JPMorgan gives bankers iPads

JPMorgan Chase & Co. will give its investment bankers iPads to provide an additional mobile tool as Apple Inc. expands its domain to Wall Street, threatening Research in Motion Ltd. in a market it traditionally dominated.

FINTECH FEB 04, 2011
To Mac or not to Mac?

Thanks to the incredible popularity of Apple Inc.'s iPad, an increasing number of financial advisers have been asking me if it is possible to run their businesses on Apple computers instead of those designed only for Microsoft Windows. The answer is yes, with a catch or two.

RIAS FEB 03, 2011
Q&A: Two questions for NASAA president David Massey on adviser regulation

NASAA president David Massey sits down with <i>InvestmentNews</i> reporter Liz Skinner and discusses the potential impact of Finra regulation over investment advisers, and also how state regulators will deploy &quot;more intelligent regulation&quot; as they take on the oversight of all investment advisers under $100 million. <a href=http://assets.investmentnews.com/Bruno/massey_final.mp3>(Click here to listen.)</a>

FINTECH FEB 03, 2011
So you are out for the evening and someone asks…

RETIREMENT PLANNING FEB 03, 2011
Advisers and the next generation(s)

In my ongoing effort to keep advisers abreast of ways to engage the next generation, I came across an entertaining website for you to share with parents or grandparents who can in turn share with their young ones.

FINTECH FEB 02, 2011
Financial services IT spending looking better in 2011

RIAS FEB 02, 2011
Focus Financial picks up $575M RIA

Linkup aimed at helping Pettinga Financial cope with 'onslaught' of new regulations

Finra's Ketchum: Fiduciary standard 'very likely'
PRACTICE MANAGEMENT FEB 01, 2011
Finra's Ketchum: Fiduciary standard 'very likely'

The Financial Industry Regulatory Authority's top executive said federal regulators are &#8220;very likely&#8221; to force U.S. brokers to meet stricter requirements for acting in the best interests of their clients.

FINTECH JAN 30, 2011
It's a bank, it's a broker and it's all at an ATM

Glass-Steagall may have gone the way of the Berlin Wall, but true integration of banking and brokerage has taken a lot longer to achieve than German reunification

PRACTICE MANAGEMENT JAN 30, 2011
A blizzard of publicity opportunities

Have the frigid temperatures and mountains of snow across so much of the country made you a shut-in? Are you itching to escape your home office and meet clients and prospects?

FINTECH JAN 28, 2011
Brian Stimpfl, longtime TD exec, joins indie software company

After a short hiatus, Brian Stimpfl, former longtime TD Ameritrade executive, has landed at Actifi Inc.

FINTECH JAN 23, 2011
Making sense of document storage confusion

Advisers are confused and un-certain about web-based document storage and document vaults

PRACTICE MANAGEMENT JAN 23, 2011
Summit signs Shula

Summit Financial Services Group Inc. has hired Don Shula, 81, the winningest football coach in NFL history, to play on its team.

RIAS JAN 20, 2011
SEC should require fiduciary standard

In the name of investor protection, we urge the Securities and Exchange Commission to exercise its rulemaking authority to require brokers to act in their clients' undivided best interests at all times. We are also reiterating our call for the SEC to recommend to Congress that the jurisdiction of the Financial Industry