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Site Map for December 2014
Date
Title
Dec 31, 2014
Brace yourself: Volatility in stocks expected to climb
Dec 31, 2014
Are the equity markets running out of energy?
Dec 31, 2014
SEC penalizes 13 firms for improper sales of Puerto Rican bonds
Dec 30, 2014
The paradox of choice: Can you have too many investment options?
Dec 30, 2014
Lessons from $1B divorce: How to split business assets
Dec 30, 2014
Disastrous year looms for U.S. bonds, say forecasters
Dec 30, 2014
Stocks overcome global upheavals to keep bull market chugging through sixth year
Dec 30, 2014
Stocks and the economy are hooked on the Fed's punch bowl
Dec 30, 2014
Understanding Social Security rules for divorced spouses
Dec 30, 2014
Galvin expands investigation of Schorsch empire
Dec 30, 2014
CFP Board head of enforcement leaves in midst of compensation-definition disputes
Dec 30, 2014
FPA, CFP Board deny urge to merge
Dec 30, 2014
Advisers can answer divorced clients' Social Security questions, except one
Dec 30, 2014
9 steps to adding $20.5 million in AUM
Dec 29, 2014
Why advisers need to keep their human touch in the digital age
Dec 29, 2014
The predictable downside of chasing performance
Dec 29, 2014
Pimco money manager let go after trading violations
Dec 29, 2014
The best, worst investment bets of 2014
Dec 29, 2014
2015 set to exceed expectations
Dec 29, 2014
How to make the most of your airline points
Dec 29, 2014
Small caps break record as rally broadens out amid sluggish trade
Dec 29, 2014
2014 big for indexed annuities: Broker-dealer execs
Dec 29, 2014
From robo to artificial intelligence to help clients
Dec 29, 2014
Pershing playing catch-up with competitors as custodian considers offering commission-free ETFs
Dec 29, 2014
Bernie Madoff's last surviving son Andrew dies at 48
Dec 29, 2014
Thompson's former nontraded REIT drops nearly 30%
Dec 27, 2014
Societe Generale calls 2015 a down year for stocks
Dec 26, 2014
The New Year's resolutions that really work
Dec 26, 2014
A New Year's resolution that really works
Dec 25, 2014
John Maynard Keynes: Economist by day, high-flying portfolio manager by night
Dec 24, 2014
Schorsch allegations will haunt nontraded REIT industry
Dec 23, 2014
6 market developments to watch for in 2015
Dec 23, 2014
Catch and ride the next wave in financial advice
Dec 23, 2014
Majority of RIAs should move under state regulation: Study
Dec 23, 2014
Case for active management gets stronger every day as stocks power ahead
Dec 23, 2014
Cheap oil is drawing bargain hunters to energy ETFs
Dec 23, 2014
Resolving confusion over Social Security survivor benefits
Dec 23, 2014
Why the financial markets get so excited by revised growth numbers
Dec 23, 2014
The Buffett brand, borrowed by everyone from tech titans to fishermen
Dec 23, 2014
Joan Rivers' estate planning looks smarter all the time
Dec 23, 2014
As nest eggs grow, so does need for expertise
Dec 23, 2014
Meredith Whitney's big hedge fund investor wants out as performance flags
Dec 23, 2014
FSI to fight rollout of auto IRAs
Dec 23, 2014
How to trim Social Security reductions for public employees
Dec 23, 2014
Are ETFs really cheaper than mutual funds?
Dec 23, 2014
Ketchum: What this industry is missing when it comes to CARDS
Dec 23, 2014
Broker-dealers hold fate of new active ETFs
Dec 23, 2014
Stocks and bonds catch a ride on the surging dollar
Dec 23, 2014
Money managers to redraw battle plans after SEC nixes batch of nontransparent ETFs
Dec 23, 2014
Reps selling nontraded REITs could be swimming in liquidity
Dec 23, 2014
SEC investor advocate opposes third-party adviser exams
Dec 22, 2014
Why security in retirement is often luck of the draw
Dec 22, 2014
John Hancock buys New York Life's retirement unit; New York Life acquires block of John Hancock's life insurance biz
Dec 22, 2014
Holiday-themed currency? Old St. Nick used to be on dollars
Dec 22, 2014
Buy on bad news
Dec 22, 2014
Advisers and analysts scramble to make sense of a wild market ride
Dec 22, 2014
401(k) loan balances hold steady as average account balances climb
Dec 22, 2014
Russia crisis hits Pimco
Dec 22, 2014
The more I learn about planning and taxes, the more interesting the job gets
Dec 22, 2014
Unraveling Minds
Dec 22, 2014
WFG Investments facing $650,000 Finra 'global fine'
Dec 22, 2014
JPMorgan's fund choices for its clients said to be under regulatory review
Dec 22, 2014
Fund managers hope for more robust socially conscious options
Dec 22, 2014
JPMorgan investors show support for Dimon in cancer fight
Dec 22, 2014
ETF strategists need better communication with advisers to sustain growth: analysts
Dec 21, 2014
Edelman plans ETF based on revolutionary technology
Dec 21, 2014
Advisers in Northeast prep for blizzard, close offices
Dec 21, 2014
The right glide path for smaller accounts
Dec 21, 2014
Homebuilders lag real estate investment trusts amid U.S. rebound
Dec 21, 2014
Strawberry strikes out with advisers
Dec 21, 2014
Regulators can't keep up with change
Dec 21, 2014
Stocks carry momentum into the holiday-shortened trading week
Dec 21, 2014
Big data becomes a sharp weapon for regulators
Dec 21, 2014
New ETF lets active managers keep secret sauce
Dec 21, 2014
Is your core strategy getting flabby?
Dec 21, 2014
Schorsch accused of manipulating ARCP books: Suit
Dec 21, 2014
How advisers are guiding clients through critical crossroads
Dec 20, 2014
New platforms for alternatives trading miss the mark
Dec 19, 2014
Nicholas Schorsch resigns from RCAP, boards of AR Capital affiliates
Dec 19, 2014
How to make ETF transparency work for you and your clients
Dec 19, 2014
Time to strap in for the downsides of cheap oil, higher interest rates
Dec 19, 2014
Shrugging off diversification, more advisers chase stock market performance
Dec 19, 2014
Investors move to Janus as new Gross-run fund adds $769 million
Dec 19, 2014
It's time for transparency at the CFP Board
Dec 19, 2014
Bill Gross says take chips off the table as end to asset increases nears
Dec 19, 2014
Off with his head: How Pimco deposed the Bond King
Dec 19, 2014
Kahler and CFP Board reach agreement on fee-only status
Dec 19, 2014
Massachusetts regulator Galvin investigating Schorsch B-D
Dec 18, 2014
Bernanke joins Pimco as senior adviser
Dec 18, 2014
What you can learn from the Super Bowl ending
Dec 18, 2014
The Super Bowl ending and what you can learn from it
Dec 18, 2014
ARCP gets time to revise earnings, delays dividend
Dec 18, 2014
Cuba's move toward capitalism may accelerate
Dec 18, 2014
Restored Cuba relations will lead to travel, cigars, not investment opportunities
Dec 18, 2014
Is the Russian collapse wrecking your 401(k)?
Dec 18, 2014
Exiting American Realty Capital Properties, Schorsch to give up $100 million in pay
Dec 18, 2014
When technology or outsourcing can help, and when it can't
Dec 18, 2014
Worries about robo-advisers are unfounded. Here's why.
Dec 18, 2014
Pimco Total Return outflows slow as performance picks up
Dec 18, 2014
Tips to help make this year less painful for wealthy clients
Dec 18, 2014
Pimco could withstand losing another $350 billion before asset flow starts to pinch
Dec 18, 2014
Morgan Stanley seeking female and millennial advisers and clients: Fleming
Dec 18, 2014
Federal Reserve to end bond buying but keep interest rates low
Dec 18, 2014
Oppenheimer Holdings beset by regulatory investigations
Dec 17, 2014
House GOP tells SEC to improve adviser oversight
Dec 17, 2014
BlackRock expanding efforts on impact investing
Dec 17, 2014
Wells Fargo sees results from financial planning
Dec 17, 2014
The RIA exam equation
Dec 17, 2014
Comerica picked to help manage Obama's retirement savings program
Dec 17, 2014
Russia troubles worry big investors
Dec 17, 2014
More advisers are turning to donor-advised funds
Dec 17, 2014
Here comes Santa Claus right down Wall Street
Dec 17, 2014
How to donate stock and win a big tax break
Dec 17, 2014
Groundbreaking investor says look to emerging markets
Dec 17, 2014
Senate set to approve national insurance-agent registry
Dec 17, 2014
Goldman Sachs details plans for liquid alts, 'smart beta' ETFs
Dec 17, 2014
If you only pay attention to a few market experts, Mark Mobius should be one
Dec 17, 2014
How to avoid a tidal wave of taxes from IRAs
Dec 17, 2014
Impact investing a potential trap for the unwary
Dec 17, 2014
Collapsing oil prices get real with no bottom in sight
Dec 17, 2014
Broker-dealers sound off as AIG leads off with first annuity for 401(k)s
Dec 17, 2014
What top firms do differently with adviser technology
Dec 17, 2014
8 ways to reach the next level of client segmentation
Dec 17, 2014
Fund managers warned that wirehouse outreach may not pay off
Dec 16, 2014
National insurance registry falls short of goal line, tax extenders passes
Dec 16, 2014
Year-end tax strategies for 401(k)s, stock options and Roth conversions
Dec 16, 2014
Insurance vehicles can be powerful way for advisers to reach younger investors
Dec 16, 2014
John Bogle eats his own cooking: Traditional 60/40, intermediate-term bonds
Dec 16, 2014
Stocks' momentum to last through year end, top forecasters say
Dec 16, 2014
Jackson National's variable annuity sales suspensions pay off
Dec 16, 2014
Schorsch REIT suspension still in place at major broker-dealers
Dec 16, 2014
Global economic worries send stocks lower; focus turns to U.S. data
Dec 16, 2014
Advisers who sold MainStay Marketfield a fickle bunch
Dec 16, 2014
Insurance agent bill inches closer to the finish line
Dec 15, 2014
United Capital pivots with $2 billion hire
Dec 15, 2014
New congressional plan calls for wealth redistribution
Dec 15, 2014
A second chance at Medicare benefits rolls around
Dec 15, 2014
Ask an Advisor: Trusts for an entrepreneur's family
Dec 15, 2014
An alternative oil investment that hinges on infrastructure needs
Dec 15, 2014
St. Nicholas puts holidays on ice
Dec 15, 2014
Citigroup fined $15 million for analyst supervisory failures
Dec 15, 2014
United Capital acquires $320 million AUM adviser
Dec 15, 2014
Goldman Sachs explores liquid alternatives in the ETF world
Dec 15, 2014
New United Capital platform digitizes planning advice
Dec 15, 2014
Is the 401(k) tax break in danger?
Dec 15, 2014
Broker to the stars, Bambi Holzer, barred from securities industry
Dec 15, 2014
Ex-Wedbush broker wins $4.2M from firm
Dec 15, 2014
Wedbush Securities latest to choose FolioDynamix's platform
Dec 14, 2014
Mariah Acap's test of time management
Dec 14, 2014
Taxes can be 'lots of fun' for young adviser Treavor Dodsworth
Dec 14, 2014
Time to upgrade to the iPhone 6?
Dec 14, 2014
Latest twist in robo-advice: Actively managed funds
Dec 14, 2014
Are you in for a big capital gain tax hit?
Dec 14, 2014
RIAs to control 28% of assets by 2018: Cerulli
Dec 14, 2014
Last-minute legislating is reckless
Dec 14, 2014
Saving for retirement likely to be harder for small-business owners under tax reform
Dec 14, 2014
Maybe the Fed isn't going to raise rates next year
Dec 14, 2014
Some year-end tax strategies to consider
Dec 14, 2014
Expanding ownership
Dec 14, 2014
The next great opportunity for investment advisers
Dec 14, 2014
The youth movement
Dec 14, 2014
A 'must have' tool
Dec 14, 2014
Helping clients cope with grief
Dec 14, 2014
Leading with the right
Dec 14, 2014
A whirlwind of change — transitioning into the financial planning industry
Dec 14, 2014
Creating community
Dec 14, 2014
Cheap oil no reason to abandon the energy sector, strategists say
Dec 14, 2014
Buyer beware: Liquid alts are not created equal
Dec 12, 2014
Ex-UBS broker claims 'inhospitable work environment'
Dec 12, 2014
Krawcheck: Wirehouses undaunted by RIA growth
Dec 12, 2014
Morgan Stanley to pay more of its bonuses upfront
Dec 12, 2014
No double dipping on Social Security claiming
Dec 12, 2014
Baby boomer clients need input on medical expenses in retirement
Dec 12, 2014
Morgan Stanley deferring more broker compensation in 2015
Dec 12, 2014
Savings targets for retirement health care costs fall in 2014
Dec 12, 2014
Advisers worry about potential costs of third-party exams
Dec 11, 2014
Mutual Fund Store, once skeptical of ETFs, joins the fray
Dec 11, 2014
NestEgg Wealth acquisition brings white-label robo to advisers
Dec 11, 2014
Citigroup dealt second fine for prospectus lapses
Dec 11, 2014
The contingency plan: Your succession plan's safety net
Dec 11, 2014
Is Congress killing pensions?
Dec 11, 2014
Joan Rivers' estate planning gambit: A New York state of residence
Dec 11, 2014
John Bogle eats his own cooking, investing only in U.S. index funds
Dec 11, 2014
DoubleLine's Jeffrey Gundlach thinks the dollar will keep getting stronger
Dec 11, 2014
When slow Internet happens to fast people
Dec 11, 2014
Jump-start succession planning by broadening advisers' perspectives
Dec 11, 2014
Didn't get in on the Alibaba IPO? These ETFs did
Dec 11, 2014
How to handle a scandal
Dec 10, 2014
Should your clients use prepaid college tuition plans?
Dec 10, 2014
Which are cheaper, ETFs or mutual funds?
Dec 10, 2014
JP Morgan
Dec 10, 2014
Jack Bogle recommends a firm grip on U.S. stocks
Dec 10, 2014
Tony Robbins gets advisers talking at the 2014 MarketCounsel Summit
Dec 10, 2014
Americans have a low retirement IQ
Dec 10, 2014
SPY: The ETF that's challenging Vanguard for world's biggest fund
Dec 10, 2014
Unprecedented demand for ETF tracking Chinese stocks
Dec 10, 2014
Vanguard files for 'ultra' short-term bond fund
Dec 10, 2014
What the SEC's enforcement numbers really tell us
Dec 10, 2014
The ultimate payoff of advisers striking strategic partnerships
Dec 10, 2014
B-Ds taking it on the chin from regulators
Dec 10, 2014
SEC bars former Oppenheimer & Co. fund manager
Dec 09, 2014
Could more women traders cut volatility?
Dec 09, 2014
The strange tale of Wall Street's bull
Dec 09, 2014
Investing icon Burt Malkiel on the one sure bet in investing
Dec 09, 2014
Mark Cuban blasts SEC focus on enforcement
Dec 09, 2014
How immigration reform could impact Social Security
Dec 09, 2014
Five former Madoff colleagues face prison sentencing
Dec 09, 2014
Goldman Sachs' oil forecasting prowess … or lack thereof
Dec 09, 2014
Troubled SAC Capital hedge fund becomes a family office
Dec 08, 2014
From the C Suite with Raymond James' CEO Paul Reilly: Listen and learn. But in a crunch, be decisive
Dec 08, 2014
Fidelity fined $350,000 in billing snafu
Dec 08, 2014
Janus sees Gross as a 'game changer'
Dec 08, 2014
Pimco plucks two from Schroders for equities expansion effort
Dec 08, 2014
What kinds of income enable you to deduct IRA contributions?
Dec 08, 2014
Four Convergent veterans depart for Presidio
Dec 08, 2014
The insight that enabled Carl Icahn to become a corporate raider
Dec 08, 2014
Wall Street makes a case for why consumers should be spending big
Dec 08, 2014
Socially conscious funds by category, ranked by one-year total return
Dec 08, 2014
The top 25 socially conscious funds
Dec 08, 2014
Real estate funds ranked by three-year return, net assets
Dec 08, 2014
Clash of the titans: Bionic advisers vs. robo-advisers
Dec 08, 2014
Fidelity Institutional weighs own robo offering
Dec 08, 2014
DOL still planning fiduciary proposal for January
Dec 08, 2014
Retirement plan sponsors want more from advisers
Dec 08, 2014
Investment managers ditching 60/40 portfolios in favor of more liquid alternatives
Dec 08, 2014
Wells Fargo expanding bond fund and ETF use in SMAs
Dec 07, 2014
T. Rowe assets up 2% in quarter despite $5.1 billion in net outflows
Dec 07, 2014
Financial advisers need to check up on clients' medical debt
Dec 07, 2014
What qualifies as compensation?
Dec 07, 2014
San Diego: Sunny startup scene offers many opportunities
Dec 07, 2014
How one single woman can collect three types of Social Security benefits
Dec 07, 2014
How to help clients navigate the choppy HSA waters
Dec 06, 2014
From the C Suite with Wetherby Asset Management CEO Debra Wetherby: Aim to be inspirational, not authoritarian
Dec 06, 2014
The top-ranked fee-only U.S. RIAs by region
Dec 06, 2014
Convergent chairman resigns
Dec 05, 2014
The 30-year bond is wrapping up a stellar year
Dec 05, 2014
Madoff aide sentenced to 10 years
Dec 05, 2014
After hearing from member firms, Finra considers revising communications, gift rules
Dec 05, 2014
W. Curtis Livingston, former leader of Legg Mason unit, dies at 71
Dec 05, 2014
Are you ready to answer these 6 retirement questions?
Dec 05, 2014
SIFMA invokes fear of cyberterrorists in plea to fold CARDS
Dec 05, 2014
All-weather bond funds sacrifice traditional benefits of core
Dec 05, 2014
CRM startup Wealthbox earns financial backing from serial entrepreneur Steve Lockshin
Dec 04, 2014
IndexIQ plans two ETFs to give advisers more exposure to hedge fund strategies
Dec 04, 2014
The art of legacy planning – 7 best practices for gifting art to museums
Dec 04, 2014
How to avoid a tidal wave of taxes from IRAs
Dec 04, 2014
The six most important questions before you retire
Dec 04, 2014
Celebrity stories to spark real talk about money this holiday
Dec 04, 2014
Financial adviser, and Teddy bear collector, goes to prison for fraud
Dec 04, 2014
Give me a (tax) break: ETFs and tax efficiency
Dec 04, 2014
The big squeeze II: Rise of the mega-adviser
Dec 03, 2014
Insurance policy raises questions in Convergent suicide
Dec 03, 2014
Precidian Investments takes a second shot at regulatory approval for active ETFs
Dec 03, 2014
Survey shows social media use growing among advisers
Dec 03, 2014
401(k) plan costs decline as indexing increases
Dec 03, 2014
401(k) plan costs decline as indexing becomes more popular
Dec 03, 2014
It's not too early to start worrying about a spike in oil prices
Dec 03, 2014
Political bickering aside, the health care sector is a healthy investment
Dec 03, 2014
Market swings can lead to emotional decision-making
Dec 03, 2014
Strong dollar to push stocks, bonds higher over next few years, say analysts
Dec 03, 2014
Retirement plan contribution limits for tax year 2015 bring new opportunities
Dec 03, 2014
Adviser who sold tax avoidance schemes sent to prison for tax evasion
Dec 03, 2014
SEC set to approve novel Eaton Vance exchange-traded product
Dec 03, 2014
Americans feeling squeezed in saving for retirement
Dec 03, 2014
Bill Gross speaks out on Pimco exit, vows to regain crown at Janus Capital Group
Dec 02, 2014
Fed sends rate signal and markets react
Dec 02, 2014
How children reap the benefits of Social Security
Dec 02, 2014
How children can reap the benefits of Social Security
Dec 02, 2014
Senate expected to pass 'bare minimum' tax extender bill
Dec 02, 2014
Stock futures little changed after big jump as jobs data looms
Dec 02, 2014
Accountants, advisers cautious on strategies as tax breaks remain elusive
Dec 02, 2014
Bull market to last through December: Top forecasters
Dec 02, 2014
Finding some glitter among gold-mining stocks
Dec 02, 2014
How to avoid the unexpected capital gain gift
Dec 02, 2014
Legg Mason says bond 'transition' to set billions in play
Dec 02, 2014
Robo-advisers say they aren't worried about Schwab
Dec 02, 2014
Running an advisory practice in the age of the robo-adviser
Dec 02, 2014
When it's OK to save in a child's name
Dec 02, 2014
Political battle over 'tax and spend' unfolds in ways that help, hurt advisers
Dec 01, 2014
The Russian collapse puts some 401(k)s in danger
Dec 01, 2014
Top Jackson National exec Clifford Jack to step down
Dec 01, 2014
The case for investing in the European small-cap sector
Dec 01, 2014
Advisers must help clients decide how HSAs fit in their plans
Dec 01, 2014
Schorsch's RCS Capital, American Realty Capital Properties, bury hatchet in $60 million settlement
Dec 01, 2014
Key House Republicans bash SEC exam user fee idea
Dec 01, 2014
Oil producers are feeling the heat from falling prices
Dec 01, 2014
Stocks still 'best game in town' as energy prices decline
Dec 01, 2014
Corporate bonds fly off the shelves ahead of looming rate hikes
Dec 01, 2014
The 401(k) gender gap widens
Dec 01, 2014
ETFs in need of an exorcism
Dec 01, 2014
FSI warns of 'false positives' under CARDS
Dec 01, 2014
Oil traders are liquidating positions as oil prices drop and uncertainty mounts
Dec 01, 2014
Finra expected to adopt CARDS despite vocal industry resistance
Dec 01, 2014
Delayed retirement reduces health care costs
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