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RETIREMENT PLANNING JAN 03, 2011
'Logistics issues' force NAPFA to relocate annual conference

The National Association of Personal Financial Advisors is moving its May national conference to Salt Lake City from Las Vegas, where it was originally scheduled.

EQUITIES JAN 03, 2011
The 2011 Outlook

Financial advisers are upbeat about prospects for stocks in 2011, with many predicting that last year's broad market surge will continue into this year. That's what they're telling their clients, too.

PRACTICE MANAGEMENT DEC 29, 2010
Raymond James picks up $150M team from RBC

Raymond James Investment Advisors has landed a $150 million in assets team from RBC Wealth Management.

PRACTICE MANAGEMENT DEC 27, 2010
Custodians heighten scrutiny of new and veteran advisers

Custodial firms have been raising the compliance bar for registered investment advisers, in some cases making it tougher for them to find a home.

RIAs rebounding, but regulatory uncertainty looming large
RIAS DEC 27, 2010
RIAs rebounding, but regulatory uncertainty looming large

Most registered investment advisers had a solid 2010 — they expanded their businesses, added clients and were even able to bump up their budgets a bit. Their feelings for the future, however, are not quite as fond.

Fidelity targeting 'top 200' wirehouse teams, exec says
RIAS DEC 23, 2010
Fidelity targeting 'top 200' wirehouse teams, exec says

As Fidelity continues to focus on luring breakaway brokers, a top executive at the firm noted specifically that the company is zeroing in on the very top-producing teams at wirehouses.

PRACTICE MANAGEMENT DEC 22, 2010
Advisers offer up some intriguing New Year's resolutions

Pledges run the gamut from practical to whimsical; taxation, meditation mentioned

RIAS DEC 21, 2010
Where the billion-dollar brokers went in 2010

PRACTICE MANAGEMENT DEC 21, 2010
Firms declare war on deadbeat brokers

Death tax could still be killed
RIAS DEC 21, 2010
Death tax could still be killed

Business groups, Republicans vow to dismantle the provision, piece by piece

RIAS DEC 19, 2010
Cyberattacks: A clear and present danger

FINTECH DEC 19, 2010
The new Client 360 brings it all together

Client 360 has been officially reborn.

Incite: Liberal foes of tax plan threaten middle class
RIAS DEC 17, 2010
Incite: Liberal foes of tax plan threaten middle class

Scuttling the Administration's tax proposal would hit average Americans squarely in the wallet; the fate of refundables?

RIAS DEC 14, 2010
INTV: Advisers see clients living longer, affording less

OPINION DEC 14, 2010
Five mistakes when passing the baton

Working with advisers over the years, I've seen firsthand how creating and executing a solid succession plan can be fraught with pitfalls

FINTECH DEC 14, 2010
Broadridge scoops up NewRiver

RETIREMENT PLANNING DEC 13, 2010
Special report: Lifestages

In the final installment of this four-part series, <i>InvestmentNews</i> examines how advisers' relationships with 75+ year-old clients is changing considerably.

PRACTICE MANAGEMENT DEC 13, 2010
Adviser finds niche deep in the corn belt

Adviser David Workman often finds himself doling out financial advice in a setting that looks like it came straight from a Norman Rockwell canvas.

New Medicare law could spark client-adviser talks
RETIREMENT PLANNING DEC 12, 2010
New Medicare law could spark client-adviser talks

End-of-life planning seen raising awareness of issue; living will crucial

RIAS DEC 12, 2010
Practice management: Start succession planning early

Although about 60% of financial advisers are baby boomers heading toward retirement, only about one quarter of them have a succession plan in place, according to Cerulli Associates Inc.