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Site Map for November 2024
Date
Title
Nov 22, 2024
LPL raises target for advisors’ bonuses for first time in a decade
Nov 22, 2024
What do older Americans have to say about long-term care?
Nov 22, 2024
iCapital bolsters model portfolio suite with new private market offering
Nov 22, 2024
Options boom set to get bigger as Trump steps in
Nov 22, 2024
Broker was barred, then allegedly siphoned cash from senior’s account
Nov 22, 2024
As Nvidia goes, so goes the market, and financial Advisors
Nov 22, 2024
Expecting small-cap or energy boom from Trump? Don't be so sure.
Nov 22, 2024
BofA bags veteran $7B superteam from Citi in Florida
Nov 22, 2024
Great Wealth Transfer is 'utterly preposterous': Kitces
Nov 22, 2024
Janney adds $710M with advisor hires, unveils new Chicago branch office
Nov 22, 2024
Wealth management firms must offer more than just basic digital platforms
Nov 22, 2024
Florida man, firm charged by SEC for alleged sports-related $2.1M fraud
Nov 22, 2024
BofA eyes tech stock risk for US equities
Nov 22, 2024
Dollar headed for longest winning streak since September 2023
Nov 22, 2024
Wall Street firms asking investors for SRT debt disclosures
Nov 22, 2024
Stripe to buy back more of its shares at $70B valuation
Nov 21, 2024
Amplified Planning ramps up advisor education with new programs
Nov 21, 2024
Hedge funds win with Texas court decision scrapping SEC Treasury Dealer rule
Nov 21, 2024
Poll finds more than one in two Americans fear leaving a legacy of debt
Nov 21, 2024
Insurers' annuity payouts hit a record $104B in 2023
Nov 21, 2024
SEC Chair Gensler to step down in January
Nov 21, 2024
Cetera welcomes $300M investment advisor rep as five advisors depart
Nov 21, 2024
Steward Partners lands $850M team from Ameriprise
Nov 21, 2024
Apollo CEO Rowan might be Trump's Treasury chief pick ... what then?
Nov 21, 2024
Fidelity, Vanguard expand their active ETF shelves
Nov 21, 2024
AssetMark adds AI integration with extended Tifin partnership
Nov 21, 2024
What do advisors think about AI, wealth transfer, fixed income opportunities?
Nov 21, 2024
SEC hands $1.5B penalties to public companies in above-average enforcements
Nov 21, 2024
How many US billionaires are there and how much are they worth?
Nov 21, 2024
Nvidia forecast falls short but firm says new chip is on track
Nov 21, 2024
Fed's Williams signals dovish tone on rate cuts
Nov 21, 2024
Are we about to see $100K Bitcoin? It's become more likely
Nov 20, 2024
Schwab's past and future, amid a rare CEO change
Nov 20, 2024
Nevada joins nationwide push for best interest annuity rule
Nov 20, 2024
SEI, d1g1t enhance managed account offerings
Nov 20, 2024
Roubini launches ETF to ward off Trump-era risk
Nov 20, 2024
What the Robinhood TradePMR deal means for RIAs
Nov 20, 2024
Are HSA users missing out on their retirement savings potential?
Nov 20, 2024
Schwab 'evaluating' potential hike in fees advisors pay for client referrals
Nov 20, 2024
Vanguard Charitable giving research reveals the power of budgeting
Nov 20, 2024
Wealth industry veterans launch all-in-one Advisor CRM solution
Nov 20, 2024
LPL expands Ohio footprint as advisor team departs Osaic
Nov 20, 2024
'FIRE' ETFs debut to woo early retirement chasers
Nov 20, 2024
Revealed: The best wealth managers and advisors under 40
Nov 20, 2024
$38B Carson Group strengthens Midwest presence with MAG Wealth Management expansion
Nov 20, 2024
Stop putting money in 401(k)s, and other year-end advice from tax expert Ed Slott
Nov 20, 2024
Savant expands in Kentucky with veteran-owned advisory firm acquisition
Nov 20, 2024
What do specialists at T. Rowe Price expect for the markets in 2025?
Nov 20, 2024
Stocks gain as Nvidia results are anticipated
Nov 20, 2024
Is the Trump-inspired dollar rally over?
Nov 20, 2024
Bridgewater CIO adds to voices warning of higher inflation
Nov 20, 2024
Tesla chair pockets $35M from post-election stock sale
Nov 20, 2024
Best Wealth Managers & Advisors Under 40 in the USA | Rising Stars
Nov 20, 2024
The future of prospecting: Say goodbye to cold calls and hello to smart connections
Nov 19, 2024
Survey finds clients' crypto allocations are continuing to grow
Nov 19, 2024
M&A is like dating so ‘be true to yourself’
Nov 19, 2024
Trump names Cantor Fitzgerald's Howard Lutnick as commerce chief pick
Nov 19, 2024
Spending retirement savings a dilemma for Americans, finds new research
Nov 19, 2024
Finra's fee increase reveals hard of hearing organization
Nov 19, 2024
Tifin Give rolls out industry-leading feature to amplify DAF-based giving
Nov 19, 2024
MassMutual welcomes back family-run advisory practice from Osaic
Nov 19, 2024
Blackstone enters $8B deal for fast-casual giant Jersey Mike's Subs
Nov 19, 2024
Bridgewater teams up with State Street on 'All Weather' ETF launch
Nov 19, 2024
More professional designations mean more success for women advisors
Nov 19, 2024
After the election duel, stay cool and manage emotions
Nov 19, 2024
Wealth.com strikes partnership with $11.84B RIA Merit Financial Advisors
Nov 19, 2024
What does the election result mean for wealth professionals?
Nov 19, 2024
Keeping it in the family
Nov 19, 2024
Which are the top new tech solutions for investment professionals?
Nov 19, 2024
Helping advisors "break through the glass ceiling"
Nov 19, 2024
Taking headlines out of clients' heads
Nov 19, 2024
Where do annuities fit in?
Nov 19, 2024
Slowly embracing the AI revolution
Nov 19, 2024
Robinhood ventures into the RIA space with $300M TradePMR deal
Nov 19, 2024
Best New Technology and Software for Investment Management Professionals | New Technology Report
Nov 19, 2024
Investors go for gold with allocations, prices set to rise
Nov 19, 2024
Gen Z buying power has risen with investing, job-hopping growing wealth
Nov 19, 2024
Treasuries jump amid renewed Russia tension
Nov 19, 2024
S&P 500 at 6,500 by end of 2025, Goldman strategist predicts
Nov 19, 2024
Bitcoin heads towards all-time peak
Nov 19, 2024
Maraganore joins Jefferies as senior advisor
Nov 18, 2024
Nationwide boosts annuity offerings with new index options
Nov 18, 2024
The benefits of equity model partnerships for RIAs
Nov 18, 2024
Hedge fund star Ken Griffin 'very anxious' over Trump's tariff pledge
Nov 18, 2024
Envestnet deepens Schwab partnership with beefed-up CRM features
Nov 18, 2024
Broker settles Finra Reg BI allegations involving GWG bond sales
Nov 18, 2024
$3.4B RIA growth platform Elevation Point expands leadership
Nov 18, 2024
Listings down and election over, advisors see opportunity in VC funds
Nov 18, 2024
Ex-Osaic CFO Jon Frojen resurfaces at $37B Beacon Pointe
Nov 18, 2024
ICI seeks Trump's support for investment rules revamp
Nov 18, 2024
BlackRock wades further into active ETFs with first mutual-fund flip
Nov 18, 2024
IRAs are now the worst assets to leave to heirs
Nov 18, 2024
LPL welcomes 2,800 Prudential advisors with completed integration pact
Nov 18, 2024
Back to the future for regulators
Nov 18, 2024
Calm Powell reassures asset managers
Nov 18, 2024
Advyzon teases new ultra-high-net-worth offering
Nov 18, 2024
Fifth Third expands further in North Carolina with $1.8B Truist team
Nov 18, 2024
Homeowners stay put as lower rates offer wealth building, debt consolidation
Nov 18, 2024
What are Americans' top financial stressors right now?
Nov 18, 2024
Bear to bull: Why Morgan Stanley's Wilson is upbeat for 2025
Nov 18, 2024
Goldman says 'go for gold' amid $3K target
Nov 18, 2024
Watchdogs to address debt levels in non-banks
Nov 18, 2024
For green energy investors, this could be the best bet
Nov 18, 2024
A bumpy start to autumn but more positives ahead
Nov 15, 2024
Former Vanguard CEO Tim Buckley gets seat on Boeing's board
Nov 15, 2024
How to prepare for the uncertainty of markets for 2025
Nov 15, 2024
Druckenmiller leads family offices in ramping up US bank bets
Nov 15, 2024
Cetera extends credit union network with Eglin partnership
Nov 15, 2024
John Wise's Communify Fincentric adds another InvestCloud veteran to C-suite
Nov 15, 2024
Ex-Miami broker pleads guilty to money laundering charges
Nov 15, 2024
Could we be in for a "Trump bump" in RIA M&A?
Nov 15, 2024
Trump selects ex-SEC Chair Jay Clayton as Manhattan's top federal prosecutor
Nov 15, 2024
Luma expands into life insurance in wealth tech industry first
Nov 15, 2024
$28.9B EP Wealth welcomes Sageview alum as COO
Nov 15, 2024
Why Edward Jones says a newly reached advisor milestone is key to growth
Nov 15, 2024
As veteran philanthropist Weill retires, stats reveal giving is constrained
Nov 15, 2024
Fed's Powell signals patient stance on rate cuts
Nov 15, 2024
US Stocks give up one third of post-election rally
Nov 15, 2024
No place for Dimon in Trump administration
Nov 15, 2024
Gold hovers around two-month low after Fed comments
Nov 14, 2024
What RIAs should try to achieve in their first year
Nov 14, 2024
Most retirees are now carrying credit card debt
Nov 14, 2024
Corient, formerly CI Private Wealth, targets 2026 for IPO
Nov 14, 2024
Trump's second term poses fresh risk to ESG investing
Nov 14, 2024
Not all advisors on bitcoin bandwagon, despite record returns
Nov 14, 2024
Could private equity be a benefit for DC plans?
Nov 14, 2024
Advisors talk giving strategies to celebrate National Philanthropy Day
Nov 14, 2024
Raymond James nabs more Edward Jones advisors in Washington
Nov 14, 2024
Sotheby's pays $6.25M in tax evasion probe
Nov 14, 2024
Dynasty Financial unveils outsourced investment program
Nov 14, 2024
Captrust snaps up $5B Boston Financial Management
Nov 14, 2024
Avantax adds former LPL advisor in South Carolina
Nov 14, 2024
$112B Pathstone taps ex-Schwab family office leader as chief growth officer
Nov 14, 2024
Integrated Partners expands $20B RIA with Boston-based advisory team
Nov 14, 2024
Experienced investors make decisions alone, but they also value advisors
Nov 14, 2024
B. Riley financials remain pressured as firm delays report
Nov 14, 2024
Oil prices constraint in 2025 as IEA predicts daily 1M barrel glut
Nov 14, 2024
Kerry warns Trump over climate inaction
Nov 14, 2024
Bitcoin touches new high before retreating
Nov 14, 2024
The key to success for next-gen advisors? ‘Be open and flexible’
Nov 13, 2024
Musk, Ramaswamy tapped as advisors to dismantle government
Nov 13, 2024
Could will-writing help close the racial wealth gap?
Nov 13, 2024
The IRS is staying focused on millionaires in 2025
Nov 13, 2024
RIA consolidators are gobbling up market share: Cerulli
Nov 13, 2024
DPL, Envestnet ink partnership for annuity data link
Nov 13, 2024
Trump tariffs to spur inflation and slow growth, warns JPMorgan's Kelly
Nov 13, 2024
Stigma a distant memory, securitized bonds are now an advisor's best friend
Nov 13, 2024
Sept 29, 2024 | CFP E5 | Guest: Michael Kitces
Nov 13, 2024
Ex-Google engineers secure $3M seed funding for AI wealth tech venture
Nov 13, 2024
Sept 29, 2024 | CFP E4 | Guest: Kevin Keller, CEO, CFP Board
Nov 13, 2024
Wedbush taps B. Riley alum as Northeast market manager
Nov 13, 2024
Sept 29, 2024 | CFP E3 | Guest: Sheena Gray, CEO, Association of African-American Financial Advisors (AAAA)
Nov 13, 2024
December rate cut calls build following in-line inflation data
Nov 13, 2024
Sept 29, 2024 | CFP E2 | Guest: Joel Bruckenstein, President, T3 Technology
Nov 13, 2024
RBC lures $330M advisor from Kestra
Nov 13, 2024
Steward Partners builds Georgia-Florida hybrid team with former First Republic advisors
Nov 13, 2024
Sept 29, 2024 | CFP E1 | Guest: Liz Miller, Chair-Elect, CFP Board
Nov 13, 2024
LPL swipes $540M advisor duo from US bank
Nov 13, 2024
Financial services revenues could see 52% boost from AI adoption, report finds
Nov 13, 2024
Wirehouse expands family office platform as client needs evolve
Nov 13, 2024
US CPI awaited; it may mean a Fed pause
Nov 13, 2024
Templeton, JPMorgan, T. Rowe all see Treasuries at 5%
Nov 13, 2024
Jerome Powell critic Elizabeth Warren set for banking committee role
Nov 13, 2024
Klarna register with SEC as IPO approaches
Nov 12, 2024
Future Capital strikes 401(k) data tie-up with SS&C
Nov 12, 2024
Fed survey reveals slight dip in consumers' inflation expectations
Nov 12, 2024
Could the gold rally recover from the Trump speed bump?
Nov 12, 2024
Carson Group founder changes his name to Omani
Nov 12, 2024
Stifel loses another big arbitration lawsuit involving star Miami broker
Nov 12, 2024
Deanna Strable to lead Principal as next president and CEO
Nov 12, 2024
Commonwealth scoops up $550M advisor team in New York
Nov 12, 2024
Mercer Advisors adds nearly $1.675B in major double-deal
Nov 12, 2024
Wall Street set for holiday bonus bonanza
Nov 12, 2024
PE-backed Waverly strengthens Ohio presence with $900M Buckingham acquisition
Nov 12, 2024
Creative Planning lands $550M RIA Edmonds Duncan
Nov 12, 2024
$25B RIA Allworth bolsters Pacific Northwest presence with City Fiduciary deal
Nov 12, 2024
BlackRock plots money-market fund push with new ETFs
Nov 12, 2024
LPL Financial welcomes $410M 'next gen' advisor duo from Osaic
Nov 12, 2024
Gen Z wants to do forge their own financial path but some are already misrouted
Nov 12, 2024
Citi says post-election rally could be derailed by profit taking
Nov 12, 2024
Inflation concerns push Treasury yields higher
Nov 12, 2024
Exposure to US equities at 11-year high, says BofA
Nov 12, 2024
Bitcoin closes in on $90K, wider crypto market gains
Nov 12, 2024
Market Outlook - Q3 2024
Nov 11, 2024
Like the military, ‘plan for the unexpected’
Nov 11, 2024
Trump victory threatens key muni tax break in hunt for revenue
Nov 11, 2024
Crypto 'mixer' gets more than 12 years for money laundering
Nov 11, 2024
Time to cash out of cash? Advisors offer their suggestions
Nov 11, 2024
Deutsche's private bank fires more than 100 senior bankers
Nov 11, 2024
UBS, Kingsview welcome new advisors from RBC, Edward Jones
Nov 11, 2024
America's institutional investors posted some of their best returns in Q3
Nov 11, 2024
Equities rally endures, Bitcoin passes $81K
Nov 11, 2024
Bond market remains on bumpy ground, warn analysts
Nov 11, 2024
Wall Street grapples with measurement of private market returns
Nov 11, 2024
Hedge funds face $5B loss for shorting Tesla
Nov 08, 2024
Wells Fargo taps TD veteran to help get new RIA unit off the ground
Nov 08, 2024
Two RIA firms welcome former UBS senior vice presidents as advisors
Nov 08, 2024
Half of retirees reveal they saved less than they need for their retirement
Nov 08, 2024
US stocks saw $20B inflows following election result
Nov 08, 2024
Bond traders focus on Trump rather than Fed cuts
Nov 08, 2024
Trump Trades are all very well, but what about policies?
Nov 08, 2024
Powell says he will fight for the Fed, won't resign if asked
Nov 07, 2024
Cetera’s CEO Antoniades stepping down at end of year.
Nov 07, 2024
How to make your website outperform as a new RIA
Nov 07, 2024
How Trump's second term could impact the SEC
Nov 07, 2024
Trump win sparks multibillion dollar ETF spree
Nov 07, 2024
Massachusetts and Galvin may be looking at broker-dealers’ cash sweep programs
Nov 07, 2024
Fed unveils November rate decision
Nov 07, 2024
Fifth Third Wealth Advisors expands with $2B advisor team
Nov 07, 2024
The 2024 InvestmentNews Women to Watch winners revealed
Nov 07, 2024
Wealth Enhancement Group snaps up $536M M&R Capital Management
Nov 07, 2024
How could SEC priorities shift for investment managers post-election?
Nov 07, 2024
Healthcare focused RIA extends reach with new practice group
Nov 07, 2024
Stocks retain election gains, dollar eases
Nov 07, 2024
Treasury sell-off eases as investors weigh Trump impact
Nov 07, 2024
Crypto frenzy boosts BlackRock iShares to new high
Nov 07, 2024
Hedge funds face reality of anti-ESG
Nov 06, 2024
Broker-dealer index takes off post-election
Nov 06, 2024
Trump re-inherits Social Security's problems, and another chance to fix them
Nov 06, 2024
Millennials more likely to seek stock gains through index funds
Nov 06, 2024
Before M&A, consider ‘process and culture’
Nov 06, 2024
Harris paid the price for inflation. Now, advisors explain how to get ahead of it.
Nov 06, 2024
US ETFs raked in $123B in October
Nov 06, 2024
Raymond James strengthens Eastern US network with Edward Jones advisors
Nov 06, 2024
NASAA eyes restrictions for "advisor" title use
Nov 06, 2024
Goldman, Citi shares surge on higher hopes of deregulation
Nov 06, 2024
Trump wins… now what? Women advisors on calming clients and steering strategy
Nov 06, 2024
Donald Trump's victory casts a shadow over the Federal Reserve
Nov 06, 2024
What Trump could mean for equities and fixed income
Nov 06, 2024
RIA M&A hits all-time high in October Surprise
Nov 06, 2024
S&P 500 futures, dollar, Bitcoin surge as Trump declares victory
Nov 06, 2024
Residential real estate prices have slowed again, and it's likely to get worse
Nov 06, 2024
Tesla stock soars 15% as Musk expected to benefit from election result
Nov 06, 2024
What's next for Bitcoin under Trump administration?
Nov 06, 2024
Credit risk falls as markets react to Trump win
Nov 06, 2024
JPMorgan says finance firms cannot ignore biodiversity
Nov 05, 2024
Interactive Brokers election bettors give Trump the edge
Nov 05, 2024
Thiel, Casady latest executives to keep grinding, investing, earning
Nov 05, 2024
Finra fines Michigan BD over GPB supervision failures
Nov 05, 2024
The bulls keep charging despite election uncertainty
Nov 05, 2024
How an anti-terrorism law is hurting auto IRAs
Nov 05, 2024
Older retirement savers could get a bigger boost from super catch-ups
Nov 05, 2024
Unpacking Dr. Daniel Crosby's new book: "The Soul of Wealth"
Nov 05, 2024
Make client problems your problems, Merit Financial Advisors CEO says
Nov 05, 2024
Dynasty Financial firm Cyndeo Partners makes milestone hire in Florida
Nov 05, 2024
Mega-cap tech stocks have changed systematic investing, says Invesco
Nov 05, 2024
Father-son advisor duo launch $750M indie firm
Nov 05, 2024
Goldman strategists see slim chances of a post-election bear market
Nov 05, 2024
Me-too ETFs creeping into "finders keepers" tickers market
Nov 05, 2024
LPL nabs advisor teams from Canter Wealth, Cambridge
Nov 05, 2024
State Street is in the market for a private credit manager
Nov 05, 2024
Focus Financial announces another firm has joined The Colony Group, adding $6.6B
Nov 05, 2024
Schwab clients continued to focus on tech equities, sold gains on some financials
Nov 05, 2024
Equities in limbo as traders await election steer
Nov 05, 2024
US bitcoin ETFs post record one-day outflows
Nov 05, 2024
OpenAI moves a step closer to shift to for-profit company
Nov 05, 2024
Boeing's crippling strike to end as workers green-light deal
Nov 04, 2024
Over half of clients don’t want to fire their advisor
Nov 04, 2024
Are financial firms exposing themselves to AI compliance risks?
Nov 04, 2024
Miracle Mile targets HNW tech opportunity with new Chicago location
Nov 04, 2024
Investors exit EM bond ETFs ahead of US election volatility
Nov 04, 2024
Ramaswamy's fund family Strive pivots to wealth management; Morningstar calls Strive 'average'
Nov 04, 2024
$1.6B Bison Wealth expands to New York with BNY Mellon alum
Nov 04, 2024
Prime Capital Financial taps 'visionary leader' Jania Stout to head retirement practice
Nov 04, 2024
For some advisors, the expiring Tax Cuts and Jobs Act is the biggest issue going into the election
Nov 04, 2024
Western Asset's flagship bond fund sinks below $10B amid investor panic
Nov 04, 2024
$28.9B EP Wealth extends 2024 deal count with twin acquisitions
Nov 04, 2024
Envestnet extends integration network with Axos Clearing and Pontera
Nov 04, 2024
Aspen Standard Wealth makes dealmaking debut with Summitry acquisition
Nov 04, 2024
Wilmington Trust elevates industry veteran Lisa Roberts as new wealth head
Nov 04, 2024
Wealth, asset management titans team up for UHNW private markets venture
Nov 04, 2024
MMA athlete endorsements lead $523M RIA to lose fight with SEC
Nov 04, 2024
Markets brace for coin-toss election result
Nov 04, 2024
Dollar, Treasuries move amid Trump Trade doubts
Nov 04, 2024
More woes for B. Riley as Franchise Group files Chapter 11
Nov 04, 2024
Blackstone said to be about to buy US shopping center business
Nov 01, 2024
Why requesting referrals for business growth is "a terrible idea"
Nov 01, 2024
Flourish bolsters RIA support with Salesforce integration
Nov 01, 2024
Janney adds $1.1B with ex-Kestra, LPL, and RayJay teams
Nov 01, 2024
B. Riley keeps indy reps after selling employees to Stifel for far less than expected
Nov 01, 2024
Feeling stable on retirement savings, workers still face lingering financial worries
Nov 01, 2024
BlackRock gets in line for the elusive ETF share class
Nov 01, 2024
IRS unveils higher 401(k) contribution cap, leaves IRA limit unchanged for 2025
Nov 01, 2024
Net-negative jobs report keeps Fed on rate-cut track
Nov 01, 2024
Focus continues M&A strategy with Homan-Buckingham deal
Nov 01, 2024
Apollo's private-ETFs push to face SEC scrutiny
Nov 01, 2024
RBC ordered to pay $9.7M in Finra discrimination case
Nov 01, 2024
Diversify deepens advisor network with two October additions
Nov 01, 2024
Investors can’t tell if Fed rate cuts are a trick or treat
Nov 01, 2024
How to prepare for the breakaway experience
Nov 01, 2024
Mutual funds remain a stalwart of growth for America's middle-class wealth
Nov 01, 2024
Stephan hired for new COO role at Franklin Templeton Wealth Alternatives
Nov 01, 2024
US jobs report set to reveal temporary hit from storms, strikes
Nov 01, 2024
Bond traders await data for new Fed rates signal
Nov 01, 2024
Amazon results beat expectations, outlook positive
Nov 01, 2024
Buffett gets more serious on Sirius with 33% stake
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