The new head of the $2 billion Los Angeles-based registered investment advisory firm is just 27.
John and Evan McCoy run Integrity Financial Services in Lancaster, Pennsylvania, and were previously affiliated with Securities America
The strategy also includes the creation of a new podcast, a six-part virtual webcast series and the launch of a fintech conference
Fintech and digital record keeper Vestwell is among about three dozen firms that have registered as pooled plan providers with the DOL, but the firm does not yet have information on pricing and plan design for a potential PEP product.
Financial professionals holding the certified financial planner designation hit an all-time high in 2020. The number of women with CFPs increased by 3.1%, to 20,633, and the number of Black and Hispanic CFPs rose to a total of 3,688, a 12.6% increase over 2019. Blacks and Hispanics still represent just a fraction of CFPs.
McGee Wealth Management, a Portland, Oregon-based firm with 800 clients and $815 million in assets under management, is leveraging the sale for succession planning.
After a tumultuous start to the year, a focus on what makes us happy can help us push through
Investment advice may take back seat to financial wellness as advisers' clients worry about the state of the economy and the prospect of losing their job
The online lender known as SoFi, which gained popularity by refinancing student loans, agreed to merge with Social Capital Hedosophia Holdings Corp. V, a special purpose acquisition company. It marks the latest example of a growing trend in which closely held firms go public by merging with a SPAC.
Advisers and analysts also cautioned investors and clients not to confuse ugly, divisive political action like riots with what’s happening in the broad stock market, which has been on a record run since March and the advent of COVID-19.
It is acquiring woman-led Atlanta Financial Associates, which has $815 million under management
The online trading platform’s popularity has skyrocketed over the last several months, but its fast growth has also generated increased regulatory scrutiny
Firm veteran Mandell Crawley takes new job; Elizabeth Dennis will succeed him as head of private wealth management
Dale Kramer opens an indie shop, Kramer Wealth Strategies, in upstate New York
Given all that happened last year, many advisers are coming up with different metrics for success in 2021
The former executive at TD Ameritrade will lead the planning group this year
There's nothing worse than workaholic leaders gumming up the works because they won’t delegate
Clients are curious about the recent boom in cryptocurrencies, but volatile performance records are keeping some advisers on the sidelines
Six-adviser FDR Financial has offices in Boca Raton and Hollywood
Four years ago, a financial adviser got a call from a prospect who did not want to disclose any information over the phone. At the in-person meeting, the woman and her husband told the adviser that she had won a $1.2 million jackpot.
