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Site Map for June 2009
Date
Title
Jun 30, 2009
Risky stocks drove funds' performance in spring rally
Jun 30, 2009
Stocks dip on news of consumer confidence drop
Jun 30, 2009
Bill to found Consumer Financial Protection Agency heads to Congress
Jun 29, 2009
Court: State can apply some laws to national banks
Jun 29, 2009
Putnam gears up for expanded 401(k) push
Jun 29, 2009
AIG sells majority of Russian bank
Jun 29, 2009
HSA assets grew more than 62% last year, Celent study shows
Jun 28, 2009
The cost of kidnapping an adviser: Six years in prison
Jun 28, 2009
Create a more effective marketing program
Jun 28, 2009
Technology helps deaf adviser expand practice
Jun 28, 2009
Two new munis and a swaps recap
Jun 28, 2009
We need financial cops - and speed limits
Jun 28, 2009
Securing the next generation of life cycle funds
Jun 28, 2009
Lax compliance can be costly, warn experts
Jun 28, 2009
529 plans tap third-party consultants
Jun 28, 2009
Advisers have cut back, study says
Jun 28, 2009
NAIC suitability provision for annuities a ruse
Jun 28, 2009
Managers desperate for big infusions of cash
Jun 28, 2009
MSRB readies new muni disclosure system
Jun 28, 2009
Advisers, investors call for reinstating uptick rule
Jun 28, 2009
Target date funds seen as a question of how rather than if
Jun 28, 2009
Asset-based LTC insurance attracts buyers
Jun 28, 2009
Breakaway brokers still a trickle, not a tide
Jun 28, 2009
Battered equity boutiques broaden focus to bonds
Jun 28, 2009
Insurance-affiliated brokers face major changes under Obama plan
Jun 28, 2009
Some advisers question future of LPL unit
Jun 28, 2009
Big fraud cases put focus on disclosure
Jun 28, 2009
Equity issues hitting market at record pace
Jun 28, 2009
Jun 28, 2009
Schwab to waive fees for its RIAs' new clients
Jun 28, 2009
McCool says solution near on custody of alternatives
Jun 28, 2009
For family offices, tech fixes are never easy
Jun 28, 2009
SEC doesn't need a defibrillator after all
Jun 28, 2009
Knocking indexing
Jun 28, 2009
Keeping the faith
Jun 26, 2009
May incomes up 1.4%; savings rate surges to 6.9%
Jun 26, 2009
Agency slaps Citibank Japan with sales suspension
Jun 26, 2009
FSA outlines proposal to ban commissions
Jun 26, 2009
Treasury sets purchase process for bank warrants
Jun 26, 2009
Stock market declines as savings rate jumps
Jun 26, 2009
Better days seen for life, annuity insurers, A.M. Best says
Jun 26, 2009
Attempt to blame fair-value accounting for AIG’s woes was misleading, FASB chairman says
Jun 25, 2009
ICI says 401(k) legislation would set a ‘dangerous precedent’
Jun 25, 2009
Antiguan ex-official arrested in Stanford case
Jun 25, 2009
Schwab waiving fees for new clients of its RIAs
Jun 25, 2009
Stock futures decline after rise in jobless claims
Jun 25, 2009
Obama’s proposal could tighten restrictions on insurers, pressure ratings, according to report
Jun 25, 2009
BlackRock’s Doll: U.S. market will generate hefty returns this year
Jun 25, 2009
Federated, GML Capital to develop trade-finance investments
Jun 25, 2009
SEC charges Massachusetts-based manager with running a Ponzi scheme
Jun 25, 2009
Texas Insurance Department will try to implement protective provisions of annuity legislation
Jun 25, 2009
The Hartford closes deal to buy Federal Trust Corp.
Jun 24, 2009
Elderly clients convicted of kidnapping, beating adviser
Jun 24, 2009
Fed mulls tweaks to economic revival programs
Jun 24, 2009
Oil drops below $69 as traders eye US dollar
Jun 24, 2009
May new home sales dip 0.6 percent
Jun 24, 2009
Life insurance companies to thrive in the long term, study suggests
Jun 24, 2009
Warren Buffett compliments Bernanke and Geithner
Jun 24, 2009
Stock, bond funds had inflows of $55.5B in May
Jun 24, 2009
State Street’s program teaches the ABCs of finance
Jun 24, 2009
Russell Investments unveils Shariah-compliant indexes
Jun 24, 2009
Global recession nearing bottom, OECD says
Jun 24, 2009
SEC to change regulations to prevent runs on money market funds
Jun 24, 2009
U.S. durable goods orders rise unexpected 1.8% in May
Jun 24, 2009
House committee approves bill restricting 401(k) advice to indie advisers
Jun 24, 2009
Insurers, banks criticize Obama's proposed consumer watchdog agency
Jun 23, 2009
Tax break sought for non-qualified lifetime annuities
Jun 23, 2009
U.S. housing data weighs on world markets
Jun 23, 2009
Madoff lawyer seeks 12-year sentence for client
Jun 23, 2009
Insurance settlement trade group hails Maine’s disclosure law
Jun 23, 2009
Oil slides to near $67 on grim World Bank forecast
Jun 23, 2009
Peru ETF launched
Jun 23, 2009
Survey: Bank-owned life insurance assets hit $126B in ’08
Jun 22, 2009
World markets slide on World Bank recovery warning
Jun 22, 2009
Fidelity Charitable Gift Fund reduces minimum to $250,000
Jun 22, 2009
Obama announces $80B deal with drug companies
Jun 22, 2009
Aviva sells Australian life insurance unit to National Australia Bank
Jun 22, 2009
Emerging-market investors want more disclosure
Jun 22, 2009
Schapiro: SEC mulls reporting of OTC derivative trades
Jun 22, 2009
M&A among insurers will heat up this year, study says
Jun 22, 2009
Survey: Employers confident in 401(k)s, despite poor performance
Jun 22, 2009
Lawmakers plan push to reform 401(k) plans
Jun 21, 2009
Do you 'get' female investors?
Jun 21, 2009
Bond market's rally warrants skepticism
Jun 21, 2009
Treasury guarantees carry more risks than benefits
Jun 21, 2009
IRS shoots down new Roth IRA ploy
Jun 21, 2009
Federal backing could mean more buyers and lower interest rates
Jun 21, 2009
PIABA asks SEC to make industry arbitrators optional
Jun 21, 2009
Seeking new clients
Jun 21, 2009
Investing money saved on term life might not be slam-dunk once thought
Jun 21, 2009
Directors' role at center of "say on pay' debate
Jun 21, 2009
Regulatory reforms are positive moves for investors
Jun 21, 2009
After settlement, firm eyes widow of rogue adviser
Jun 21, 2009
LTC on the back burner under Obama health plan
Jun 21, 2009
Widows' needs being ignored by advisers
Jun 21, 2009
OppenheimerFunds' tentative deal seen as plus for 529 plans
Jun 21, 2009
Not such a bad gig
Jun 21, 2009
iShares expected to move into actively managed ETFs
Jun 21, 2009
Hedge fund goes retail and becomes a mutual fund
Jun 21, 2009
Plan on fiduciary standard wins praise
Jun 21, 2009
White House leaves advisers up in the air
Jun 19, 2009
NAIC praises Obama’s regulatory plan but has suggestions of its own
Jun 19, 2009
Oil rises to near $72 as investors eye inflation
Jun 19, 2009
SEC chief talks about new financial regulations
Jun 19, 2009
ExpertPlan buys service center from ADP
Jun 19, 2009
Business owners invest in their firms, not stocks
Jun 19, 2009
TraderPlanet.com undergoes redesign
Jun 19, 2009
Advisor Products integrates, AdviceAmerica updates software
Jun 19, 2009
CFP Board urges reasonable standards for target date funds
Jun 19, 2009
Fidelity to close private-equity unit
Jun 18, 2009
Administration's push to overhaul banking worries some
Jun 18, 2009
Total U.S. jobless rolls drop sharply, to nearly 6.7M
Jun 18, 2009
Finra fines Raymond James, RBC over stock-loan fees
Jun 18, 2009
Economy may be bouncing back, leading indicators show
Jun 18, 2009
ICI: Sponsors of target funds need to educate investors better
Jun 18, 2009
NYSE, DTCC to open derivatives clearing house
Jun 18, 2009
Hedge funds generated solid returns in May
Jun 18, 2009
U.S. stock funds are beating the S&P 500
Jun 18, 2009
Dems work to push banking overhaul through Congress quickly
Jun 17, 2009
Fund managers are optimistic about a global economic recovery
Jun 17, 2009
Standard & Poor's cuts ratings on 22 banks
Jun 17, 2009
Senators dig in on massive health care legislation
Jun 17, 2009
Lincoln National prices offer at $15 per share
Jun 17, 2009
S&P gives MassMutual, New York Life and TIAA-CREF negative ratings actions
Jun 17, 2009
Obama initiative seeks fix to finance regulations
Jun 17, 2009
Current account trade deficit drops to $101.5B
Jun 17, 2009
Consumer prices rise a less-than-expected 0.1% in May
Jun 17, 2009
Obama administration to create a fiduciary standard for broker-dealers
Jun 17, 2009
Morgan Stanley acts to lure hedge funds
Jun 17, 2009
Active managers’ trade group elects Renee Toth as president
Jun 16, 2009
Goldman Sachs launches fund that invests in corporate-credit asset classes
Jun 16, 2009
Americans less pessimistic about financial security
Jun 16, 2009
House Democrat urges insurance regulatory overhaul
Jun 16, 2009
Aquiline Capital buys Conning
Jun 16, 2009
Finra releases the final version of its variable annuity suitability rule
Jun 16, 2009
A new role as 'risk regulator' could reshape Fed
Jun 16, 2009
Industrial activity dips more than expected in May
Jun 16, 2009
Wholesale inflation up less than expected in May
Jun 16, 2009
Russian industrial output plummets
Jun 16, 2009
Roubini warns of stagflation
Jun 16, 2009
Hedge funds up 5.77% in May
Jun 16, 2009
May housing construction jumps 17.2%
Jun 15, 2009
IRS causes taxpayer errors, says Treasury report
Jun 15, 2009
Protecting retirement assets from rising taxes
Jun 15, 2009
Suit claims Starr International improperly received 290M shares of AIG stock
Jun 15, 2009
Future of target date funds the focus of SEC- Labor Department hearing
Jun 15, 2009
LIBOR falls to new low
Jun 15, 2009
S&P raises its ratings on TARP recipients The Hartford, Lincoln National
Jun 15, 2009
Lincoln National to accept government funds
Jun 15, 2009
Foreign demand for U.S. financial assets falls
Jun 15, 2009
Mutual funds, ETFs attract $55B in May
Jun 15, 2009
Sun Life Financial to purchase Lincoln National’s U.K. business
Jun 15, 2009
Illinois nears $77M settlement with OppenheimerFunds over Core Bond Fund
Jun 15, 2009
Expenses on the Reserve Primary Fund reached $16.6M
Jun 14, 2009
The Harry Truman way to success
Jun 14, 2009
Steps to take to become a rainmaker
Jun 14, 2009
Pershing urges brokers to embrace RIA model
Jun 14, 2009
Affluent households ignore 529 plans, study says
Jun 14, 2009
Health reform debate overlooks long term care, Tom Daschle says
Jun 14, 2009
Arbitration settlement lands in insurer's lap
Jun 14, 2009
Changing regulations mean EIA compliance challenges
Jun 14, 2009
Summer interns find few advisory jobs
Jun 14, 2009
Difficult times spark a shift to budget booze
Jun 14, 2009
City National takes big stake in Lee Munder Capital
Jun 14, 2009
Brokerage firm recruitment deals are holding steady for top reps
Jun 14, 2009
Investors yank cash from money market funds
Jun 14, 2009
Two cheers for automatic IRA enrollment
Jun 14, 2009
'Change your life' mockumentary takes aim at Ponzi schemes
Jun 14, 2009
Rydex SGI aims to refocus on asset management
Jun 14, 2009
Ex-NAPFA exec allegedly took $1.24M in kickbacks
Jun 14, 2009
Firms in niche segments seek wider client base
Jun 14, 2009
Former chief executive sues First Allied
Jun 14, 2009
Finra suitability proposal raises hackles of those in the fixed-annuities industry
Jun 14, 2009
Outlook dim for adviser SRO in financial-reform proposal
Jun 14, 2009
Pershing asks advisers to pay surcharges for more funds
Jun 14, 2009
BlackRock poised to grab No. 1 spot
Jun 12, 2009
SEC charges Birmingham B-D with churning
Jun 12, 2009
The Hartford says yes to TARP funds
Jun 12, 2009
Principal Financial nixes federal cash infusion
Jun 12, 2009
More charitable donors going online to give, study finds
Jun 12, 2009
Hedge funds continued upward trend in May
Jun 12, 2009
Laserfiche unveils new process management software
Jun 11, 2009
U.S. foreclosures fall 6% in May from April
Jun 11, 2009
Retail sales climb 0.5% in May
Jun 11, 2009
New jobless claims drop more than expected to 601K
Jun 11, 2009
Geithner calls for SEC authority over say-on-pay
Jun 11, 2009
Lee Munder Capital to merge into parent of RIA consolidator Convergent Capital
Jun 11, 2009
Foreclosures drop 6% in May
Jun 11, 2009
Small-cap strength seen as bright sign
Jun 11, 2009
Woodbury Financial settles with regulators over adviser background checks
Jun 10, 2009
Barclays beefs up iShares’ Asia-Pacific team
Jun 10, 2009
Charitable giving declines for first time in 22 years, survey shows
Jun 10, 2009
Bank of America to pay $9.8M to reimburse California ARS investors
Jun 10, 2009
Non-binding say-on-pay votes part of reform proposal
Jun 10, 2009
Leave exec compensation to boards, not lawmakers, SIFMA says
Jun 10, 2009
Despite tough times, donors keep giving, Fidelity finds
Jun 10, 2009
April trade deficit edges up to $29.2B
Jun 09, 2009
Grail to launch actively managed ETFs in September
Jun 09, 2009
Retirement assets plummeted in '08, ICI says
Jun 09, 2009
Korean-American investors allegedly bilked of $80M in affinity fraud
Jun 09, 2009
Merrill vet jumps ship to lead Clearbrook Financial
Jun 09, 2009
Bill would let seniors take retirement funds through annuity
Jun 09, 2009
Judge consolidates Madoff liquidation cases
Jun 08, 2009
Deliver high-impact summer events cost-effectively
Jun 08, 2009
Finra’s Ketchum touts one standard for financial advisers
Jun 08, 2009
Finra chief: Proposed oversight commission could cause cracks in system
Jun 08, 2009
Uptick in May employment index seen as signal that worst is over
Jun 08, 2009
Efficient-markets champion Bernstein dead
Jun 08, 2009
Natixis Global Associates closes small-cap fund to new investors
Jun 08, 2009
Obama promises more than 600,000 stimulus jobs
Jun 08, 2009
Small businesses considering eliminating 401(k) match
Jun 08, 2009
BlackRock confirms talks with Barclays to buy BGI
Jun 07, 2009
Amid the economic downturn, clients are reluctant to buy long term care insurance
Jun 07, 2009
How deep is the investment canyon?
Jun 07, 2009
SEC's Aguilar urges fiduciary standard
Jun 07, 2009
Funding LTC insurance absent from cliets' to-do list
Jun 07, 2009
Advisers weigh the viability of providers
Jun 07, 2009
New technology can't do the work for you
Jun 07, 2009
Bye-bye buyouts; hello to raising infrastructure funds
Jun 07, 2009
Finra may boost enforcement actions in 2009
Jun 07, 2009
A planner's recipe for success
Jun 07, 2009
Estate tax critics gird for fight over business valuations
Jun 07, 2009
Muni bills might help liquefy ARS market
Jun 07, 2009
Fear's a factor as General Motors files for bankruptcy
Jun 07, 2009
PAN-ning for philanthropists' gold
Jun 07, 2009
Junk bond funds' run is expected to hit wall soon
Jun 07, 2009
Time for government to get out of the way of a recovery
Jun 07, 2009
Rolling returns gather no moss, some fund managers contend
Jun 07, 2009
Investors grab for growth in emerging markets
Jun 07, 2009
Market-linked CDs bolster structured-products industry
Jun 07, 2009
Woodbury to pry into the finances of reps, spouses
Jun 07, 2009
529s eye low-risk options for market-shy parents
Jun 07, 2009
Will Pershing's NetX360 live up to its promise of full integration?
Jun 05, 2009
PlanPlus adds three non-English versions of its planning software
Jun 05, 2009
Bill introduced to maintain state control over indexed annuities
Jun 05, 2009
BlackRock deal for BGI near
Jun 05, 2009
RenaissanceRe Holdings to buy Spectrum Partners
Jun 04, 2009
Productivity increases more than expected in first quarter
Jun 04, 2009
New leveraged ETFs offered by ProShares
Jun 04, 2009
Hartford chief steps down amid turmoil
Jun 04, 2009
Long term care insurers probed at committee hearing
Jun 04, 2009
IRS to seek more regulation of tax preparers
Jun 04, 2009
Investors beware: Rally may not last, MFS strategist says
Jun 04, 2009
It's prudent not to count on Medicare and Social Security benefits in retirement planning
Jun 03, 2009
Pershing unveils NetX360 platform for advisers
Jun 03, 2009
Group says U.S. services economy shrinks in May
Jun 03, 2009
Rydex Financial Services being sold to Ceros Financial
Jun 03, 2009
Finra brought fewer enforcement actions in '08; fines against individuals fell as well
Jun 03, 2009
Factory orders rise for second time in three months
Jun 03, 2009
Job losses hit 579K in May
Jun 03, 2009
Raptor Capital, Noble Partners hedge funds to fold
Jun 03, 2009
Vanguard to meld two money market mutual funds
Jun 03, 2009
With ETFs, you have options
Jun 03, 2009
The Capital Group Companies to cut 820 jobs
Jun 03, 2009
Bernanke: start work now to curb budget deficit
Jun 03, 2009
ISM: U.S. service economy shrinks more slowly in May
Jun 02, 2009
Pimco unveils first ETF; files to offer six more such funds
Jun 02, 2009
Moody's to eye insurance companies' recapitalization efforts
Jun 02, 2009
Sales of 'investment-only' assets shrank less than retail funds, FRC finds
Jun 02, 2009
Pending home sales spike 6.7% in April
Jun 02, 2009
IRS provides guidance on taxation of life insurance policy surrenders, sales and purchases
Jun 02, 2009
Carbon emissions bill should prompt new evaluation of companies as investments, study says
Jun 01, 2009
Hancock Financial launches simplified variable annuity
Jun 01, 2009
JPMorgan CEO makes TARP wisecracks
Jun 01, 2009
Reserve completes liquidation of its Treasury Fund
Jun 01, 2009
Falling dollar, surging stocks weigh on Treasurys
Jun 01, 2009
Brookstone unveils asset management advisory group
Jun 01, 2009
Manufacturing sector shrinking at slower pace
Jun 01, 2009
Travelers Cos. to replace Citigroup Inc. in Dow Industrials
Jun 01, 2009
Consumer spending dips, savings rate surges
Jun 01, 2009
Deliver high-impact summer events cost-effectively
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