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Site Map for February 2022
Date
Title
Feb 28, 2022
Supreme Court refuses to hear challenge to CalSavers
Feb 28, 2022
Commonwealth creates ‘rent-an-admin’ program
Feb 28, 2022
Envestnet is reportedly up for sale — again
Feb 28, 2022
More intense SEC scrutiny of private equity not likely to dull appetite for RIA acquisition
Feb 28, 2022
Wealthtech funding had 'record-shattering' 2021
Feb 28, 2022
Russian invasion and sanctions drive oil price rally
Feb 28, 2022
Study estimates $1.96 trillion jump in 401(k) balances from loan protections
Feb 28, 2022
Broker-dealers sell record $10.5 billion in alts in January
Feb 28, 2022
Edward Jones rep managing $156 million goes indie with Raymond James
Feb 28, 2022
Proxy season heating up for ESG proposals
Feb 28, 2022
Retirement income in the age of war, inflation and low rates
Feb 28, 2022
US ETFs show extent of damage to Russian stocks
Feb 28, 2022
Some memorable exchanges with clients
Feb 28, 2022
Q&A: Wellington Management's Wendy Cromwell
Feb 28, 2022
Avoid playing catch-up: Getting a fast start in your firm’s ESG journey
Feb 28, 2022
Selling stocks now entails too much risk: JPMorgan
Feb 25, 2022
Have financial adviser, will travel
Feb 25, 2022
Barred broker set to fight pro athletes’ allegations of fraud
Feb 25, 2022
Small advisory firms need tech, too
Feb 25, 2022
Goldman probed by SEC over messages sent using unapproved services
Feb 25, 2022
5 essentials to secure the best valuation for your firm
Feb 25, 2022
401(k) plan participants sue Ricoh over fees
Feb 25, 2022
Firms outline DEI efforts for Black History Month
Feb 25, 2022
Cetera wins $59 million program at Kentucky credit union
Feb 25, 2022
Retirees taking lump-sum payouts are depleting them faster
Feb 24, 2022
NFP acquires $4.6 billion RIA
Feb 24, 2022
Gold emerges once again as rock of stability amid market unrest
Feb 24, 2022
IRS proposal aligns RMD rules with SECURE Act
Feb 24, 2022
Financial steps to help close the racial wealth gap
Feb 24, 2022
Financial advisers downplay geopolitical unrest while preparing for the worst
Feb 24, 2022
SALT alternative takes shape as Democrats move past Biden plan
Feb 24, 2022
Credit union managing $245 million goes to Raymond James
Feb 24, 2022
CFA Institute unveils DEI code for investment firms
Feb 24, 2022
Last great ETF holdout caves as Capital Group launches funds
Feb 24, 2022
Americans want new ways to generate retirement income
Feb 23, 2022
Betterment pushes into student loan debt with new tools
Feb 23, 2022
Wells Fargo says DOL is probing its 401(k) plan
Feb 23, 2022
CalSavers on hunt for new ESG manager
Feb 23, 2022
Advisers aid widows, fire victims, domestic violence survivors through pro bono work
Feb 23, 2022
FeeX lands $80 million and relaunches as Pontera
Feb 23, 2022
Medicare and same-sex couples
Feb 23, 2022
When building a tech stack, best-in-breed isn't always best
Feb 23, 2022
Stratos Wealth increases stake in BWM Financial
Feb 23, 2022
Merchant takes minority stake in Truvestments
Feb 23, 2022
The subconscious power of brand familiarity
Feb 23, 2022
HSBC under investigation in US over WhatsApp use
Feb 23, 2022
Why traveling the world has made me a better adviser
Feb 23, 2022
Gold fights off rising rates, Bitcoin to be haven in tough times
Feb 23, 2022
Envestnet weighs options after seeing takeover interest
Feb 22, 2022
Raymond James nabs $220 million Edward Jones rep
Feb 22, 2022
SEC flooded with comment letters about Bitcoin ETFs
Feb 22, 2022
Pursuing what matters most when you go independent
Feb 22, 2022
CI Financial adds $5 billion RIA, reports record financial results
Feb 22, 2022
Baird adds reps managing $850 million at Morgan Stanley
Feb 22, 2022
Business plea to SEC: Too early for Scope 3 disclosures
Feb 22, 2022
Is Finra's arbitrator selection system rigged?
Feb 22, 2022
Adviser managing $155 million switches from Ameriprise to SagePoint
Feb 21, 2022
The confusion over crypto assets
Feb 21, 2022
To honor Black adviser pioneers, keep growing their ranks
Feb 21, 2022
Why Envestnet is enticing advisers to dive into its massive data lake
Feb 19, 2022
Most of the largest 401(k) funds are in the red this year on tech slump
Feb 18, 2022
Finra hires outside firm to review arbitrator selection process for vacated award
Feb 18, 2022
Rockefeller adds $850 million Merrill team
Feb 18, 2022
Fintechs dive into digital marketing in post-pandemic world
Feb 18, 2022
Charitable giving continues upward trajectory
Feb 18, 2022
401(k) balances break record in Q4: Fidelity
Feb 18, 2022
Client awarded $1.1 million from UBS in arbitration
Feb 18, 2022
Focus Financial Partners looks to double revenue by 2025: Adolf
Feb 18, 2022
Investing platforms cash in on crypto craze
Feb 18, 2022
Sea level rise must be considered by investors
Feb 17, 2022
Why RIAs should look at PE the way PE looks at RIAs
Feb 17, 2022
The latest in financial #AdviserTech — February 2022
Feb 17, 2022
Massachusetts charges broker-dealer for unsuitable sales of leveraged ETFs
Feb 17, 2022
Advisers brace for Russian invasion of Ukraine
Feb 17, 2022
Avantax focuses on bigger advisers as head count continues to drop
Feb 17, 2022
Billion-dollar Wells Fargo trio goes indie with LPL
Feb 17, 2022
RBC rep managing $460 million moves to Raymond James
Feb 17, 2022
Hancock Whitney Bank moves brokerage clients to Cetera
Feb 17, 2022
Crypto, fintech firms build platform to meet money-laundering rule
Feb 16, 2022
Divorce complicates Social Security claiming options
Feb 16, 2022
Morningstar partners with Hueler on annuities
Feb 16, 2022
Silence is not golden for GWG bondholders
Feb 16, 2022
Is Reg BI working? It depends on how you read Finra's report
Feb 16, 2022
Betterment a potential target after Wealthfront deal
Feb 16, 2022
The 'Great Resignation' is an opportunity as well as a risk
Feb 16, 2022
There’s a portrait of Jamie Dimon hanging in JPMorgan’s metaverse lounge
Feb 16, 2022
Amundi gives fund an ESG makeover
Feb 16, 2022
Morgan Stanley banker faces block-trading probe
Feb 15, 2022
An advisory firm that helps blended families rebuild
Feb 15, 2022
Flat-fee annuity for RIAs adds more investment choices
Feb 15, 2022
OneDigital acquires $170 million Florida firm
Feb 15, 2022
SEC fines 12 firms total of $292,523 in Form CRS enforcement actions
Feb 15, 2022
Ex-broker with career at failed firms gets 7 years for tech scheme
Feb 15, 2022
Duo managing $320 million moves to LPL from Securities America
Feb 15, 2022
Average costs for 401(k) plans decline by 0.03%
Feb 15, 2022
Mariner Wealth to acquire $527 million Florida firm
Feb 15, 2022
ISS adds service for ESG standards
Feb 15, 2022
Succession and simplicity
Feb 15, 2022
Breaking away was the hardest thing we've ever done. And we’d do it again
Feb 15, 2022
Hackers snagged $36 million in cryptocurrency in breach of IRA Financial
Feb 14, 2022
Finra arbitrators rule in Credit Suisse’s favor in deferred comp case
Feb 14, 2022
Fintech raises $5.1 million to expand annuity platform for 401(k)s
Feb 14, 2022
Metaverse ETFs are the hot new thematic investment
Feb 14, 2022
Shariah robo-adviser charged, penalized by SEC
Feb 14, 2022
Hightower's suit against $39 million RIA described as 'wirehouse 101'
Feb 14, 2022
Despite pandemic, defined-contribution plan participants kept saving in 2021
Feb 14, 2022
BlockFi to pay $100 million to SEC, states
Feb 14, 2022
Employee-paid benefits? Huh?
Feb 14, 2022
Raymond James nabs Florida team managing $227 million
Feb 14, 2022
Not your garden-variety private equity
Feb 14, 2022
Investment firms watching 401(k) market for ESG growth
Feb 14, 2022
Stock markets seek cover amid mounting risks
Feb 11, 2022
Confusion about 2022 required minimum distributions
Feb 11, 2022
DOL seeks public input on protecting retirement savings from climate risks
Feb 11, 2022
J.P. Morgan loses $1.4 million defamation case to adviser
Feb 11, 2022
CITs claim larger share of target-date market
Feb 11, 2022
Energy sector rally exposes Achilles' heel of ESG investing
Feb 11, 2022
NY pension fund drops 21 shale and gas holdings in sustainability review
Feb 11, 2022
Overcoming imposter syndrome: Why advisers deserve success
Feb 11, 2022
SEC bogs down on climate rule, handing White House fresh setback
Feb 10, 2022
Lawmakers press Finra about alleged rigging of Wells arbitration
Feb 10, 2022
Workers show interest in Social Security bridge strategy
Feb 10, 2022
SEC cyber rule proposal poses challenges for small advisers
Feb 10, 2022
Can a quantitative investing strategy predict the Super Bowl?
Feb 10, 2022
CFP Board issues ethical guides for planners
Feb 10, 2022
ESG credentials may affect company reputation, share price
Feb 10, 2022
Morgan Stanley buys another retirement planning firm
Feb 10, 2022
CAIS provides alts platform to Focus Financial firms
Feb 10, 2022
Allworth Financial acquires $480 million RIA
Feb 10, 2022
Fusion Family Wealth sells minority stake to Merchant
Feb 10, 2022
Morgan Stanley veteran Sharma joins Rockefeller
Feb 10, 2022
Wells Fargo sets March 14 return-to-office date after delays
Feb 10, 2022
Half-point Fed hike in March is a coin flip after hot inflation
Feb 09, 2022
Q4 2021 top fixed-income ETFs
Feb 09, 2022
Q4 2021 top equity mutual funds
Feb 09, 2022
401(k) trading activity picked up in January
Feb 09, 2022
Q4 2021 top fixed-income mutual funds
Feb 09, 2022
SEC proposes first cybersecurity rule for investment advisers
Feb 09, 2022
Q4 2021 top equity ETFs
Feb 09, 2022
SoFi looks for big win at Super Bowl LVI
Feb 09, 2022
CFP Board suspends Merrill adviser fired last month
Feb 09, 2022
Finra finds brokerages fall short on Reg BI compliance
Feb 09, 2022
Corporates' net-zero goals are 'misleading' and lack transparency
Feb 09, 2022
Debunking 4 emergency savings myths held by RPAs
Feb 09, 2022
Commonwealth launches program for next-gen advisers
Feb 09, 2022
Harbor Capital eyes mutual fund conversions in major ETF push
Feb 09, 2022
What's your true net payout?
Feb 08, 2022
Three states implement continuing education rules for IARs
Feb 08, 2022
Comments not likely to sway SEC to approve Bitcoin ETF
Feb 08, 2022
Treasury official says the need for stablecoin legislation is ‘urgent’
Feb 08, 2022
Tesla gives its employees a boost
Feb 08, 2022
LPL nabs MassMutual advisers managing $550 million
Feb 08, 2022
Inflows into 529 plans up 10% in 2021
Feb 08, 2022
Betterment acquires Makara in push into crypto market
Feb 08, 2022
Merchant Investment Management takes minority stake in $1 billion RIA
Feb 08, 2022
BlackRock to clients: Net zero is coming
Feb 08, 2022
Billions flowing into cash-like ETFs ahead of Fed hike
Feb 07, 2022
The SEC wants to know your views on Bitcoin ETFs
Feb 07, 2022
Lost decades: Risk scenarios also matter on the way back up
Feb 07, 2022
Digital asset industry group forms to promote market confidence
Feb 07, 2022
Institutional investors back in charge of stock market as Fed awakens big money
Feb 07, 2022
Wirehouses are most productive channel: Cerulli
Feb 07, 2022
High school classes ineffective in boosting retirement savings: Study
Feb 07, 2022
The weight-bearing capacity of Larry Fink’s fine line
Feb 07, 2022
Do we need an honest-to-goodness pullback?
Feb 07, 2022
CI Financial’s US expansion is a Canadian success story
Feb 07, 2022
Comedy or tragedy? The curtain is rising on robos’ third act
Feb 07, 2022
How are firms withstanding the Great Resignation?
Feb 04, 2022
Best Places to Work for Financial Advisers
Feb 04, 2022
Lawsuit against DOL fiduciary rule hopes history repeats in Texas
Feb 04, 2022
BlackRock enters the TikTok sphere
Feb 04, 2022
Merchant Investment Management takes stake in Minnesota RIA
Feb 04, 2022
Advisers see increased opportunity in new fintech tools
Feb 04, 2022
ETFs give advisers varied tools for fighting inflation
Feb 04, 2022
LPL doubles recruited assets in 2021
Feb 04, 2022
Sustainable fund launches up 70% in 2021: Report
Feb 04, 2022
Carlyle pledges net zero by 2050
Feb 03, 2022
Raymond James nabs Wells Fargo trio managing $502 million
Feb 03, 2022
Hey SEC, please clarify fiduciary duty so I can enjoy college hoops again!
Feb 03, 2022
AssetMark launches new digital prospecting, marketing tools
Feb 03, 2022
Morningstar boosts focus on wealth management
Feb 03, 2022
Behind that bombshell shareholder vote at Costco
Feb 03, 2022
Fidelity updates its Wealthscape tech platform
Feb 03, 2022
Kuh named Morningstar Indexes' first head of ESG strategy
Feb 03, 2022
Cryptocurrency giant launches push to become ‘world-class ETF issuer’
Feb 03, 2022
Janus Henderson investors pull $5.2 billion as exodus persists
Feb 02, 2022
Bessemer Trust sued over 401(k) plan
Feb 02, 2022
Father-son team managing $200 million opt for LPL
Feb 02, 2022
Smaller firms may not be ready for DOL fiduciary rule now in force
Feb 02, 2022
Caribou lands $3 million to manage health care costs for clients
Feb 02, 2022
Judge rips Wells, Finra, in decision over arbitration claim
Feb 02, 2022
Creative Planning adds $600 million RIA
Feb 02, 2022
Hub acquires assets of West Coast RIA
Feb 02, 2022
AllianceBernstein makes late push into ETFs
Feb 02, 2022
Bonuses rain on Wall Street bankers as pay packages swell
Feb 02, 2022
Voicing community: The InvestmentNews 2022 DEI Awards
Feb 02, 2022
Worst-ever outflows for SPY ETF as QQQ bleeds most since dot-com
Feb 02, 2022
Private equity influence on wealth management is big and getting bigger
Feb 01, 2022
Regulators charge metals dealer with $67 million fraud
Feb 01, 2022
FSI launches program to boost diversity among independent advisers
Feb 01, 2022
River Wealth Advisors sells minority stake to Merchant Investment Management
Feb 01, 2022
UBS wealth management Americas nabs assets, looks to digital
Feb 01, 2022
Hightower takes stake in business management firm
Feb 01, 2022
Raymond James nabs team managing $350 million
Feb 01, 2022
60/40 portfolio suffers worst loss since March 2020
Feb 01, 2022
Schwab study says RIAs need to up their staffing and compensation game
Feb 01, 2022
Social Security faces a customer service backlog
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