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Site Map for October 2007
Date
Title
Oct 31, 2007
Citigroup snaps up Carlton Hill
Oct 31, 2007
FundVest adds Calamos to fund platform
Oct 31, 2007
GDP, other economic gauges revive
Oct 31, 2007
Citigroup faces 401(k) participant lawsuit
Oct 30, 2007
Russell funds available through FundQuest
Oct 30, 2007
Home prices, consumer confidence sag
Oct 30, 2007
Huntleigh launches Blue Ocean 401(k)
Oct 29, 2007
RIA assets skyrocket 47%
Oct 29, 2007
WisdomTree yields new ETF
Oct 29, 2007
You can ease women's long-term-care fears
Oct 29, 2007
Long-term-care insurance buyers younger
Oct 29, 2007
LIMRA and LOMA ink merger
Oct 29, 2007
Thomas C. Wilson new Allianz risk chief
Oct 29, 2007
QDIA rules expected to have widespread ramifications
Oct 29, 2007
Fidelity to spend $50M on platform for advisers
Oct 29, 2007
Move to register hedge funds could spur relocations
Oct 29, 2007
Younger boomers off the radar screen
Oct 29, 2007
Age-based funds dominate 529 plans
Oct 29, 2007
Let's not rush to arbitration judgment
Oct 29, 2007
Rogue trader Nick Leeson sings for software firms
Oct 29, 2007
Helping clients plan for succession
Oct 29, 2007
Solutions for retirement planning
Oct 29, 2007
It may be time to give some financial stocks a second look
Oct 29, 2007
It's harvest time - for tax losses
Oct 29, 2007
Most investors can't distinguish ETFs from mutual funds
Oct 29, 2007
Ladenburg acquires indie firm Investacorp
Oct 29, 2007
Specialized practices bloom at juncture of past, future careers
Oct 29, 2007
More funds with managed payouts coming
Oct 29, 2007
Maintaining fixed short position may be a mistake in 130/30s
Oct 29, 2007
Expenses are a high priority for 401(k) investors
Oct 29, 2007
Few women confident about retirement prospects
Oct 29, 2007
Investors aren't exactly wild about Harry
Oct 29, 2007
Hancock offers 8% withdrawal guarantee on annuities
Oct 29, 2007
FSI defends 12(b)-1s on 'Capitol Hill Day'
Oct 29, 2007
Brokers' fund choices are limited for reasons of compliance, report says
Oct 29, 2007
Economic storm clouds are gathering
Oct 29, 2007
Fund company marketing brochures miss sweet spots
Oct 26, 2007
Merrill's O'Neal talked merger with Wachovia
Oct 26, 2007
SEC to investigate Street insider trading
Oct 26, 2007
Consumer confidence drops
Oct 26, 2007
Oregon unveils hybrid 529 savings tool
Oct 26, 2007
In California, advisers worry about clients
Oct 26, 2007
E-M Management hits up investor for cash
Oct 26, 2007
ICI urges Michigan to repeal advice tax
Oct 26, 2007
FINRA to help firms affected by wildfires
Oct 25, 2007
U.S. bracing for recession, survey says
Oct 25, 2007
MBIA in red for third quarter
Oct 25, 2007
New-home sales rise, durable goods fall
Oct 25, 2007
Fidelity announces multi-managered group
Oct 25, 2007
Chinese economy surges 11.5% in Q3
Oct 25, 2007
'Ax the tax,' cry Michigan advisers
Oct 25, 2007
Rangel moves to abolish AMT
Oct 24, 2007
NYLI elects chief administrative officer
Oct 24, 2007
Merrill reels from $7.9B write-down
Oct 24, 2007
Barclays debuts iPath ETNs
Oct 24, 2007
Transparency urged at 401(k) hearing
Oct 24, 2007
Claymore unveils dividend-rotation ETF
Oct 23, 2007
Labor Dept. nixes 401(k) default
Oct 23, 2007
Rangel proposes corporate-tax cut
Oct 23, 2007
Hedge funds thrive in third quarter
Oct 23, 2007
NYSE Reg creates risk unit
Oct 22, 2007
Ladenburg scoops up Investacorp
Oct 22, 2007
ACLI elects chairman, directors
Oct 22, 2007
The largest managers
Oct 22, 2007
NPH offers 'virtual' assistants
Oct 22, 2007
Advisers rethink estate planning
Oct 22, 2007
Two new tax tools are made available to financial advisers
Oct 22, 2007
Pay close attention to retirement plan fees
Oct 22, 2007
Sales of B shares continue to wane
Oct 22, 2007
Low-cost high-quality video calling comes of age
Oct 22, 2007
Why the SEC should not be all lawyered up
Oct 22, 2007
Fund focuses on world's fast-growing markets
Oct 22, 2007
Don't make early-withdrawal mistakes
Oct 22, 2007
Reflections of an aspiring financial planner
Oct 22, 2007
Phoenix, Jefferson agree to focus on fee-based advisers
Oct 22, 2007
A round of applause for style drift
Oct 22, 2007
Advisers, analysts ponder another tech bust
Oct 22, 2007
Investors get portfolio jitters in October
Oct 22, 2007
Navigating employer retirement plans
Oct 22, 2007
Executive rises at Sun Life Retirement
Oct 22, 2007
Lord Abbett beefs up muni-bond team
Oct 22, 2007
Ruling could raise cost of muni bonds
Oct 22, 2007
Aiming to solve the puzzle of active ETFs
Oct 22, 2007
New opportunities for infrastructure investors
Oct 19, 2007
Dollar tanks, crude oil soars
Oct 19, 2007
NAIC chairman re-elected to exec committee
Oct 19, 2007
FBI probing Michigan firm
Oct 19, 2007
Merrill rolls out platform for hedge funds
Oct 19, 2007
IMSA introduces clearinghouse
Oct 19, 2007
IRA beneficiaries beware wrong turns
Oct 18, 2007
Americans feeling fiscally fit, survey says
Oct 17, 2007
Lehman gives $10 million to Spelman
Oct 17, 2007
New ETF follows MarketGrader indexes
Oct 16, 2007
Capital flows fell $163 billion in August
Oct 16, 2007
BATS available via SFTI
Oct 16, 2007
LPL names head of affiliated B-Ds
Oct 16, 2007
Merrill appoints Boston wealth chief
Oct 16, 2007
Hedge funds revive in third quarter
Oct 16, 2007
'Full recovery' a ways off, says Bernanke
Oct 16, 2007
CFO's job not in peril, says Merrill
Oct 15, 2007
Advisers offered new rating yardstick
Oct 15, 2007
Top-producing rep under scrutiny by Michigan regulator
Oct 15, 2007
'Terror-free' investing draws public pension plans
Oct 15, 2007
Schwab to roll out benefits package for advisers
Oct 15, 2007
Three Americans win economic Nobel
Oct 15, 2007
Muni board aims to boost transparency
Oct 15, 2007
Retirement income technology leaves much to be desired
Oct 15, 2007
Banks to create fund to head off asset sale
Oct 15, 2007
ETFs face loss of seed money
Oct 15, 2007
Time for second look at SMA platforms
Oct 15, 2007
Schwab survey of advisers shows the path to growth
Oct 15, 2007
State Street spins out more SPDRs
Oct 15, 2007
Players swing at hedge fund pitch
Oct 15, 2007
A.G. Edwards exodus spurs new suit
Oct 15, 2007
Franklin Resources ripped on Sudan
Oct 15, 2007
What do we want? Social Security reform, now!
Oct 15, 2007
The Great Lakes State is all wet
Oct 15, 2007
There's no defense for the lack of 401(k) fee disclosure
Oct 15, 2007
Miller may drop requirement for index fund from 401(k) bill
Oct 12, 2007
NetExchange and iPhone make connection
Oct 12, 2007
Richest get even richer
Oct 12, 2007
Nebraska insurance director dies
Oct 12, 2007
Consumers spend despite price boosts
Oct 11, 2007
Merrill to open tech center in Canada
Oct 11, 2007
Michigan rep probed by regulators
Oct 11, 2007
$23.5 billion goes to private equity real estate
Oct 11, 2007
Pershing hooks up to iPhone
Oct 11, 2007
U.S. ETF assets up to $554 billion
Oct 11, 2007
Dodge & Cox's Gunn blasts hedge funds
Oct 11, 2007
Private-equity tax said to be alive in House
Oct 11, 2007
House eyes replacement for AMT
Oct 11, 2007
Treasury eyes hedge fund fees
Oct 10, 2007
No help for plans from PPA, says study
Oct 10, 2007
Barclays adds annuity feature to 401(k)s
Oct 10, 2007
High hedge fees here to stay, report says
Oct 10, 2007
Jackson Hewitt picks chief, shuffles execs
Oct 10, 2007
Adhesion Technologies partners with CMC
Oct 10, 2007
Wholesale inventories remain flabby
Oct 10, 2007
Hedge fund adviser charged with short sales
Oct 10, 2007
Indies growing, but wirehouses have assets
Oct 09, 2007
Clinton proposes 401(k)-type savings plan
Oct 09, 2007
Vanguard adds pool to charitable program
Oct 09, 2007
Hedge fund fudging scrutinized
Oct 09, 2007
Private-equity firms dodge tax bullet
Oct 09, 2007
Emerging-market returns jump in Q3
Oct 09, 2007
Pershing and LPL join forces
Oct 08, 2007
Hedge funds gain ground in September
Oct 08, 2007
Jackson names VP of eastern B-Ds
Oct 08, 2007
Analysts downgrade Merrill Lynch stock
Oct 08, 2007
Advisers, providers remain skeptical on ETF-based annuities
Oct 08, 2007
Marsh unit sued by Connecticut AG
Oct 08, 2007
'Lifestyle portfolios' pay off in 401(k)s
Oct 08, 2007
Goldman buys 9.99% stake in Winton
Oct 08, 2007
First Southwest to send platform via B-Ds
Oct 08, 2007
Powershares to offer laddered-treasury ETFs
Oct 08, 2007
Annuities for 401(k)s meeting resistance
Oct 08, 2007
Advisers, providers remain skeptical on ETF-based annuities
Oct 08, 2007
Manager avoiding wild price swings
Oct 08, 2007
ING takes carbon-neutral path
Oct 08, 2007
Tax changes mean fiduciary issues
Oct 08, 2007
Warn clients about IRS phishing scams
Oct 08, 2007
National database is in works
Oct 08, 2007
B-D exemption rule dead, but the debate rages on
Oct 08, 2007
At long last, regulators to define "promptly'
Oct 08, 2007
Distressed debt market dries up — and drought may last
Oct 08, 2007
Personalized service the norm at Highline Wealth Management
Oct 08, 2007
New software promises users an all-in-one experience
Oct 08, 2007
Advisers face the challenge of data consolidation
Oct 08, 2007
Tool lets advisers create client investment plans
Oct 08, 2007
TDAX Funds offers play on the life cycle fund market
Oct 08, 2007
Timing investments correctly
Oct 08, 2007
Help investors diversify intelligently
Oct 08, 2007
Asset class seen as key in active/passive choice
Oct 08, 2007
Community Leadership Awards
Oct 08, 2007
Top fund firms' ad budgets up, but less spent to tout products
Oct 08, 2007
Website to rank financial advisers on investment results
Oct 05, 2007
Gallagher buys insurance brokerage firm
Oct 05, 2007
SPDR man touts new ETFs
Oct 05, 2007
Good news on jobs front
Oct 05, 2007
Barclays puts state-specific ETFs in play
Oct 04, 2007
Merrill fires two senior executives
Oct 04, 2007
Europe keeps interest rates steady
Oct 04, 2007
Miller pushes for 401(k) fee disclosure
Oct 04, 2007
Rydex ETF Essentials for investors debuts
Oct 04, 2007
Cash-poor Street can affect city, study says
Oct 03, 2007
Schwab donates $1.25M to universities
Oct 03, 2007
Evolve with 401(k)s, says expert
Oct 03, 2007
401(k) 'generalists' must become experts
Oct 02, 2007
Guidance sought on revenue-sharing funds
Oct 02, 2007
Advisers need to be 401(k) experts
Oct 02, 2007
Michigan slaps 6% tax on financial advice
Oct 02, 2007
Toronto bank to buy Commerce Bancorp
Oct 02, 2007
Deferred VA rule gets nod
Oct 02, 2007
Principal trades still OK
Oct 02, 2007
Broker exception for banks gets nod
Oct 02, 2007
Advisers ponder full disclosure in 401(k)s
Oct 02, 2007
Capital-gains parity for art at a standstill
Oct 02, 2007
B-D rules package still in pipeline
Oct 02, 2007
Deadline looms for redemption-fee rule
Oct 02, 2007
SEC proposes easing accounting rules on foreign firms
Oct 02, 2007
SEC seeks more input on hedge-fund minimums
Oct 02, 2007
Bill seeks restrictions on COLI policies
Oct 02, 2007
Morgan Stanley raises $1.5 for Asia fund
Oct 02, 2007
Arguments scheduled in muni bond case
Oct 02, 2007
Anti-fraud rule in effect
Oct 02, 2007
Capital gains rules eyed
Oct 02, 2007
Bill mandates study of hedge funds, private equity
Oct 02, 2007
Congress delves into taxes on hedge funds, private equity
Oct 02, 2007
'Goldilocks' Retirement: Is your distribution rate just about right?
Oct 01, 2007
Pride of the quants
Oct 01, 2007
Advanced Equities emerges as big player in venture capital
Oct 01, 2007
Insurance regulators flubbing their jobs
Oct 01, 2007
Subprime crisis breeds opportunity
Oct 01, 2007
Wachovia-Edwards deal seen as a balancing act
Oct 01, 2007
Envestnet is rejuvenating the PMC brand name
Oct 01, 2007
Morningstar stewardship ratings sink
Oct 01, 2007
Maximizing rollover opportunities
Oct 01, 2007
Congress is unwilling to give up AMT addiction
Oct 01, 2007
Alternatives, ETFs deplete stock funds
Oct 01, 2007
ETFs weather the fiscal storm
Oct 01, 2007
Hedge funds shake summer doldrums
Oct 01, 2007
Investors scramble to hedge diluted dollar
Oct 01, 2007
First life-cycle ETFs debut
Oct 01, 2007
Altered 401(k) landscape seen for advisers
Oct 01, 2007
401(k) fee disclosure garners attention from Congress
Oct 01, 2007
Cazenove and Dexion seek to raise $612M
Oct 01, 2007
Blending bonds, high-dividend stocks
Oct 01, 2007
Fewer clients waiting till death to part with charitable dollars
Oct 01, 2007
Fidelity unveils new planning tool aimed at advisers
Oct 01, 2007
Muslims have pent-up demand for financial services
Oct 01, 2007
Do your clients know your plans?
Oct 01, 2007
529s need to raise profile, studies show
Oct 01, 2007
Plan sponsors warm to automatic features as rule changes await
Oct 01, 2007
There's gold in them thar chills
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