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$400 million indie switches to Arkadios from Lincoln
RIAS MAY 18, 2021
$400 million indie switches to Arkadios from Lincoln

Frank Hanna and Bryan Cogliano head RevolutionX, a hybrid based in Berwyn, Pennsylvania.

Spring-cleaning your advisory practice
OPINION MAY 17, 2021
Spring-cleaning your advisory practice

The key to success is to keep improving, innovating and taking the right steps to achieve change.

Goldman Sachs taps MSCI for risk data and analytics
FINTECH MAY 17, 2021
Goldman Sachs taps MSCI for risk data and analytics

Institutional investors now have access to data and analytics across both Goldman Sachs Marquee and MSCI RiskManager.

The war for risk analysis gets ugly
OPINION MAY 17, 2021
The war for risk analysis gets ugly

Market leader Riskalyze lashed out at competitors over differences in methodologies, but the allegations opened up interesting questions about the technologies under the hood at risk analysis providers.

The one thing that matters most to clients during a crisis
PRACTICE MANAGEMENT MAY 17, 2021
The one thing that matters most to clients during a crisis

It’s not whether you’re an adviser or a broker. It’s not whether you’re fee-only or fee-based. It’s not the designations after your name, or even whether you’ve taken a fiduciary pledge. What clients care most about during a crisis is whether you can be trusted.

Why is LPL's biggest branch starting its own broker-dealer?
BROKER DEALERS MAY 17, 2021
Why is LPL's biggest branch starting its own broker-dealer?

Private Advisor Group has taken the unusual step of launching its own broker-dealer with the intention of putting it in better position to grab referrals.

Pandemic fuels rapid growth for robo-advisers: Report
FINTECH MAY 17, 2021
Pandemic fuels rapid growth for robo-advisers: Report

Robo-advisers are expanding services and growing assets at a rapid pace, further cementing their place in the financial advice industry.

Rockefeller adds UBS team managing $1.9 billion
RIAS MAY 17, 2021
Rockefeller adds UBS team managing $1.9 billion

Knowlton Knowlton & Larsen will be Rockefeller's first group of advisers in Boston.

Trio managing $215 million at UBS goes indie at LPL
BROKER DEALERS MAY 17, 2021
Trio managing $215 million at UBS goes indie at LPL

The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.

JPMorgan reopens offices across the U.S.
PRACTICE MANAGEMENT MAY 17, 2021
JPMorgan reopens offices across the U.S.

Its plan to bring employees back to the office will probably be watched closely by major financial firms, which may adjust their plans depending on how it goes.

Updating regulation for today’s technology
OPINION MAY 17, 2021
Updating regulation for today’s technology

The key issue, as Gensler put it, is how the SEC continues to ensure that markets work for everyday investors when new technologies change the face of finance.

Where will wealthtech take us next?
FINTECH MAY 17, 2021
Where will wealthtech take us next?

It’s the idea that someone is out there today, hacking a creative solution that will become the next new tech, that makes this an exciting time to be in financial advice.

Special-needs planning is about much more than ABLE accounts and trusts
RETIREMENT PLANNING MAY 17, 2021
Special-needs planning is about much more than ABLE accounts and trusts

When it comes to special-needs planning, the answer is seldom easy. The decisions about whether a special-needs child would benefit from guardianship and conservatorship in adulthood and if so, who will be their guardian and oversee their trust, are important.

Working with autism, from experience
PRACTICE MANAGEMENT MAY 17, 2021
Working with autism, from experience

Autism comes with challenges in a business that centers on relationships, but it often linked with an extreme interest in topics people are passionate about.

Duo managing $1.1 billion at Morgan Stanley moves to J.P. Morgan
PRACTICE MANAGEMENT MAY 14, 2021
Duo managing $1.1 billion at Morgan Stanley moves to J.P. Morgan

Mark Donohue will be based in Palm Beach Gardens, Florida; Gordon Sommer in New York

How advisers can turn heads with digital marketing
OPINION MAY 14, 2021
How advisers can turn heads with digital marketing

You have to be more patient with an online lead, nurturing it and cultivating it before it will become a revenue-generating client.

Hire above your weight
OPINION MAY 14, 2021
Hire above your weight

One of the main reasons we were able to achieve what we have is because we hire and retain great people who are highly skilled at what they do.

Nominations due for Women in Asset Management awards
PRACTICE MANAGEMENT MAY 13, 2021
Nominations due for Women in Asset Management awards

Nominate individuals and firms in the U.S. as role models, advocates and allies of women in investment management by June 11.

UBS adviser managing $150 million in Florida moves to LPL
BROKER DEALERS MAY 13, 2021
UBS adviser managing $150 million in Florida moves to LPL

Jeffrey Schiffman joins the firm’s employee unit in Palm Beach Gardens, Florida.

3 reasons an adviser should have a podcast
OPINION MAY 12, 2021
3 reasons an adviser should have a podcast

Advisers become a part of their listeners' lives when they launch a podcast.