Opinion

Displaying 2102 results
Alerting clients to dark patterns and sludge
NEWS OPINION APR 06, 2021
Alerting clients to dark patterns and sludge

Sludge is like an anti-nudge: Rather than removing friction to make a choice simpler, sludge adds friction or complexity to the customer journey for the purpose of entrapping or upselling consumers.

4 life insurance and retirement trends to watch
NEWS OPINION APR 06, 2021
4 life insurance and retirement trends to watch

We can learn from the last year and look back on it as a catalyst to achieve long-term, sustainable and far-reaching positive change.

Why Michael Bolton is crooning over online brokerages
NEWS OPINION APR 05, 2021
Why Michael Bolton is crooning over online brokerages

The advertisement is just the latest ploy in an industry war over the throngs of retail investors flocking to digital wealth platforms. The new account openings will certainly have repercussions.

Wealth management needs more female advisers
NEWS OPINION APR 05, 2021
Wealth management needs more female advisers

More and more of the industry's clients are women, and the share of global wealth controlled by women is increasing.

Regulatory ambiguity helps keep the industry in compliance
NEWS OPINION APR 02, 2021
Regulatory ambiguity helps keep the industry in compliance

The SEC and other regulators want to keep firms and advisers on their toes — and toeing the line.

The changing preferences of next-gen clients: Planning
NEWS OPINION APR 01, 2021
The changing preferences of next-gen clients: Planning

In the final part of a three-part series, the authors examine planning's role in the changing preferences of next-generation clients.

Trends in high-performing financial adviser teams
NEWS OPINION APR 01, 2021
Trends in high-performing financial adviser teams

“Mega teams” with the scale to grow, greater diversity, sophisticated tools and the flexibility to adapt to any environment will lead the way.

3 principles for growing your firm
NEWS OPINION MAR 31, 2021
3 principles for growing your firm

We’ve gone from $2 billion to over $10 billion in AUM in four years because we’ve consistently adhered to three broad principles: Everything must be repeatable, measurable and scalable.

The changing preferences of next-gen clients: Asset allocation
NEWS OPINION MAR 31, 2021
The changing preferences of next-gen clients: Asset allocation

In the second of a three-part series, the authors examine the importance of asset allocation in the changing preferences of next-gen clients.

Adapting to the changing preferences of next-gen clients
NEWS OPINION MAR 30, 2021
Adapting to the changing preferences of next-gen clients

The first of a three-part series breaks down important preferences of next-gen clients as wealth managers manage the transfer of wealth.

It's time to get in the social media game
NEWS OPINION MAR 29, 2021
It's time to get in the social media game

All the old roadblocks to advisory firms making meaningful use of social media are gone.

Dealing with married couples' conflicts
NEWS OPINION MAR 26, 2021
Dealing with married couples' conflicts

Clients come in with a problem that is actually a bundle of issues, only partly financial, that they haven’t been able to sort through to make progress toward resolution.

Failure to overhaul cybersecurity for remote work creates regulatory risks
NEWS OPINION MAR 25, 2021
Failure to overhaul cybersecurity for remote work creates regulatory risks

Firms scrambling to enhance their policies and procedures should focus on the three most common weaknesses — device security, software vulnerabilities and data privacy.

Your clients may be prepared for retirement, but are you?
NEWS OPINION MAR 23, 2021
Your clients may be prepared for retirement, but are you?

As an adviser, you've spent countless hours advising clients on how to prepare for retirement from a psychological perspective. Now it's time to think about that topic yourself.

Automation is easiest way to wow clients
NEWS OPINION MAR 19, 2021
Automation is easiest way to wow clients

The first year of a client relationship is a window of opportunity to create strong first impressions, and email automation can help with this.

Get ready for a breakaway stampede in 2021
NEWS OPINION MAR 17, 2021
Get ready for a breakaway stampede in 2021

The events of the past year have set in motion several factors that have contributed to a surge of pent-up interest in breaking away.

Roaring Kitty and phishing attacks expose cyber headaches for IBDs
NEWS OPINION MAR 17, 2021
Roaring Kitty and phishing attacks expose cyber headaches for IBDs

Firm leaders understand the cybersecurity threat is real. But have broker-dealers taken appropriate precautions to protect advisers and their clients?

Three steps to increase the value of your practice
NEWS OPINION MAR 16, 2021
Three steps to increase the value of your practice

Advisers should focus on reducing client attrition and adding more new clients, and make certain they're charging a fee in line with the market.

Holding on to clients in any market
NEWS OPINION MAR 16, 2021
Holding on to clients in any market

The more fee-based business you do, the more imperative it is to focus on current clients and your ability to hold onto them.

What asset managers and fintech firms can learn from MIT
NEWS OPINION MAR 15, 2021
What asset managers and fintech firms can learn from MIT

During this time of consolidation in the asset management industry, and activity in fintech, the adoption of digital strategies and tools by both will better enhance their chances of survival, or continued success.