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FINTECH JAN 21, 2010
Roth IRAs: To convert, or not to convert? New tech helps answer the question

Technology providers and product companies have been rolling out Roth IRA conversion calculators in a bid to meet the expected needs of advisers and their clients ahead of some significant changes in conversion rules for next year.

FINTECH JAN 20, 2010
Unhappy IT workers; now you can view your managed stock portfolio anywhere — granted you have an iPhone, and can get a connection and …

The wholesalers' handbook: The do's and do-not's of working with advisers
PRACTICE MANAGEMENT JAN 20, 2010
The wholesalers' handbook: The do's and do-not's of working with advisers

Advisers typically are encountered by wholesalers from fund companies on an almost daily basis.

PRACTICE MANAGEMENT JAN 20, 2010
House passes sweeping financial reform

A year after Wall Street failures plunged the nation into recession, the House on Friday passed the most ambitious restructuring of financial regulation since the New Deal.

PRACTICE MANAGEMENT JAN 19, 2010
RBC lures $450 million duo from U.S. Trust

RBC Wealth Management has recruited a pair of financial advisers from US Trust Wealth Management, where they ran some $450 million in client assets.

PRACTICE MANAGEMENT JAN 19, 2010
MSSB duo defects to RBC

Two senior financial advisers from Morgan Stanley Smith Barney have left RBC Wealth Management.

PRACTICE MANAGEMENT JAN 19, 2010
RBC snags $340M duo from Smith Barney

RBC Wealth Management has added two senior financial advisers from Smith Barney with $340 million in client assets as the regional brokerage firm continues to recruit brokers a rapid clip.

PRACTICE MANAGEMENT JAN 18, 2010
Advisers warn clients to watch out for Haiti scams

Advisers are warning their clients to donate only to well-known organizations if they want to help victims of the Haiti earthquake.

OPINION JAN 18, 2010
Plan your 2010 communications launch

As December winds down, now is the time to reflect on the last year and determine what, if anything, you would have done differently in your practice or even in your personal life

PRACTICE MANAGEMENT JAN 17, 2010
Hiring on the cheap will cost you later

Wanted: adviser's assistant. Must have a bachelor's degree, a “nurturing gene” and the ability to speak Farsi.

FINTECH JAN 15, 2010
New versions of Profiles software available from EISI

New versions of Profiles Professional and Profiles Forecaster are available from Emerging Information Systems Inc.

FINTECH JAN 15, 2010
Scalability is the name of the game for report generation platform

Most financial advisers with whom I speak say that they look forward to generating quarterly reports and client presentations about as much as they do to an SEC audit.

FINTECH JAN 15, 2010
Due diligence pays off when it comes to buying software

Advisers should always kick the tires and look under the hood of any software they buy for their practice.

FINTECH JAN 15, 2010
Advisers opting for outsourced portfolio reporting

Sheila M. Chesney likes it when clients look at reports detailing how their portfolios have performed, and tell her that they really understand what they are looking at.

PRACTICE MANAGEMENT JAN 14, 2010
Coming soon: Broader definition of fiduciary under ERISA

The Labor Department is planning to expand its definition of fiduciary under ERISA — a move that would have implications for all financial advisers that work on retirement plans.

FINTECH JAN 13, 2010
Tamarac Advisor 9: First look <a href= http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20100110/REG/301109968/1082>(To read the full story on Advisor 9, click here)</a>

PRACTICE MANAGEMENT JAN 12, 2010
Ask the expert: How do I get my clients off the sidelines?

<b>Q: I've had some frustrating conversations with clients recently&#8212;trying to get them back in the market. Very few are taking my advice, even though they seem to know that staying on the sidelines is a mistake. What's going on, and how can I get them &#8220;unstuck&#8221;? </b>

PRACTICE MANAGEMENT JAN 12, 2010
Fantasy football at work? Managers must set ground rules

OPINION JAN 12, 2010
Reviewing 2009 and setting specific goals for 2010

This week, we will be covering two critical areas for reaching your goals for 2010 and beyond. The first is retaining your top clients. The second critical area is to start outlining your business plan for 2010

PRACTICE MANAGEMENT JAN 11, 2010
Next hot job? Compliance officer at financial firm

People who knew how to make a quick buck held some of the fastest-growing jobs two years ago. Now, the growth industry is in helping financial firms figure out how to follow the rules.