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Site Map for July 2022
Date
Title
Jul 30, 2022
10 fee-only RIAs with the most advisers in 2022
Jul 29, 2022
Time for investors to get 'real' about retirement
Jul 29, 2022
Pentegra Services acquires plan administration firm
Jul 29, 2022
Fintech Bytes: FutureProof, Tifin, Docupace and Envestnet
Jul 29, 2022
SEC slaps Aegis Capital with $2.3 million penalty
Jul 29, 2022
Latest crop of diversity programs hope to create wider, more welcoming points of entry
Jul 29, 2022
National Securities shuts down after 75 years, reps rolled into B. Riley
Jul 29, 2022
House committee presses Wells Fargo rep on Biden family deals
Jul 29, 2022
Ken Van Leeuwen works with clients in two underserved niche areas
Jul 29, 2022
Secrets to success for RIAs
Jul 28, 2022
Proposed end of carried interest would mean tax hike for rich Wall Streeters
Jul 28, 2022
Integrity Marketing to acquire Annexus
Jul 28, 2022
Crypto scams must be reined in, Senate Banking Committee says
Jul 28, 2022
Raymond James hanging onto RIA assets of shifting advisers: Reilly
Jul 28, 2022
Caregivers not taking care of their own finances: Fidelity
Jul 28, 2022
Economy shrinks for second straight quarter, pumping up recession angst
Jul 28, 2022
Sen. Joe Manchin rebuffs changes to SALT deduction
Jul 27, 2022
SEC fines J.P. Morgan, UBS, TradeStation total of $2.5 million for lax ID theft prevention
Jul 27, 2022
Long-term care premium hike: Round three
Jul 27, 2022
SEI launches practice management hub
Jul 27, 2022
Empower to administer North Carolina DC plans through 2028
Jul 27, 2022
Fed raises rates by 75 basis points for second straight month to curb surging inflation
Jul 27, 2022
Hightower names Robert Picard to head alternatives
Jul 27, 2022
Market downturn shines new light on pros and cons of stock options
Jul 27, 2022
Ameriprise reports robust hiring of advisers despite market turbulence
Jul 27, 2022
Only 35% of Americans seek financial adviser’s help
Jul 27, 2022
Will a target-date fund crash bury the boomers?
Jul 27, 2022
Fed expected to deliver largest back-to-back rate hike in decades
Jul 26, 2022
5 wealth management trends to pay close attention to
Jul 26, 2022
Riskalyze expands leadership team to push for larger clients
Jul 26, 2022
BMO acquires sustainability consultant
Jul 26, 2022
Powell’s bond market recession indicator Is sending a warning
Jul 26, 2022
UBS wealth group's legal costs spike in Q2
Jul 26, 2022
Captrust rejoins the M&A game with $4 billion deal
Jul 26, 2022
Coinbase faces SEC probe on crypto listings
Jul 26, 2022
Inflation already slicing into retirement saving, says Schwab 401(k) survey
Jul 26, 2022
Fed to inflict more pain on economy as it readies big rate hike
Jul 26, 2022
Advisor Group launches employee wellness program
Jul 25, 2022
Drawn to specialize in serving innovators and entrepreneurs
Jul 25, 2022
ETFs that worry Wall Street regulators rake in billions
Jul 25, 2022
Alts groups oppose state regulators' REIT reform
Jul 25, 2022
Worried about the growth of inflation? It may be time to buy the farm!
Jul 25, 2022
BPAS updates financial planning tool for participants
Jul 25, 2022
Rep managing $213 million exits Edward Jones for Raymond James
Jul 25, 2022
Pushing to bolster retirement readiness with SECURE 2.0
Jul 25, 2022
70% of advisers describe themselves as successful
Jul 25, 2022
What Schwab's latest benchmarking study reveals about RIAs
Jul 25, 2022
Carson Group snags another exec from LPL
Jul 25, 2022
The 60/40 strategy will make a comeback, Morgan Stanley says
Jul 25, 2022
Can your DC plan take a punch?
Jul 25, 2022
Overreach or on point? Gensler’s agenda debated
Jul 25, 2022
The message is compliance
Jul 25, 2022
How Advisors Can Better Help Managing Decumulation
Jul 24, 2022
The best robo-advisers of 2022 so far
Jul 22, 2022
BlackRock offers portfolios tailored specifically for women
Jul 22, 2022
SEC fines Private Advisor Group $5.8 million for using high-fee mutual funds
Jul 22, 2022
Is the shortfall in retirement savings in America being greatly exaggerated?
Jul 22, 2022
Breakaway RIA affiliates with Sanctuary Wealth
Jul 22, 2022
Ex-Coinbase manager arrested in crypto insider-trading case
Jul 22, 2022
Soothing client concerns about their investments during mergers
Jul 22, 2022
Why ESG funds are used haphazardly in 401(k)s
Jul 21, 2022
Latest strategies for attracting Black college students to advisory careers take long view
Jul 21, 2022
MAI Capital bulks up sports and entertainment planning with West Coast deal
Jul 21, 2022
UBS loses two more arbitration cases centering on YES options strategy
Jul 21, 2022
FPA to push for 'financial planner' title protection
Jul 21, 2022
Annuities flew off the shelves in second quarter, Limra says
Jul 21, 2022
Acquired RIAs are becoming the new acquirers
Jul 21, 2022
Fidelity Charitable grants soared in first half even as market cratered
Jul 21, 2022
Inflation, Covid stoking retirement savings fears, says Nationwide survey
Jul 21, 2022
Cathie Wood’s Ark shutters transparency ETF in first closure
Jul 21, 2022
Schwab benchmarking report shows strong RIA growth, hiring challenges ahead
Jul 20, 2022
All rise! 401(k) legal battles set to surge in second half of year
Jul 20, 2022
Focus Financial unit adds Strategic Capital Advisers
Jul 20, 2022
Is this the death of 60/40?
Jul 20, 2022
Envestnet's Ron Ransom on the biggest challenges facing ESG
Jul 20, 2022
Sharp exchanges at hearing illuminate debate on SEC's oversight of ESG
Jul 20, 2022
North Dakota shuts down small RIA selling crypto, weed investments
Jul 20, 2022
BlackRock tilts the tables on ESG toward value stocks
Jul 20, 2022
Confidence in retirement security dropping, inflation not helping: BlackRock study
Jul 20, 2022
Edelman Financial Engines launches workplace financial wellness platform
Jul 19, 2022
Two essential retirement guides for women
Jul 19, 2022
SEC enforcement will help ensure Reg BI delivers on investor protection: Grewal
Jul 19, 2022
Schwab turns page, changes decades-old name of RIA
Jul 19, 2022
LPL hires former BNY Mellon exec to head banking
Jul 19, 2022
Eight advisers managing $355 million affiliate with Kingswood US
Jul 19, 2022
Help business owner clients protect their greatest asset: Their people
Jul 19, 2022
Equitable settles with SEC for $50 million over misleading annuity statements
Jul 19, 2022
Ukraine, Covid-19 crises spark increase in giving, says Schwab Charitable
Jul 19, 2022
Mariner boosts focus on breakaways by acquiring Financial Services Network
Jul 18, 2022
Federated Hermes to acquire C.W. Henderson
Jul 18, 2022
Update estate plans for IRAs with these 3 steps
Jul 18, 2022
True North and RightSize merge into Visory
Jul 18, 2022
Merrill Lynch follows through on hiring financial advisers despite tough market
Jul 18, 2022
RIA consolidation on track for another record year, Echelon reports
Jul 18, 2022
What does David Canter’s exit mean for Fidelity?
Jul 18, 2022
Alera Group acquires $500 million retirement plan adviser
Jul 18, 2022
Single-stock ETFs could be new gold rush for Wall Street
Jul 18, 2022
SEC proposal would help shareholder resolutions
Jul 18, 2022
The latest in financial #AdviserTech — July 2022
Jul 18, 2022
Rethinking the Risks of Retirement
Jul 15, 2022
Adviser helps millennials save for retirement — and see the world along the way
Jul 15, 2022
Fintech Bytes: eMoney partners with Nationwide, Onramp closes funding
Jul 15, 2022
NYSE says nuh-uh to broker-dealer SPAC
Jul 15, 2022
Signs of stability, finally, at Wells Fargo Advisors?
Jul 15, 2022
Naureen Hassan brings deep tech expertise to guide UBS digital shift
Jul 15, 2022
Wall Street texting habit sticks banks with rare $1 billion bill
Jul 15, 2022
Wealth Enhancement Group acquires $776 million hybrid
Jul 15, 2022
Americans' finances still uneven, but many fare better, Finra finds
Jul 14, 2022
'Great Resignation,' Covid-19 forcing employers to sweeten benefits
Jul 14, 2022
SEC weighs waiving some rules to regulate crypto, Gensler says
Jul 14, 2022
Hiring of financial advisers slows at First Republic in Q2
Jul 14, 2022
‘Following the money’ not so easy in a world of remote work
Jul 14, 2022
Support in some proxy votes falls amid record season
Jul 14, 2022
SEC takes steps to free up proxy advisers, shareholder proposals
Jul 14, 2022
Citizens Financial to acquire New Hampshire RIA
Jul 14, 2022
Fidelity's outgoing RIA boss, David Canter, joining Bluespring Wealth as president
Jul 14, 2022
Pathstone to acquire $3.5 billion RIA
Jul 14, 2022
JPMorgan halts share buybacks as earnings miss estimates
Jul 14, 2022
Morgan Stanley expects $200 million fine for misuse of personal devices
Jul 14, 2022
American companies still lack retirement plans: AARP
Jul 13, 2022
Wealthy business owners are at center of fight over Biden’s tax plan
Jul 13, 2022
Edelman Financial Engines names new head of technology
Jul 13, 2022
Finra bars would-be brokers for cheating on online qualification exams
Jul 13, 2022
Coming soon: Single-stock ETFs for traders but not investors
Jul 13, 2022
Fed could weigh historic 100 basis-point hike after inflation scorcher
Jul 13, 2022
Expand, extend client relationships with communication amplifying trust, values
Jul 13, 2022
Compliance meets Slack and Zoom
Jul 13, 2022
Virginia credit union program exits CUNA for Ameriprise
Jul 13, 2022
Integrated Partners hires former BNY Mellon CIO
Jul 13, 2022
Merrill duo managing $300 million goes indie with Raymond James
Jul 13, 2022
Social Security COLA could top 10% in 2023
Jul 13, 2022
God Bless America ETF may be coming soon with ticker YALL
Jul 13, 2022
401(k) contributions lagging, especially among millennials: BofA survey
Jul 12, 2022
Bonhill names Ponsford Group CEO; French becomes CEO of InvestmentNews
Jul 12, 2022
Advisory firm held liable for breaching fiduciary duty in UIT action brought by SEC
Jul 12, 2022
Tom Naratil to leave UBS
Jul 12, 2022
Schwab enhances digital onboarding to support multiple account opening
Jul 12, 2022
Link to RIAs is most compelling angle of the KWAC SPAC deal
Jul 12, 2022
Fidelity moves into liquid alts space with two new mutual funds
Jul 12, 2022
Diversifying investment firms’ supply chains poses challenges
Jul 12, 2022
David Canter to exit Fidelity's RIA custody business
Jul 12, 2022
Americans worried about inflation, but not as much as advisers: Survey
Jul 12, 2022
Protective launches variable annuity with deferral options
Jul 12, 2022
D.A. Davidson duo managing $428 million goes indie with Raymond James
Jul 12, 2022
BlackRock warns against dip buying as high-volatility era dawns
Jul 11, 2022
Social Security tax tips for the self-employed
Jul 11, 2022
SEC delays parts of market surveillance initiative until 2024
Jul 11, 2022
Lawyer for alleged Philly fraud settles with the SEC
Jul 11, 2022
Record flows into alternative funds
Jul 11, 2022
Wirehouses ready for their 'Empire Strikes Back' moment on adviser fintech
Jul 11, 2022
Bitcoin is more likely to hit $10,000 than $30,000, survey finds
Jul 11, 2022
Financial advisers turn surprisingly bullish on the second half
Jul 11, 2022
UBS considers promoting Khan to sole wealth management head
Jul 11, 2022
11 top retirement movies to watch this summer
Jul 11, 2022
SECURE 2.0 occupies rare common ground, tees up progress
Jul 11, 2022
Escalating economic drama dampens appetite for adviser moves
Jul 11, 2022
Reslicing the profit pie at Wells Fargo
Jul 11, 2022
Response to inflation is likely to dominate economic policies
Jul 11, 2022
Agenda-driven SEC determined to prevail despite critics’ pushback
Jul 11, 2022
Are tools smart enough for tough times? Market volatility to test advisers’ tech
Jul 08, 2022
Fintech Bytes: SEI partners with Holistiplan, IAA launches tech firm
Jul 08, 2022
Reg BI enters Top 15 of customer claims in Finra arbitration
Jul 08, 2022
Wentworth broker-dealer is going public via SPAC
Jul 08, 2022
LPL to acquire Boenning & Scattergood
Jul 08, 2022
Statement shock is the beginning, but longevity may be clients’ biggest risk
Jul 07, 2022
Envestnet acquires fee and billing fintech Redi2 Technologies
Jul 07, 2022
The advantage of tiering your advisory fees
Jul 07, 2022
Adviser killed in Highland Park shooting remembered as ‘kind and gentle,’ devoted to clients
Jul 07, 2022
Economic uncertainty has both advisers and clients delaying retirement
Jul 07, 2022
Sanctuary Wealth takes stake in GoalPath Solutions
Jul 07, 2022
Sustainalytics buys real estate climate risk firm
Jul 07, 2022
Love it or hate it, empathy is the new required leadership skill
Jul 07, 2022
BlackRock sees 30% jump in flows to suite of climate ETFs
Jul 07, 2022
Rising Interest Rates: Good or Bad for Real Estate?
Jul 06, 2022
Massachusetts orders Vanguard to repay investors $5.5 million for TDF taxes
Jul 06, 2022
Risk of dissatisfied advisers taking flight is rising: J.D. Power
Jul 06, 2022
First Trust acquires direct indexing fintech Veriti
Jul 06, 2022
Advisers must weigh whether to be first to use testimonials for marketing
Jul 06, 2022
Making the case for mild recession and stock rebound in the second half
Jul 06, 2022
Savant Wealth acquires $262 million Virgina-based RIA
Jul 06, 2022
How financing options can help advisers drive growth
Jul 06, 2022
Leveraging machine learning to outperform traditional model portfolios and funds
Jul 06, 2022
WA Asset Management acquires $1 billion RIA
Jul 06, 2022
3 retirement plan options for small-business owners
Jul 06, 2022
Mercer Global acquires woman-owned $250 million planning firm
Jul 06, 2022
Morgan Stanley seeks to bar broker accused of shooting co-worker
Jul 05, 2022
Ameriprise's indie unit nabs woman-led team managing $1.7 billion
Jul 05, 2022
Colliers takes 75% interest in Versus Capital
Jul 05, 2022
Trying to cheat on CFP exam, failing to pay taxes result in bars on using designation
Jul 05, 2022
New ETFs only invest at night and aim for dreamy returns
Jul 05, 2022
90-year-old Morgan Stanley broker arrested after shooting business partner
Jul 05, 2022
Personalization, technology best ways to get retirement back on track: Goldman
Jul 05, 2022
ESG advocates warn of fallout from SCOTUS EPA ruling
Jul 05, 2022
JPMorgan cuts growth forecasts 'perilously close' to recession
Jul 01, 2022
Ride the annuity bull market (while you can)
Jul 01, 2022
HSBC hires RadiantESG to give fund ESG treatment
Jul 01, 2022
Fintech Bytes: Ric Edelman partners with Flourish, American Century gets a robo
Jul 01, 2022
Finra achieves blockbuster financial year in 2021
Jul 01, 2022
Consistent participation in 401(k) plans key to account balance growth, study finds
Jul 01, 2022
It's not too late to join the liquid alts party, Morningstar says
Jul 01, 2022
Advisers predict 4.4% gain in S&P 500 for 2022
Jul 01, 2022
Scrutiny of ESG investments heralds better days ahead, managers say
Jul 01, 2022
Curb the paper chase with digital document strategies
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