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How online trading is driving investors to human advisers
RIAS MAY 11, 2021
How online trading is driving investors to human advisers

Self-directed investors are reaching thresholds that are starting to make professional financial advice more appealing.

Riskalyze tears into Orion’s HiddenLevers over predictive modeling
FINTECH MAY 11, 2021
Riskalyze tears into Orion’s HiddenLevers over predictive modeling

The risk management software provider lashed out at competitors HiddenLevers and RiXtrema for using predictive models that are 'wildly inaccurate.'

Advisers need focus on growth and relationships, especially now
PRACTICE MANAGEMENT MAY 11, 2021
Advisers need focus on growth and relationships, especially now

Business development expert Robyn Crane believes financial advisers need to be taking advantage of this unique time.

Rockefeller zeroes in on Merrill Lynch, Morgan Stanley advisers
PRACTICE MANAGEMENT MAY 11, 2021
Rockefeller zeroes in on Merrill Lynch, Morgan Stanley advisers

According to InvestmentNews data, since Rockefeller Capital's launch in early 2018 to the end of March, the clear bulk of its hired advisers have come from CEO Greg Fleming's two former firms.

Duo managing $200 million at Wells Fargo goes indie with Commonwealth
PRACTICE MANAGEMENT MAY 11, 2021
Duo managing $200 million at Wells Fargo goes indie with Commonwealth

Aaron Sehl and Vincent Feijoo set up FS Financial in Southington, Connecticut.

MSCI appoints chief diversity officer
PRACTICE MANAGEMENT MAY 11, 2021
MSCI appoints chief diversity officer

Tia Counts will fill the new international position based in London, and is responsible for aligning MSCI’s diversity, equality and inclusion goals.

Envestnet details $30 million plan for tech ecosystem
FINTECH MAY 10, 2021
Envestnet details $30 million plan for tech ecosystem

Envestnet CEO Bill Crager outlined how the firm is using additional operating expenses toward the financial wellness ecosystem’s development.

Edward Jones eyes new advisers with targeted hiring
PRACTICE MANAGEMENT MAY 10, 2021
Edward Jones eyes new advisers with targeted hiring

While the firm is planning to hire financial advisers in 2021, it may see a slowdown in the typical number of new advisers that join the firm in a given year.

3 trends reshaping wealth management
OPINION MAY 10, 2021
3 trends reshaping wealth management

As new generations of investors enter the scene, demand for advisory services will rise, as will expectations about what advisers can deliver. Understanding these shifts will be key to adviser growth in the decade ahead.

Catching a fish with AI? Find the right guide
OPINION MAY 10, 2021
Catching a fish with AI? Find the right guide

The complex nature of the wealth management sector calls for a different approach to artificial intelligence. Take advantage of the rules and regulations that complicate the industry’s operations.

$220 million Baird team moves to Raymond James
BROKER DEALERS MAY 10, 2021
$220 million Baird team moves to Raymond James

A father-and-son duo in Sarasota, Florida joins the firm’s employee channel.

The New Normal: More advisers are abandoning traditional offices to work from home
PRACTICE MANAGEMENT MAY 10, 2021
The New Normal: More advisers are abandoning traditional offices to work from home

After more than a year of working remotely, financial advisers and their clients are embracing the upside of virtual interactions and remote worksites.

UBS explores offering crypto investments to rich clients
FINTECH MAY 10, 2021
UBS explores offering crypto investments to rich clients

The Swiss firm is exploring several alternatives for offering the asset class, people familiar with the plan said. Any investment offering would be a very small portion of the clients’ total wealth because of the volatility.

As companies inch closer to returning to the office, flexibility is key
RIAS MAY 07, 2021
As companies inch closer to returning to the office, flexibility is key

Financial services companies have generally adopted remote work policies, but as offices reopen, the next issue becomes who is and isn't vaccinated.

Wealthtechs merge to build ‘ecosystems’ for advisers
FINTECH MAY 07, 2021
Wealthtechs merge to build ‘ecosystems’ for advisers

Wealthtech has exploded with innovation over the past decade. Today, more firms are merging to create coordinated technology ecosystems.

Taking stock of your advisory business
OPINION MAY 07, 2021
Taking stock of your advisory business

As firms strive to build enterprise value, create ways for future partners to buy in and design a lasting business model, it may be time to consider adopting an equity-based ownership structure.

Trio managing $244 million at Wells Fargo joins D.A. Davidson
PRACTICE MANAGEMENT MAY 07, 2021
Trio managing $244 million at Wells Fargo joins D.A. Davidson

The Squier & Martinez group is opening an office for the firm in Grand Junction, Colorado.

Gensler vows to ensure compliance with Reg BI ‘as written’
PRACTICE MANAGEMENT MAY 06, 2021
Gensler vows to ensure compliance with Reg BI ‘as written’

In his first appearance on Capitol Hill since being confirmed as SEC chair, Gensler also addressed ESG and the gamification of investing.

Weber says UBS should consider a chairwoman when he leaves
PRACTICE MANAGEMENT MAY 06, 2021
Weber says UBS should consider a chairwoman when he leaves

The bank is planning to appoint a successor to Chairman Axel Weber, 64, at its annual general meeting next year.

Duo managing $460 million at Wells Fargo joins RBC
PRACTICE MANAGEMENT MAY 06, 2021
Duo managing $460 million at Wells Fargo joins RBC

Heald Wealth Management changes firms in Wellesley, Massachusetts